0001628280-23-008798.txt : 20230321 0001628280-23-008798.hdr.sgml : 20230321 20230321182257 ACCESSION NUMBER: 0001628280-23-008798 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221024 FILED AS OF DATE: 20230321 DATE AS OF CHANGE: 20230321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dempsey James F. CENTRAL INDEX KEY: 0001637089 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37725 FILM NUMBER: 23750806 MAIL ADDRESS: STREET 1: C/O VIEWRAY INCORPORATED STREET 2: 2 THERMO FISHER WAY CITY: OAKWOOD VILLAGE STATE: OH ZIP: 44146 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ViewRay, Inc. CENTRAL INDEX KEY: 0001597313 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 421777485 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 THERMO FISHER WAY CITY: OAKWOOD VILLAGE STATE: OH ZIP: 44146 BUSINESS PHONE: 440-703-3210 MAIL ADDRESS: STREET 1: 2 THERMO FISHER WAY CITY: OAKWOOD VILLAGE STATE: OH ZIP: 44146 FORMER COMPANY: FORMER CONFORMED NAME: Mirax Corp DATE OF NAME CHANGE: 20140116 4 1 wf-form4_167943736777451.xml FORM 4 X0407 4 2022-10-24 0 0001597313 ViewRay, Inc. VRAY 0001637089 Dempsey James F. C/O VIEWRAY, INC. 1099 18TH STREET, SUITE 3000 DENVER CO 80202 0 1 0 0 Chief Scientific Officer 0 Common Stock 2022-10-24 4 F 0 37681 4.30 D 642165 D Common Stock 2023-03-01 4 A 0 86405 0 A 728570 D Common Stock 2023-03-01 4 F 0 19630 4.12 D 708940 D Common Stock 2023-03-01 4 F 0 14872 4.12 D 694068 D Common Stock 2023-03-02 4 F 0 39700 4.12 D 654368 D Common Stock 2023-03-03 4 M 0 42000 0.75 A 696368 D Common Stock 2023-03-03 4 S 0 42000 4.13 D 654368 D Common Stock 2023-03-07 4 M 0 125000 0.75 A 779368 D Performance Units 0.0 2023-03-01 4 A 0 86405 0 A Common Stock 86405.0 86405 D Stock Option (right to buy) 0.75 2023-03-03 4 M 0 42000 0.75 D 2024-04-11 Common Stock 42000.0 292305 D Stock Option (right to buy) 0.75 2023-03-07 4 M 0 125000 0.75 D 2024-04-11 Common Stock 125000.0 167305 D Payment of tax liability by withholding securities incident to vesting of restricted stock units. The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. A total of one-third of the shares subject to this grant become vested on each of the first three anniversaries of March 1, 2023, subject to the Reporting Person remaining a service provider through each such vesting date. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.090 to $4.145, inclusive. The reporting person undertakes to provide ViewRay, Inc., any security holder of ViewRay, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 774,426 shares granted as RSUs. As of the transaction date, 294,131 of the RSUs have vested. These performance share awards were issued at a 100% target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. All of the shares subject to this option are fully vested and exercisable as of the date of exercise. /s/ Robert McCormack, Attorney-in-fact 2023-03-21