0000899243-23-003742.txt : 20230202 0000899243-23-003742.hdr.sgml : 20230202 20230202203035 ACCESSION NUMBER: 0000899243-23-003742 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230131 FILED AS OF DATE: 20230202 DATE AS OF CHANGE: 20230202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hallsworth Frederick CENTRAL INDEX KEY: 0001604877 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36415 FILM NUMBER: 23583380 MAIL ADDRESS: STREET 1: THE GARDEN WING, HOUSTON HOUSE STREET 2: KIRK ROAD CITY: HOUSTON STATE: X0 ZIP: PA6 7AR ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quotient Ltd CENTRAL INDEX KEY: 0001596946 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 264719797 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 28 ESPLANADE CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3QA BUSINESS PHONE: 41274832286 MAIL ADDRESS: STREET 1: 28 ESPLANADE CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3QA 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-31 0 0001596946 Quotient Ltd QTNT 0001604877 Hallsworth Frederick 28 ESPLANADE ST HELIER Y9 JE2 3QA JERSEY 1 0 0 0 Ordinary Shares 2023-01-31 4 M 0 438 A 6186 D Ordinary Shares 78 I By wife Ordinary Shares Option (Right to buy) 464.80 2025-10-31 Ordinary Shares 187 187 D Ordinary Shares Option (Right to Buy) 320.00 2024-04-29 Ordinary Shares 125 125 D Ordinary Shares Option (Right to Buy) 2022-08-30 Ordinary Shares 500 500 D Ordinary Shares Option (Right to Buy) 398.00 2024-10-31 Ordinary Shares 125 125 D Ordinary Shares Option (Right to Buy) 229.20 2026-10-31 Ordinary Shares 218 218 D Ordinary Shares Option (Right to Buy) 208.40 2027-10-31 Ordinary Shares 239 239 D Ordinary Shares Option (Right to Buy) 256.40 2028-10-31 Ordinary Shares 156 156 D Ordinary Shares Option (Right to Buy) 311.20 2029-10-31 Ordinary Shares 203 203 D Ordinary Shares Option (Right to Buy) 182.00 2030-10-31 Ordinary Shares 340 340 D Ordinary Shares Option (Right to Buy) 101.20 2031-10-31 Ordinary Shares 601 601 D Restricted Stock Units 2023-01-31 4 M 0 438 0.00 D Ordinary Shares 438 1312 D Ordinary Shares Option (Right to Buy) 5.20 2032-10-31 Ordinary Shares 1000 1000 D Restricted Stock Units convert into ordinary shares on a one-for-one basis. All 187 options have vested and remain exercisable. All 125 options have vested and remain exercisable. The exercise price will be paid in pounds sterling, at GBP36.40 per share. All 500 options have vested and remain exercisable. All 125 options have vested and remain exercisable. All 218 options have vested and remain exercisable. All 239 options have vested and remain exercisable. All 156 options have vested and remain exercisable. All 203 options have vested and remain exercisable. All 340 options have vested and remain exercisable. All 601 options have vested and remain exercisable. On October 31, 2022, the Reporting Person was granted 1,750 restricted stock units, of which 438 have vested and have converted into ordinary shares. The remaining 1,312 restricted stock units will vest in three equal installments on April 30, 2023, July 31, 2023 and October 31, 2023. The options vest and become exercisable on October 31, 2023. /s/ Frederick Hallsworth 2023-02-02