Managing Member

0001567619-21-015647.txt : 20210816 0001567619-21-015647.hdr.sgml : 20210816 20210816104841 ACCESSION NUMBER: 0001567619-21-015647 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Warberg Asset Management LLC CENTRAL INDEX KEY: 0001597506 IRS NUMBER: 264016610 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20991 FILM NUMBER: 211175364 BUSINESS ADDRESS: STREET 1: 716 OAK STREET CITY: WINNETKA STATE: IL ZIP: 60093 BUSINESS PHONE: 847-418-8333 MAIL ADDRESS: STREET 1: 716 OAK STREET CITY: WINNETKA STATE: IL ZIP: 60093 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001597506 XXXXXXXX 06-30-2021 06-30-2021 Warberg Asset Management LLC

716 OAK STREET WINNETKA IL 60093

13F HOLDINGS REPORT 028-20991 N Daniel I. Warsh Managing Member 847-418-8333 /s/ Daniel Warsh Winnetka IL 08-16-2021 0 195 515845 false INFORMATION TABLE 2 form13fInfoTable.xml 1847 GOEDEKER INC *W EXP 99/99/999 28252C117 478 224638 SH SOLE 224638 0 0 ADVANTAGE SOLUTIONS INC *W EXP 07/18/202 00791N110 30 12000 SH SOLE 12000 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 2623 2000000 PRN SOLE 0 0 2000000 ALFI INC *W EXP 04/29/202 00161P117 563 54888 SH SOLE 54888 0 0 ALGONQUIN PWR UTILS CORP UNIT 99/99/9999 015857873 248 5000 SH SOLE 5000 0 0 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 233 150000 PRN SOLE 0 0 150000 ALTITUDE ACQUISITION CORP COM CL A 02156Y103 161 16400 SH SOLE 16400 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 2494 44000 SH Put SOLE 44000 0 0 AMERICAN EAGLE OUTFITTERS IN NOTE 3.750% 4/1 02553EAB2 423 97000 PRN SOLE 0 0 97000 AMERICAN VRTUAL CLOUD TECH I COM 030382105 133 22282 SH SOLE 22282 0 0 AMICUS THERAPEUTICS INC NOTE 3.000%12/1 03152WAB5 4410 2800000 PRN SOLE 0 0 2800000 AMPCO-PITTSBURG CORP *W EXP 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