0001415889-16-005471.txt : 20160408 0001415889-16-005471.hdr.sgml : 20160408 20160408165158 ACCESSION NUMBER: 0001415889-16-005471 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160408 DATE AS OF CHANGE: 20160408 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NorthStar Real Estate Capital Income Fund CENTRAL INDEX KEY: 0001655199 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-547-2600 MAIL ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: NorthStar Real Estate Credit Fund DATE OF NAME CHANGE: 20151008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NorthStar Asset Management Group, LLC CENTRAL INDEX KEY: 0001671259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23109 FILM NUMBER: 161563194 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125472600 MAIL ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NSAM LP CENTRAL INDEX KEY: 0001669004 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23109 FILM NUMBER: 161563195 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 547-2600 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NorthStar Asset Management Group Inc. CENTRAL INDEX KEY: 0001597503 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] STATE OF INCORPORATION: DE FISCAL YEAR END: 0701 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23109 FILM NUMBER: 161563196 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-547-2600 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NSAM FV Holdings, LLC CENTRAL INDEX KEY: 0001666397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23109 FILM NUMBER: 161563197 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-547-2600 MAIL ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 3 1 form3-04082016_010450.xml X0206 3 2016-03-31 0 0001655199 NorthStar Real Estate Capital Income Fund NONE 0001666397 NSAM FV Holdings, LLC C/O NORTHSTAR ASSET MGMT GROUP INC. 399 PARK AVENUE, 18TH FLOOR NEW YORK NY 10022 false false true false 0001597503 NorthStar Asset Management Group Inc. 399 PARK AVENUE 18TH FLOOR NEW YORK NY 10022 0 0 1 0 0001669004 NSAM LP C/O NORTHSTAR ASSET MGMT GROUP INC. 399 PARK AVENUE, 18TH FLOOR NEW YORK NY 10022 0 0 1 0 0001671259 NorthStar Asset Management Group, LLC C/O NORTHSTAR ASSET MGMT GROUP INC. 399 PARK AVENUE, 18TH FLOOR NEW YORK NY 10022 0 0 1 0 Class A Common Shares 11001.10 D These shares are owned directly by NSAM FV Holdings, LLC, which is a wholly-owned subsidiary of NorthStar Asset Management Group, LLC ("NSAM LLC"), which is a wholly-owned subsidiary of NSAM LP, which is a majority-owned subsidiary of NorthStar Asset Management Group Inc. ("NorthStar"). NorthStar, NSAM LP, and NSAM LLC are indirect beneficial owners of the reported securities. /s/ Jenny B. Neslin, Authorized Officer of NSAM FV Holdings, LLC 2016-04-08 /s/ Jenny B. Neslin, Associate General Counsel and Assistant Secretary of NorthStar Asset Management Group Inc. 2016-04-08 /s/ Jenny B. Neslin, Authorized Officer of NSAM LP 2016-04-08 /s/ Jenny B. Neslin, Authorized Officer of NorthStar Asset Management Group, LLC 2016-04-08