0001144204-15-059105.txt : 20151013 0001144204-15-059105.hdr.sgml : 20151012 20151013104225 ACCESSION NUMBER: 0001144204-15-059105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151008 FILED AS OF DATE: 20151013 DATE AS OF CHANGE: 20151013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Glori Energy Inc. CENTRAL INDEX KEY: 0001597131 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4315 SOUTH DRIVE CITY: HOUSTON STATE: TX ZIP: 77053 BUSINESS PHONE: (713) 237-8880 MAIL ADDRESS: STREET 1: 4315 SOUTH DRIVE CITY: HOUSTON STATE: TX ZIP: 77053 FORMER COMPANY: FORMER CONFORMED NAME: Glori Acquisition Corp. DATE OF NAME CHANGE: 20140115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Guilbeau Kevin CENTRAL INDEX KEY: 0001655348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55261 FILM NUMBER: 151155026 MAIL ADDRESS: STREET 1: 5535 MEMORIAL DRIVE STREET 2: SUITE F #850 CITY: HOUSTON STATE: TX ZIP: 77007 4 1 v422018_4.xml OWNERSHIP DOCUMENT X0306 4 2015-10-08 0 0001597131 Glori Energy Inc. GLRI 0001655348 Guilbeau Kevin 5535 MEMORIAL DRIVE, SUITE F #850 HOUSTON TX 77007 1 0 0 0 Stock Option (right to buy) 0.78 2015-10-08 4 A 0 500000 0 A 2025-10-08 Common Stock 500000 500000 D Stock Option (right to buy) 0.78 2015-10-08 4 A 0 30000 0 A 2025-10-08 Common Stock 30000 30000 D The option vests as follows: (i) 25% vests 12 months after the grant date and an additional 1/48 vests on the last day of each of the subsequent 36 months, or (ii) if the Company fails to effect certain amendments of its long term incentive plan as provided in Mr. Guilbeau's Executive Chairman Agreement, 50% vests 12 months after the grant date and an additional 1/72 vests on the last day of each of the subsequent 36 months. The option vests as follows: When the Company's closing share price averages $8.00 per share for 10 consecutive trading days (as adjusted for reverse stock splits or similar activity), the shares shall vest. This grant is part of an award of 100,000 performance options, the remainder of which vest upon the fulfillment of certain other contingencies and conditions. /s/ Lynn Marie Thompson, attorney-in-fact 2015-10-12