0000950170-23-073371.txt : 20231227
0000950170-23-073371.hdr.sgml : 20231227
20231227171837
ACCESSION NUMBER: 0000950170-23-073371
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231222
FILED AS OF DATE: 20231227
DATE AS OF CHANGE: 20231227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pilcher Ciafone Katherine
CENTRAL INDEX KEY: 0001994994
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36418
FILM NUMBER: 231518816
MAIL ADDRESS:
STREET 1: 399 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: Pilcher Ciafone Kate
DATE OF NAME CHANGE: 20230925
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moelis & Co
CENTRAL INDEX KEY: 0001596967
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 464500216
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-3800
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
ownership.xml
4
X0508
4
2023-12-22
0001596967
Moelis & Co
MC
0001994994
Pilcher Ciafone Katherine
C/O MOELIS & COMPANY
399 PARK AVE
NEW YORK
NY
10022
false
true
false
false
Chief Operating Officer
false
2018 Incentive RSUs
0
2023-12-22
4
A
false
13.58
0
A
Class A Common Stock
13.58
1295.29
D
2019 Incentive RSUs
0
2023-12-22
4
A
false
55.71
0
A
Class A Common Stock
55.71
5312.17
D
2020 Incentive RSUs
0
2023-12-22
4
A
false
43.04
0
A
Class A Common Stock
43.04
4103.81
D
2021 Incentive RSUs
0
2023-12-22
4
A
false
54.52
0
A
Class A Common Stock
54.52
5198.26
D
2022 Incentive RSUs
0
2023-12-22
4
A
false
96.93
0
A
Class A Common Stock
96.93
9242.67
D
Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
/s/ Osamu Watanabe as attorney-in-fact for Katherine Pilcher Ciafone
2023-12-27