0001209191-22-012872.txt : 20220224 0001209191-22-012872.hdr.sgml : 20220224 20220224194549 ACCESSION NUMBER: 0001209191-22-012872 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220223 FILED AS OF DATE: 20220224 DATE AS OF CHANGE: 20220224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMON JOSEPH CENTRAL INDEX KEY: 0001604693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 22673724 MAIL ADDRESS: STREET 1: C/O MOELIS & COMPANY STREET 2: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-23 0 0001596967 Moelis & Co MC 0001604693 SIMON JOSEPH C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 0 1 0 0 Chief Financial Officer Class A Common Stock 2022-02-23 4 M 0 24119.52 A 24119.52 D Class A Common Stock 2022-02-23 4 F 0 11749.52 47.12 D 12370 D 2016 Incentive Restricted Stock Units 2022-02-23 4 M 0 5198.34 0.00 D Class A Common Stock 5198.34 0 D 2017 Incentive Restricted Stock Units 2022-02-23 4 M 0 4793.07 0.00 D Class A Common Stock 4793.07 4794.56 D 2018 Incentive Restricted Stock Units 2022-02-23 4 M 0 4800.78 0.00 D Class A Common Stock 4800.78 9601.55 D 2019 Incentive Restricted Stock Units 2022-02-23 4 M 0 6458.5 0.00 D Class A Common Stock 6458.5 19379.24 D 2020 Incentive Restricted Stock Units 2022-02-23 4 M 0 2868.84 0.00 D Class A Common Stock 2868.84 15079.84 D Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). The RSUs were settled for Class A common stock on February 23, 2022. /s/ Osamu Watanabe as attorney-in-fact for Joseph Simon 2022-02-24