0001209191-23-051154.txt : 20231002 0001209191-23-051154.hdr.sgml : 20231002 20231002174116 ACCESSION NUMBER: 0001209191-23-051154 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231001 FILED AS OF DATE: 20231002 DATE AS OF CHANGE: 20231002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pilcher Ciafone Katherine CENTRAL INDEX KEY: 0001994994 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 231300878 MAIL ADDRESS: STREET 1: 399 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Pilcher Ciafone Kate DATE OF NAME CHANGE: 20230925 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2023-10-01 0 0001596967 Moelis & Co MC 0001994994 Pilcher Ciafone Katherine 399 PARK AVE NEW YORK NY 10022 0 1 0 0 Chief Operating Officer 2018 Incentive RSUs 0.00 Class A Common Stock, par value $0.01 1281.7 D 2019 Incentive RSUs 0.00 Class A Common Stock, par value $0.01 5256.46 D 2020 Incentive RSUs 0.00 Class A Common Stock, par value $0.01 4060.77 D 2021 Incentive RSUs 0.00 Class A Common Stock, par value $0.01 5143.75 D 2022 Incentive RSUs 0.00 Class A Common Stock, par value $0.01 9145.74 D Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. Represents the amount of 2018 Incentive RSUs granted on February 14, 2019 plus any accrued dividend equivalent RSUs less any RSUs that have vested prior to the date of Ms. Pilcher Ciafone's appointment. The remaining RSUs vest on February 23, 2024. Represents the amount of 2019 Incentive RSUs granted on February 13, 2020 plus any accrued dividend equivalent RSUs less any RSUs that have vested prior to the date of Ms. Pilcher Ciafone's appointment. The remaining RSUs vest in equal installments on February 23, 2024 and February 23, 2025. Represents the amount of 2020 Incentive RSUs granted on February 19, 2021 plus any accrued dividend equivalent RSUs less any RSUs that have vested prior to the date of Ms. Pilcher Ciafone's appointment. The remaining RSUs vest in equal installments on February 23, 2024, February 23, 2025 and February 23, 2026. Represents the amount of 2021 Incentive RSUs granted on February 17, 2022 plus any accrued dividend equivalent RSUs less any RSUs that have vested prior to the date of Ms. Pilcher Ciafone's appointment. The remaining RSUs vest in equal installments on February 23, 2024, February 23, 2025, February 23, 2026 and February 23, 2027. Represents the amount of 2022 Incentive RSUs granted on February 16, 2023 plus any accrued dividend equivalent RSUs prior to the date of Ms. Pilcher Ciafone's appointment.The RSUs vest in equal installments on February 23, 2024, February 23, 2025, February 23, 2026, February 23, 2027 and February 23, 2028. /s/ Osamu Watanabe as attorney-in-fact for Kate Pilcher Ciafone 2023-10-02