X0306
4
2019-01-02
0
0001597313
ViewRay, Inc.
VRAY
0001637084
Puri Aditya
C/O VIEWRAY INCORPORATED
2 THERMO FISHER WAY
OAKWOOD VILLAGE
OH
44146
1
0
0
0
Common Stock
2019-01-02
4
A
0
10064
6.16
A
42885
D
Common Stock
2019-01-02
4
A
0
18668
0.00
A
61553
D
Common Stock
4876745
I
See footnote
The reported securities are DSUs that entitle the Reporting Person to receive one share of Common Stock per DSU upon the earliest of (i) the Reporting Person's termination of service from the Issuer's board of directors, (ii) a Change of Control of the Issuer as defined in the Issuer's 2015 Equity Incentive Award Plan or (iii) January 2, 2029 (the tenth anniversary of the grant date). 1/12th of these DSUs shall vest on the last day of each calendar month beginning on January 31, 2019 such that 100% of the DSUs will be vested on December 31, 2019, subject to the Reporting Person remaining a service provider through each such vesting date.
These DSUs were issued to the reporting person pursuant to ViewRay Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $62,000.
The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. All of these RSUs shall vest on January 2, 2020 (the one-year anniversary of the grant date), subject to the Reporting Person remaining a service provider through such date.
Shares held by Harbour Tycoon Limited. The Reporting Person is an Investments Director at Xeraya Capital, an affiliate of Harbour Tycoon Limited.
/s/ Ajay Bansal, as Attorney-in-Fact for Aditya Puri
2019-01-03