0001209191-19-027593.txt : 20190503 0001209191-19-027593.hdr.sgml : 20190503 20190503202122 ACCESSION NUMBER: 0001209191-19-027593 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190501 FILED AS OF DATE: 20190503 DATE AS OF CHANGE: 20190503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WATANABE OSAMU R. CENTRAL INDEX KEY: 0001604471 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 19797891 MAIL ADDRESS: STREET 1: C/O MOELIS & COMPANY STREET 2: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-01 0 0001596967 Moelis & Co MC 0001604471 WATANABE OSAMU R. C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 0 1 0 0 General Counsel, Secretary Class A Common Stock 2019-05-01 4 M 0 33943.841 A 34074.841 D Class A Common Stock 2019-05-01 4 D 0 2.841 106.54 D 34072 D Class A Common Stock 2019-05-01 4 S 0 16972 37.50 D 17100 D 2014 LTI Incentive Restricted Stock Units 2019-05-01 4 M 0 14683.068 0.00 D Class A Common Stock 14683.068 0 D 2014 Incentive Restricted Stock Units 2019-05-01 4 M 0 5092.087 0.00 D Class A Common Stock 5092.087 0 D 2014 Incentive RSUs Granted in 2015 2019-05-01 4 M 0 4737.37 0.00 D Class A Common Stock 4737.37 4738.768 D 2015 Incentive RSUs 2019-05-01 4 M 0 4215.773 0.00 D Class A Common Stock 4215.773 8432.851 D 2016 Incentive RSUs 2019-05-01 4 M 0 2890.926 0.00 D Class A Common Stock 2890.926 8672.777 D 2017 Incentive RSUs 2019-05-01 4 M 0 2324.618 0.00 D Class A Common Stock 2324.618 9301.897 D Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Pursuant to the terms of the RSUs, fractional shares were settled in cash. Based on the price per share of Class A common stock of $37.50. The RSUs were settled for Class A common stock on May 1, 2019. /s/ Osamu Watanabe 2019-05-03