0000950103-19-000200.txt : 20190103
0000950103-19-000200.hdr.sgml : 20190103
20190103202006
ACCESSION NUMBER: 0000950103-19-000200
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190102
FILED AS OF DATE: 20190103
DATE AS OF CHANGE: 20190103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wang Theodore T
CENTRAL INDEX KEY: 0001694061
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37725
FILM NUMBER: 19508104
MAIL ADDRESS:
STREET 1: C/O PUISSANCE CAPITAL MANAGEMENT LP
STREET 2: 950 THIRD AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ViewRay, Inc.
CENTRAL INDEX KEY: 0001597313
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 421777485
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 THERMO FISHER WAY
CITY: OAKWOOD VILLAGE
STATE: OH
ZIP: 44146
BUSINESS PHONE: 440-703-3210
MAIL ADDRESS:
STREET 1: 2 THERMO FISHER WAY
CITY: OAKWOOD VILLAGE
STATE: OH
ZIP: 44146
FORMER COMPANY:
FORMER CONFORMED NAME: Mirax Corp
DATE OF NAME CHANGE: 20140116
4
1
ownership.xml
X0306
4
2019-01-02
0
0001597313
ViewRay, Inc.
VRAY
0001694061
Wang Theodore T
C/O VIEWRAY, INC.
2 THERMO FISHER WAY
OAKWOOD VILLAGE
OH
44146
1
0
0
0
Common Stock
2019-01-02
4
A
0
7305
6.16
A
15449
D
Common Stock
2019-01-02
4
A
0
18668
0.00
A
34117
D
The reported securities are DSUs that entitle the Reporting Person to receive one share of Common Stock per DSU upon the earliest of (i) the Reporting Person's termination of service from the Issuer's board of directors, (ii) a Change of Control of the Issuer as defined in the Issuer's 2015 Equity Incentive Award Plan or (iii) January 2, 2029 (the tenth anniversary of the grant date). 1/12th of these DSUs shall vest on the last day of each calendar month beginning on January 31, 2019 such that 100% of the DSUs will be vested on December 31, 2019, subject to the Reporting Person remaining a service provider through each such vesting date.
These DSUs were issued to the reporting person pursuant to ViewRay Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $45,000.
The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. All of these RSUs shall vest on January 2, 2020 (the one-year anniversary of the grant date), subject to the Reporting Person remaining a service provider through such date.
/s/ Ajay Bansal, as Attorney-in-Fact for Theodore T. Wang
2019-01-03