0000899243-20-020465.txt : 20200727 0000899243-20-020465.hdr.sgml : 20200727 20200727160529 ACCESSION NUMBER: 0000899243-20-020465 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200724 FILED AS OF DATE: 20200727 DATE AS OF CHANGE: 20200727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walt Franz CENTRAL INDEX KEY: 0001731995 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36415 FILM NUMBER: 201050490 MAIL ADDRESS: STREET 1: C/O QUOTIENT LIMITED, B1, BUSINESS PARK STREET 2: TERRE BONNE, ROUTE DE CRASSIER 13 CITY: EYSINS STATE: V8 ZIP: 1262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quotient Ltd CENTRAL INDEX KEY: 0001596946 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 264719797 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 28 ESPLANADE CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3QA BUSINESS PHONE: 41274832286 MAIL ADDRESS: STREET 1: 28 ESPLANADE CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3QA 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-24 0 0001596946 Quotient Ltd QTNT 0001731995 Walt Franz C/O QUOTIENT LIMITED 28 ESPLANADE ST HELIER Y9 JE2 3QA JERSEY 1 1 0 0 Chief Executive Officer Ordinary Shares 2020-07-24 4 M 0 7645 A 346101 D Ordinary Share Option (Right to Buy) 4.41 2028-02-19 Ordinary Shares 22676 22676 D Ordinary Share Option (Right to Buy) 4.71 2028-04-01 Ordinary Shares 30000 30000 D Ordinary Share Option (Right to Buy) 6.54 2028-10-31 Ordinary Shares 45872 45872 D Ordinary Share Option (Right to Buy) 7.54 2028-10-31 Ordinary Shares 70000 70000 D Ordinary Share Option (Right to Buy) 10.52 2029-07-16 Ordinary Shares 28517 28517 D Ordinary Share Option (Right to Buy) 7.69 2030-05-24 Ordinary Shares 60438 60438 D Restricted Stock Units 2020-07-24 4 M 0 7645 0.00 D Ordinary Shares 7645 76453 D Restricted Stock Units convert into ordinary shares on a one-for-one basis. 15,117 options have vested and remain exercisable. 7,559 options will vest on February 19, 2021. 20,000 options have vested and remain exercisable. 10,000 options will vest on April 1, 2021. All 45,872 options have vested and remain exercisable. 35,000 options have vested and remain exercisable. 35,000 options will vest on August 2, 2020. All of the options have vested and remain exercisable. The options vest and become exercisable on May 24, 2021. On May 24, 2020, the Reporting Person was granted 91,743 Restricted Stock Units. Of the 91,743 Restricted Stock Units, 15,290 have vested and have been exercised. The remaining 76,453 Restricted Stock Units will vest in ten equal monthly installments. /s/ Franz Walt, by Allein Sabel his attorney in fact 2020-07-27