0001209191-19-027593.txt : 20190503
0001209191-19-027593.hdr.sgml : 20190503
20190503202122
ACCESSION NUMBER: 0001209191-19-027593
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190501
FILED AS OF DATE: 20190503
DATE AS OF CHANGE: 20190503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WATANABE OSAMU R.
CENTRAL INDEX KEY: 0001604471
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36418
FILM NUMBER: 19797891
MAIL ADDRESS:
STREET 1: C/O MOELIS & COMPANY
STREET 2: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moelis & Co
CENTRAL INDEX KEY: 0001596967
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 464500216
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-3800
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-01
0
0001596967
Moelis & Co
MC
0001604471
WATANABE OSAMU R.
C/O MOELIS & COMPANY
399 PARK AVENUE, 5TH FLOOR
NEW YORK
NY
10022
0
1
0
0
General Counsel, Secretary
Class A Common Stock
2019-05-01
4
M
0
33943.841
A
34074.841
D
Class A Common Stock
2019-05-01
4
D
0
2.841
106.54
D
34072
D
Class A Common Stock
2019-05-01
4
S
0
16972
37.50
D
17100
D
2014 LTI Incentive Restricted Stock Units
2019-05-01
4
M
0
14683.068
0.00
D
Class A Common Stock
14683.068
0
D
2014 Incentive Restricted Stock Units
2019-05-01
4
M
0
5092.087
0.00
D
Class A Common Stock
5092.087
0
D
2014 Incentive RSUs Granted in 2015
2019-05-01
4
M
0
4737.37
0.00
D
Class A Common Stock
4737.37
4738.768
D
2015 Incentive RSUs
2019-05-01
4
M
0
4215.773
0.00
D
Class A Common Stock
4215.773
8432.851
D
2016 Incentive RSUs
2019-05-01
4
M
0
2890.926
0.00
D
Class A Common Stock
2890.926
8672.777
D
2017 Incentive RSUs
2019-05-01
4
M
0
2324.618
0.00
D
Class A Common Stock
2324.618
9301.897
D
Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
Pursuant to the terms of the RSUs, fractional shares were settled in cash.
Based on the price per share of Class A common stock of $37.50.
The RSUs were settled for Class A common stock on May 1, 2019.
/s/ Osamu Watanabe
2019-05-03