President / CEO

0001597298-22-000006.txt : 20221116 0001597298-22-000006.hdr.sgml : 20221116 20221115193458 ACCESSION NUMBER: 0001597298-22-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221116 DATE AS OF CHANGE: 20221115 EFFECTIVENESS DATE: 20221116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Verity Asset Management, Inc. CENTRAL INDEX KEY: 0001597298 IRS NUMBER: 561981693 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15857 FILM NUMBER: 221392634 BUSINESS ADDRESS: STREET 1: 280 S MANGUM ST STE 550 CITY: DURHAM STATE: NC ZIP: 27701-3683 BUSINESS PHONE: 919-490-6717 MAIL ADDRESS: STREET 1: 280 S MANGUM ST STE 550 CITY: DURHAM STATE: NC ZIP: 27701-3683 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001597298 XXXXXXXX 09-30-2022 09-30-2022 Verity Asset Management, Inc.

280 S MANGUM ST STE 550 DURHAM NC 27701-3683

13F HOLDINGS REPORT 028-15857 N Gordon Wegwart President / CEO 919.490.6717 ext.109 Michael Hazen Durham NC 11-15-2022 0 171 96934 false INFORMATION TABLE 2 Verity.13F.Sep.2022.xml AFLAC INC. 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CO. COM 291011104 625152 8538 SH SOLE 0 0 8538 ENTERPRISE PRODUCTS PARTNERS L P COM 293792107 718180 30201 SH SOLE 0 0 30201 FRANKLIN RES INC COM COM 354613101 235859 10960 SH SOLE 0 0 10960 GENERAL DYNAMICS CORPORATION COM 369550108 530425 2500 SH SOLE 0 0 2500 GENERAL MILLS COM 370334104 250515 3270 SH SOLE 0 0 3270 GENUINE PARTS CO. COM 372460105 274152 1836 SH SOLE 0 0 1836 GILEAD SCIENCE INC. COM 375558103 764648 12395 SH SOLE 0 0 12395 GOODYEAR TIRE & RUBR CO COM COM 382550101 156789 15539 SH SOLE 0 0 15539 HEICO CORPORATION COM 422806109 1012755 7034 SH SOLE 0 0 7034 JACK HENRY & ASSOCIATES, INC. COM 426281101 224192 1230 SH SOLE 0 0 1230 HONEYWELL INTL COM 438516106 365330 2188 SH SOLE 0 0 2188 HUNTSMAN COPORATION COMMON STOCK 0.01 PAR VALUE COM 447011107 242333 9875 SH SOLE 0 0 9875 HYLIION HOLDINGS CORP COM 449109107 351495 122472 SH SOLE 0 0 122472 INTEL CORP COM 458140100 296973 11524 SH SOLE 0 0 11524 INTERNATIONAL BUSINESS MACHINES CORP COM 459200101 1952405 16433 SH SOLE 0 0 16433 INTL FLAVORS & FRAGRANCES COM 459506101 203096 2236 SH SOLE 0 0 2236 INTUIT INC COM 461202103 293976 759 SH SOLE 0 0 759 ISHARES GOLD TRUST ISHARES NEW 464285204 1038188 32927 SH SOLE 0 0 32927 ISHARES TR CHINA LARGE CAP ETF CHINA LG-CAP ETF 464287184 592142 22898 SH SOLE 0 0 22898 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 381245 1063 SH SOLE 0 0 1063 ISHARES IBOXX INVESTMENT GRADE CO ETF ETF 464287242 229078 2236 SH SOLE 0 0 2236 ISHARES LATIN AMERICA 40 ETF LATN AMER 40 ETF 464287390 284332 11987 SH SOLE 0 0 11987 ISHARES TR RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 1125249 6823 SH SOLE 0 0 6823 ISHARES TR S&P US PFD STOCK INDEX FUND PFD AND INCM SEC 464288687 669314 21134 SH SOLE 0 0 21134 ISHARES US MEDICAL DEVICES ETF ETF 464288810 201506 4271 SH SOLE 0 0 4271 JOHNSON & JOHNSON COM 478160104 613907 3758 SH SOLE 0 0 3758 KELLOGG CO COM 487836108 663094 9519 SH SOLE 0 0 9519 ELI LILLY & CO. COM 532457108 217291 672 SH SOLE 0 0 672 LOCKHEED MARTIN CORP COM 539830109 789577 2044 SH SOLE 0 0 2044 LOUISIANA-PACIFIC CORP COM 546347105 325824 6365 SH SOLE 0 0 6365 MDC HOLDINGS INC COM 552676108 258214 9417 SH SOLE 0 0 9417 MSC INDL DIRECT INC CL A CL A 553530106 390480 5363 SH SOLE 0 0 5363 MADRIGAL PHARMACEUTICALS INC COM 558868105 250341 3852 SH SOLE 0 0 3852 MAGELLAN MIDSTREAM PARTNERS LP COM UNIT REPSTG LTD PARTNER INT UNIT LP 559080106 267149 5623 SH SOLE 0 0 5623 MCDONALDS CORP COM 580135101 513166 2224 SH SOLE 0 0 2224 MICROSOFT CORP COM 594918104 2326671 9990 SH SOLE 0 0 9990 MONDELEZ INTL INC CL A CL A 609207105 250189 4563 SH SOLE 0 0 4563 OMNICOM GROUP INC COM COM 681919106 449895 7131 SH SOLE 0 0 7131 ORMAT TECHNOLOGIES, INC. COMMON SHARES, PAR VALUE 0.001 PER SHARE COM 686688102 203087 2356 SH SOLE 0 0 2356 PAYCHEX INC COM 704326107 249331 2222 SH SOLE 0 0 2222 PEPSICO INC COM 713448108 357050 2187 SH SOLE 0 0 2187 PFIZER INC COM 717081103 804528 18385 SH SOLE 0 0 18385 PHILIP MORRIS INTL INC COM COM 718172109 997531 12017 SH SOLE 0 0 12017 PHILLIPS 66 COM COM 718546104 446866 5536 SH SOLE 0 0 5536 POLARIS INC. COM 731068102 237690 2485 SH SOLE 0 0 2485 PUBLIC SERVICE ENTERPRISE GP COM 744573106 217385 3866 SH SOLE 0 0 3866 PULTE CORP COM 745867101 244875 6530 SH SOLE 0 0 6530 ROCKWELL INTERNATIONAL CORPORATION COM 773903109 276631 1286 SH SOLE 0 0 1286 ROPER TECHNOLGIES INC COM COM 776696106 363236 1010 SH SOLE 0 0 1010 ROYAL GOLD, INC. COM 780287108 993085 10585 SH SOLE 0 0 10585 CHARLES SCHWAB CORP 5.95 PFD CALLABLE 6/1/21 25 PERP/CALL COM 808513600 2350907 95682 SH SOLE 0 0 95682 MATIV HOLDINGS, INC. COM 808541106 251999 11413 SH SOLE 0 0 11413 SHOE CARNIVAL, INC. COM 824889109 313710 14632 SH SOLE 0 0 14632 SKECHERS U.S.A. INC CL A 830566105 575908 18156 SH SOLE 0 0 18156 SKYWEST INC. COMMON STOCK COM 830879102 163332 10045 SH SOLE 0 0 10045 SOUTHERN CO COM 842587107 635664 9348 SH SOLE 0 0 9348 SPIRIT AEROSYSTEMS HLDGS INC CL A COM CL A 848574109 513169 23411 SH SOLE 0 0 23411 STARBUCKS CORPORATION COM 855244109 582068 6908 SH SOLE 0 0 6908 SWEDISH EXPT CR CORP ELEMENTS LKD TO ROGERS INTL COMMODITY INDEX AGRI TOTAL RETURN ROG AGRI ETN22 870297603 1753688 192713 SH SOLE 0 0 192713 TEXAS INSTRUMENTS INC. COM 882508104 603487 3899 SH SOLE 0 0 3899 THERMO FISHER SCIENTIFIC COM 883556102 216570 427 SH SOLE 0 0 427 TYSON FOODS INC CL A 902494103 553944 8402 SH SOLE 0 0 8402 UNION PACIFIC CORP. COM 907818108 378146 1941 SH SOLE 0 0 1941 UNITED BANKSHARES INC COM 909907107 796868 22290 SH SOLE 0 0 22290 UNITED PARCEL SERVICE COM 911312106 218887 1355 SH SOLE 0 0 1355 US ENERGY CORP COM 911805307 194014 66443 SH SOLE 0 0 66443 UNIVERSAL HEALTH SVCS INC CL B CL B 913903100 233853 2652 SH SOLE 0 0 2652 VANGUARD STAR FD VANGUARD TOTAL INTL STOCK INDEX FD ETF SHS VG TL INTL STK F 921909768 1793589 39187 SH SOLE 0 0 39187 VANGUARD MUN BD FDS TAX EXEMPT BD INDEX FD ETF TAX EXEMPT BD 922907746 856314 17788 SH SOLE 0 0 17788 VANGUARD INDEX FDS S&P 500 ETF SHS NEW S&P 500 ETF SHS 922908363 2452073 7469 SH SOLE 0 0 7469 VANGUARD SMALL-CAP VALUE VIPERS SM CP VAL ETF 922908611 304295 2122 SH SOLE 0 0 2122 VANGUARD TOTAL STOCK MARKET VIPERS TOTAL STK MKT 922908769 2145205 11953 SH SOLE 0 0 11953 WACCAMAW BANKSHARES INC - COMMON STOCK COM 929741106 0 20000 SH SOLE 0 0 20000 WALMART, INC. COM 931142103 1507244 11621 SH SOLE 0 0 11621 WERNER ENTERPRISE COM 950755108 253800 6750 SH SOLE 0 0 6750 JOHN WILEY & SONS INC CL-A CL A 968223206 244178 6501 SH SOLE 0 0 6501 WORTHINGTON INDUSTRIES INC COM 981811102 489184 12826 SH SOLE 0 0 12826 RAYTHEON TECHNOLOGIES CORP COM 75513E101 291012 3555 SH SOLE 0 0 3555 INVESCO QQQ TRUST UNIT SER 1 46090E103 786012 2941 SH SOLE 0 0 2941 AMERICAN EAGLE OUTFITTERS INC NEW COM 02553E106 232362 23881 SH SOLE 0 0 23881 EDWARDS LIFESCIENCES CORP COM 28176E108 592127 7166 SH SOLE 0 0 7166 CONTRA AVI GENOMIC MEDICINE INC COM 008CVR011 4453 30500 SH SOLE 0 0 30500 AIR LEASE CORP CL A 00912X302 226931 7318 SH SOLE 0 0 7318 THE NECESSITY RETAIL REIT WHERE AMERICA SHOPS COM 02607T406 549865 26474 SH SOLE 0 0 26474 BLACKROCK INC COM 09247X101 418213 760 SH SOLE 0 0 760 BROADCOM INC COM 11135F101 218009 491 SH SOLE 0 0 491 CARDINAL HEALTH, INC. COM 14149Y108 294859 4422 SH SOLE 0 0 4422 COHERENT CORP COM 19247G107 699649 20076 SH SOLE 0 0 20076 COMCAST CORP CL A CL A 20030N101 233584 7964 SH SOLE 0 0 7964 DOMINION ENERGY INC COM 25746U109 337533 4884 SH SOLE 0 0 4884 DUKE ENERGY CORP NEW COM COM NEW 26441C204 523051 5623 SH SOLE 0 0 5623 EATON VANCE SR FLTNG RATE TR COM COM 27828Q105 428157 38538 SH SOLE 0 0 38538 EXXON MOBIL CORP COM COM 30231G102 244555 2801 SH SOLE 0 0 2801 FIRST TRUST NATURAL GAS ETF NAT GAS ETF 33733E807 217323 9515 SH SOLE 0 0 9515 G III APPAREL GROUP LTD COM 36237H101 388296 25973 SH SOLE 0 0 25973 GLOBAL X FDS LITHIUM ETF NEW LITHIUM BTRY ETF 37954Y855 231051 3496 SH SOLE 0 0 3496 HALOZYME THERAPEUTICS, INC COM 40637H109 1260852 31888 SH SOLE 0 0 31888 INVESCO SENIOR INCOME TRUST COM 46131H107 161422 43393 SH SOLE 0 0 43393 INVESCO WATER RESOURCES ETF WATER RES ETF 46137V142 1384441 30261 SH SOLE 0 0 30261 INVESCO S&P 500 EQUAL WEIGHT ETF S&P500 EQL WGT 46137V357 1001439 7868 SH SOLE 0 0 7868 INVESCO S&P 500 LOW VOLATILTIY ETF SP500 LOW VOL 46138E354 1001211 17313 SH SOLE 0 0 17313 INVESCO SOLAR ETF SOLAR ETF 46138G706 776954 10555 SH SOLE 0 0 10555 INVESCO DB US DOLLAR INDEX BULLISH FUND BULLISH FD 46141D203 533926 17709 SH SOLE 0 0 17709 IONQ INC COM 46222L108 210795 41577 SH SOLE 0 0 41577 ISHARES SILVER TRUST ISHARES 46428Q109 667188 38125 SH SOLE 0 0 38125 ISHARES COR TOTAL USD BOND MARKET THE ETF CORE TOTAL USD 46434V613 1017359 22862 SH SOLE 0 0 22862 J P MORGAN CHASE & CO COM COM 46625H100 206597 1977 SH SOLE 0 0 1977 KB HOME COM COM 48666K109 317235 12239 SH SOLE 0 0 12239 MASTERCARD INCORPORATED CLASS A COMMON CL A 57636Q104 447551 1574 SH SOLE 0 0 1574 MERCK & CO INC NEW COM 58933Y105 829852 9636 SH SOLE 0 0 9636 MOSAIC CO NEW COM COM 61945C103 1043831 21598 SH SOLE 0 0 21598 NEXTERA ENERGY INC COM COM 65339F101 451720 5761 SH SOLE 0 0 5761 NVIDIA CORP COM 67066G104 800567 6595 SH SOLE 0 0 6595 ORACLE CORP COM 68389X105 367397 6016 SH SOLE 0 0 6016 PACER U.S. CASH COWS 100 ETF US CASH COWS 100 69374H881 608163 14826 SH SOLE 0 0 14826 PAYPAL HLDGS INC COM 70450Y103 1075789 12499 SH SOLE 0 0 12499 PLBY Group, Inc. COM 72814P109 41412 10276 SH SOLE 0 0 10276 T. ROWE PRICE GROUP, INC. COM 74144T108 366800 3493 SH SOLE 0 0 3493 PROSHARES TR ULTRASHORT 20 YR TREAS NEW PSHS TR 74347B201 1080013 33952 SH SOLE 0 0 33952 SHORT S&P 500 PROSHARES SHORT SP 500 NE 74347B425 1624579 94015 SH SOLE 0 0 94015 PROSHARES TR SHORT HIGH YIELD SHRT HGH YIELD 74347R131 245002 12244 SH SOLE 0 0 12244 PROSHARES VIX SHORTTERM FUTURES ETF VIX SH TRM FUTRS 74347Y854 390940 22862 SH SOLE 0 0 22862 PROSHARES TR ULTRASHORT FTSE EUROPE NEW JAN 2014 ULTSHT FTSE EURO 74348A434 411399 20862 SH SOLE 0 0 20862 RENT-A-CENTER INC COM 76009N100 238083 13597 SH SOLE 0 0 13597 ROKU INC COM CL A CL A 77543R102 822763 14588 SH SOLE 0 0 14588 SPDR S&P 500 ETF TR TR UNIT TR UNIT 78462F103 1601952 4485 SH SOLE 0 0 4485 SPDR SER TR S&P BIOTECH ETF S&P BIOTECH 78464A870 1178378 14856 SH SOLE 0 0 14856 SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1 ETF 78467X109 663088 2308 SH SOLE 0 0 2308 SEAGEN INC COM 81181C104 737240 5388 SH SOLE 0 0 5388 SELECT SECTOR SPDR FD HEALTH CARE SBI HEALTHCARE 81369Y209 1266689 10459 SH SOLE 0 0 10459 CONSUMER STAPLES SPDR SBI CONS STPLS 81369Y308 1577564 23641 SH SOLE 0 0 23641 SHOCKWAVE MED INC COM 82489T104 279460 1005 SH SOLE 0 0 1005 SKYWORKS SOLUTIONS INC COM COM 83088M102 838886 9838 SH SOLE 0 0 9838 SONIC AUTOMOTIVE INC CL A 83545G102 234210 5409 SH SOLE 0 0 5409 SPROTT PHYSICAL GOLD TR UNIT UNIT 85207H104 465293 36351 SH SOLE 0 0 36351 TEUCRIUM COMMODITY TR WHEAT FD WHEAT FD 88166A508 192040 20988 SH SOLE 0 0 20988 3M CO COM COM 88579Y101 458244 4147 SH SOLE 0 0 4147 UR ENERGY INC COM ISINCA91688R1082 COM 91688R108 156061 143175 SH SOLE 0 0 143175 VANECK GOLD MINERS ETF GOLD MINERS ETF 92189F106 313849 13012 SH SOLE 0 0 13012 VANGUARD CHARLOTTE FDS TOTAL INTL BD INDEX FD INTL BD IDX ETF 92203J407 750411 15722 SH SOLE 0 0 15722 VERIZON COMMUNICATIONS COM 92343V104 274637 7233 SH SOLE 0 0 7233 VISA INC COM CL A COM CL A 92826C839 323323 1820 SH SOLE 0 0 1820 WARRIOR MET COAL INC COM 93627C101 236649 8321 SH SOLE 0 0 8321 WISDOMTREE TR INDIA EARNINGS FD INDIA TR 97717W422 618221 20243 SH SOLE 0 0 20243 BROOKFIELD INFRASTRUCTURE PARTNERS L.P. LIMITED PARTNERSHIP UNITS LP INT UNIT G16252101 314089 8749 SH SOLE 0 0 8749 MEDTRONIC PLC SHS ISINIE00BTN1Y115 SHS G5960L103 392930 4866 SH SOLE 0 0 4866 GENCO SHIPPING SHS Y2685T131 182637 14576 SH SOLE 0 0 14576