0000950170-23-068621.txt : 20231206 0000950170-23-068621.hdr.sgml : 20231206 20231206183037 ACCESSION NUMBER: 0000950170-23-068621 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231205 FILED AS OF DATE: 20231206 DATE AS OF CHANGE: 20231206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cantor Eric CENTRAL INDEX KEY: 0001618434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 231470725 MAIL ADDRESS: STREET 1: C/O MOELIS & COMPANY STREET 2: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 ownership.xml 4 X0508 4 2023-12-05 0001596967 Moelis & Co MC 0001618434 Cantor Eric C/O MOELIS & COMPANY 399 PARK AVE, 5TH FLOOR NEW YORK NY 10022 true true false false Vice Chairman, MD false Class A Common Stock 2023-12-05 4 M false 1678.15 A 173811.15 D Class A Common Stock 2023-12-05 4 F false 1678.15 51.19 D 172133.00 D 2022 Incentive RSUs 2023-12-05 4 M false 1678.15 0.00 D Class A Common Stock 1678.15 38336.29 D Shares of Class A Common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company. The RSUs were settled for Class A Common Stock on Decmber 5, 2023 in order to satisfy tax obligations. /s/ Osamu Watanabe as attorney-in-fact for Eric Cantor 2023-12-06