0001597298-14-000004.txt : 20140815 0001597298-14-000004.hdr.sgml : 20140815 20140815100059 ACCESSION NUMBER: 0001597298-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140815 DATE AS OF CHANGE: 20140815 EFFECTIVENESS DATE: 20140815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Verity Asset Management, Inc. CENTRAL INDEX KEY: 0001597298 IRS NUMBER: 561981693 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15857 FILM NUMBER: 141045347 BUSINESS ADDRESS: STREET 1: 280 S. MANGUM ST. SUITE 550 CITY: DURHAM STATE: NC ZIP: 27701 BUSINESS PHONE: 919-490-6717 MAIL ADDRESS: STREET 1: 280 S. MANGUM ST. SUITE 550 CITY: DURHAM STATE: NC ZIP: 27701 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001597298 XXXXXXXX 06-30-2014 06-30-2014 Verity Asset Management, Inc.

280 S. MANGUM ST. SUITE 550 DURHAM NC 27701

13F HOLDINGS REPORT 028-15857 N Steven Butz 919-490-6717 x112 Steven C. Butz Durham NC 08-15-2014 0 57 91848 false INFORMATION TABLE 2 Verity.13F.20140630.xml ABERDEEN ASIA-PACIFIC INCOME FUND Total Com 003009107 5924 943456 SH SOLE 0 0 943456 ACETO CORPORATION Total Com 004446100 492 27138 SH SOLE 0 0 27138 AETNA US HEALTHCARE INC COM Total Com 00817Y108 527 6504 SH SOLE 0 0 6504 AMERICAN RAILCAR INDUSTRIES, INC. - COMMON STOCK Total Com 02916P103 480 7093 SH SOLE 0 0 7093 ARCHER-DANIELS-MIDLAND INC Total Com 039483102 4956 112361 SH SOLE 0 0 112361 BARCLAYS BK PLC IPATH DOW JONES AIG GRAINS TOTAL RETURN Total ETF AGRIBUS 06739H305 5652 130551 SH SOLE 0 0 130551 CAMECO CORPORATION Total Com 13321L108 2133 108822 SH SOLE 0 0 108822 CONSUMER STAPLES SPDR Total SBI CONS STAPLES 81369Y308 1292 28978 SH SOLE 0 0 28978 CVS/CAREMARK CORP Total Com 126650100 449 5969 SH SOLE 0 0 5969 ENERGY SELECT SECTOR SPDR FUND Total SBI INT Energy 81369Y506 531 5310 SH SOLE 0 0 5310 GLOBAL X FDS GLOBAL X URANIUM ETF NEW Total ETF Uranium 37950E275 600 41481 SH SOLE 0 0 41481 HOLLYFRONTIER CORP COM Total COM 436106108 417 9552 SH SOLE 0 0 9552 ISHARES DOW JONES US ETF Total ETF DOW JONES US 464287846 267 2706 SH SOLE 0 0 2706 ISHARES LATIN AMERICA 40 ETF Total ETF Latin 464287390 259 6778 SH SOLE 0 0 6778 ISHARES TR BARCLAYS 20+ YR TREAS BD ETF Total ETF 20+ Year 464287432 1045 9218 SH SOLE 0 0 9218 ISHARES TR CHINA LARGE CAP ETF Total ETF China LG Cap 464287184 1987 53667 SH SOLE 0 0 53667 ISHARES TR CORE US VALUE ETF Total ETF RUS 3000 464287663 312 2361 SH SOLE 0 0 2361 ISHARES TR NASDAQ BIOTECH ETF Total ETF NASDAQ BIOTECH 464287556 11154 43397 SH SOLE 0 0 43397 ISHARES TR RUSSELL MID-CAP VALUE Total ETF RUS MDCP 464287473 353 4867 SH SOLE 0 0 4867 ISHARES US HEALTHCARE PROVIDERS ETF Total ETF US HEALTHCARE 464288828 1405 13665 SH SOLE 0 0 13665 ISHARES US HOME CONSTRUCTION ETF Total ETF US HOME CONSTRUCTION 464288752 5109 206017 SH SOLE 0 0 206017 LINDSAY MANUFACTURING CO Total Com 535555106 616 7300 SH SOLE 0 0 7300 LIQUIDITY SERVICES, INC. - COMMON STOCK Total Com 53635B107 1652 10482 SH SOLE 0 0 10482 MARKET VECTORS ETF TR SEMICONDUCTOR ETF Total ETF SEMICONDUCTOR 57060U233 3479 70306 SH SOLE 0 0 70306 MARKET VECTORS OIL SERVICE ETF Total ETF OIL SERVICES 57060U191 644 11151 SH SOLE 0 0 11151 MEDTRONICS INC Total Com 585055106 1037 16266 SH SOLE 0 0 16266 MKT VECT AGRBSHS Total ETF AGIBUS 57060U605 1296 23563 SH SOLE 0 0 23563 NATIONAL OILWELL VARCO INC Total Com 637071101 510 6196 SH SOLE 0 0 6196 PATTERSON COS INC COM Total Com 703395103 470 11897 SH SOLE 0 0 11897 PERCEPTRON, INC. Total Com 71361F100 256 20115 SH SOLE 0 0 20115 PLANTRONICS INC Total Com 727493108 491 10239 SH SOLE 0 0 10239 PLURISTEM THERAPEUTICS, INC. - COMMON STOCK Total Com 72940R102 196 62823 SH SOLE 0 0 62823 POWERSHARES QQQ TR UNIT SER 1 Total Unit Series 1 73935A104 297 3166 SH SOLE 0 0 3166 POWERSHARES WATER RESOURCE PORTFOLIO Total ETF WATER RESOURCE 73935X575 6761 254271 SH SOLE 0 0 254271 PROSHARES TR II PROSHARES ULTRASHORT EURO Total ETF ULTRASHORT EURO 74347W882 224 13157 SH SOLE 0 0 13157 PROSHARES TR ULTRASHORT FTSE EUROPE NEW JAN 2014 Total ETF ULTRASHORT FTSE EURO 74348A434 232 4446 SH SOLE 0 0 4446 PROSHARES TR ULTRASHORT MSCI JAPAN NEW JAN 2014 Total ETF ULTRASHORT MSCI JPN 74348A459 408 6767 SH SOLE 0 0 6767 REGULUS THERAPEUTICS INC Total Com 75915K101 258 32150 SH SOLE 0 0 32150 SANDERSON FARMS, INC. Total Com 800013104 649 6683 SH SOLE 0 0 6683 SEATTLE GENETICS, INC. Total Com 812578102 226 5912 SH SOLE 0 0 5912 SELECT SECTOR SPDR FD HEALTH CARE Total SBI Health Care 81369Y209 2536 41690 SH SOLE 0 0 41690 SHORT RUSSELL2000 PR Total PSHS SHORT RUSSELL 2000 74347R826 2148 134003 SH SOLE 0 0 134003 SPDR GOLD TR GOLD SHS Total GOLD SHS 78463V107 6794 53069 SH SOLE 0 0 53069 SPECIAL DIVERSIFIED OPPORTUNITIES INC COM Total Com 84740Q101 214 184997 SH SOLE 0 0 184997 SWEDISH EXPT CR CORP ELEMENTS LKD TO ROGERS INTL COMMODITY INDEX AGRI TOTAL RETURN Total ROG AGRI ETN 870297603 2841 345265 SH SOLE 0 0 345265 SYNGENTA AG Total Com 87160A100 2063 27593 SH SOLE 0 0 27593 SYNTA PHARMACEUTICALS CORP. - COMMON STOCK Total Com 87162T206 405 99023 SH SOLE 0 0 99023 TRINITY INDUSTRIES Total Com 896522109 469 10740 SH SOLE 0 0 10740 TRIUMPH GROUP INC NEW Total Com 896818101 459 6587 SH SOLE 0 0 6587 TYSON FOODS INC Total Com 902494103 418 11143 SH SOLE 0 0 11143 UGI CORPORATION Total Com 902681105 483 9583 SH SOLE 0 0 9583 UNILEVER PLC Total Com 904767704 2587 57110 SH SOLE 0 0 57110 UNITEDHEALTH GROUP INC COM Total Com 91324P102 475 5817 SH SOLE 0 0 5817 UNIVERSAL HEALTH SVCS INC CL B Total CL B 913903100 496 5180 SH SOLE 0 0 5180 URANERZ ENERGY CORPORATION Total Com 91688T104 245 165687 SH SOLE 0 0 165687 UTILITIES SELECT SECTOR SPDR FUND Total SBI INT-UTILS 81369Y886 3728 84244 SH SOLE 0 0 84244 VANGUARD DIVIDEND APPRECIATION VIPERS Total DIV APP ETF 921908844 441 5661 SH SOLE 0 0 5661