UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
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Under the Securities Exchange Act of 1934
(Amendment No. 6)*
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Dorian LPG Ltd.
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(Name of Issuer)
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Common Stock, par value $0.01 per share
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(Title of Class of Securities)
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Y2106R110
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(CUSIP Number)
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John C. Hadjipateras
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c/o Dorian LPG (USA) LLC
27 Signal Road
Stamford, CT 06902
Tel: (203) 674-9900
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
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April 7, 2021
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(Date of Event which Requires Filing of this Statement)
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If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of
Rule 13d-1(e), Rule 13d-1
(f) or Rule 13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule
13d–7 for other parties to whom copies are to be sent.
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Schedule 13D
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CUSIP No.
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Y2106R110
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1.
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Names of Reporting Persons
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John C. Hadjipateras
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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[_]
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(b)
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[_]
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3.
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SEC Use Only
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4.
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Source of Funds (See Instructions)
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PF, OO
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5.
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
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[_]
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6.
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Citizenship or Place of Organization
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United States
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7.
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Sole Voting Power
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Number of
Shares
Beneficially
Owned by
Each Reporting
Person
With
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1,880,986
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8.
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Shared Voting Power
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2,886,637(1)(2)(3)
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9.
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Sole Dispositive Power
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1,880,986
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10.
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Shared Dispositive Power
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178,080(1)(3)
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11.
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Aggregate Amount Beneficially Owned By Each Reporting Person
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4,767,623(1)(2)(3)
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12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
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[_]
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13.
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Percent of Class Represented by Amount in Row (11)
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11.5%
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14.
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Type of Reporting Person (See Instructions)
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IN
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(1)
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Includes 26,166 Common Shares of Dorian LPG Ltd. that John C. Hadjipateras may be deemed to beneficially own by virtue of pledges of such Common Shares given under funding and
security agreements with each of Theodore B. Young and Alexander J. Ciaputa. See Item 3 and Item 6.
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(2)
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Includes 2,708,557 Common Shares of Dorian LPG Ltd. that John C. Hadjipateras may be deemed to beneficially own by virtue of a revocable proxy granted to
John C. Hadjipateras by each of Mark C. Hadjipateras, Angeliki C. Hadjipateras, Aikaterini C. Hadjipateras, Konstantinos Markakis, Scott M. Sambur, as Trustee of the Kyveli Trust, and George J. Dambassis, pursuant to which John C.
Hadjipateras may be deemed to share the power to vote such Common Shares. See Item 3 and Item 6.
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(3)
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Includes 125,000 Common Shares owned by John C. Hadjipateras' spouse, 6,250 Common Shares owned by children of John C. Hadjipateras, and 20,664 Common
Shares owned by the LMG Trust (John C. Hadjipateras and his spouse are trustees of the LMG Trust and the beneficiary of the LMG Trust is one of their children), and in each case John C. Hadjipateras may be deemed to share the power to vote
and dispose of such Common Shares. See Item 3.
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Schedule 13D
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CUSIP No.
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Y2106R110
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1.
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The acquisition of additional Common Shares of the Issuer or the disposition of Common Shares of the Issuer;
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2.
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Any extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries;
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3.
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A sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries;
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4.
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Any material change in the present capitalization or dividend policy of the Issuer;
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5.
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Any other material change in the Issuer's business or corporate structure;
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6.
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Changes in the Issuer's charter, by-laws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by
any person;
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7.
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Causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted on an inter-dealer
quotation system of a registered national securities association;
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8.
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A class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; and
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9.
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Any action similar to those enumerated above.
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Name
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Voting
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Dispositive
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Sole
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Shared
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Sole
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Shared
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John C. Hadjipateras
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1,880,986
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2,886,637(1)(2)(3)
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1,880,986
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178,080(1)(3)
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(1)
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Includes the Employee Shares that the Reporting Person may be deemed to beneficially own by virtue of the Lending and Security Agreements. See Item 3, Item
6, and Exhibit A.
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(2)
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Includes the Proxy Shares that the Reporting Person may be deemed to beneficially own by virtue of a revocable proxy granted to the Reporting Person by
each Proxy Shareholder, pursuant to which the Reporting Person may be deemed to share the power to vote the Proxy Shares. See Item 3, Item 6 and Exhibit B.
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(3)
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Includes certain Common Shares held by the Reporting Person's spouse, children, and the LMG Trust that the Reporting Person may be deemed to share the
power to vote and dispose of such Common Shares. See Item 3.
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Exhibit A
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The Lending and Security Agreements, each dated July 29, 2013 (incorporated by reference to Exhibit A of the Amendment No. 1)
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Exhibit B
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Shareholder Proxies, each dated December 22, 2015 (incorporated by reference to Exhibit A of the Original Schedule 13D)
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BY: /s/ John C. Hadjipateras
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John C. Hadjipateras*
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