0000899243-20-020465.txt : 20200727
0000899243-20-020465.hdr.sgml : 20200727
20200727160529
ACCESSION NUMBER: 0000899243-20-020465
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200724
FILED AS OF DATE: 20200727
DATE AS OF CHANGE: 20200727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walt Franz
CENTRAL INDEX KEY: 0001731995
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36415
FILM NUMBER: 201050490
MAIL ADDRESS:
STREET 1: C/O QUOTIENT LIMITED, B1, BUSINESS PARK
STREET 2: TERRE BONNE, ROUTE DE CRASSIER 13
CITY: EYSINS
STATE: V8
ZIP: 1262
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Quotient Ltd
CENTRAL INDEX KEY: 0001596946
STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835]
IRS NUMBER: 264719797
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 28 ESPLANADE
CITY: SAINT HELIER
STATE: Y9
ZIP: JE2 3QA
BUSINESS PHONE: 41274832286
MAIL ADDRESS:
STREET 1: 28 ESPLANADE
CITY: SAINT HELIER
STATE: Y9
ZIP: JE2 3QA
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-07-24
0
0001596946
Quotient Ltd
QTNT
0001731995
Walt Franz
C/O QUOTIENT LIMITED
28 ESPLANADE
ST HELIER
Y9
JE2 3QA
JERSEY
1
1
0
0
Chief Executive Officer
Ordinary Shares
2020-07-24
4
M
0
7645
A
346101
D
Ordinary Share Option (Right to Buy)
4.41
2028-02-19
Ordinary Shares
22676
22676
D
Ordinary Share Option (Right to Buy)
4.71
2028-04-01
Ordinary Shares
30000
30000
D
Ordinary Share Option (Right to Buy)
6.54
2028-10-31
Ordinary Shares
45872
45872
D
Ordinary Share Option (Right to Buy)
7.54
2028-10-31
Ordinary Shares
70000
70000
D
Ordinary Share Option (Right to Buy)
10.52
2029-07-16
Ordinary Shares
28517
28517
D
Ordinary Share Option (Right to Buy)
7.69
2030-05-24
Ordinary Shares
60438
60438
D
Restricted Stock Units
2020-07-24
4
M
0
7645
0.00
D
Ordinary Shares
7645
76453
D
Restricted Stock Units convert into ordinary shares on a one-for-one basis.
15,117 options have vested and remain exercisable. 7,559 options will vest on February 19, 2021.
20,000 options have vested and remain exercisable. 10,000 options will vest on April 1, 2021.
All 45,872 options have vested and remain exercisable.
35,000 options have vested and remain exercisable. 35,000 options will vest on August 2, 2020.
All of the options have vested and remain exercisable.
The options vest and become exercisable on May 24, 2021.
On May 24, 2020, the Reporting Person was granted 91,743 Restricted Stock Units. Of the 91,743 Restricted Stock Units, 15,290 have vested and have been exercised. The remaining 76,453 Restricted Stock Units will vest in ten equal monthly installments.
/s/ Franz Walt, by Allein Sabel his attorney in fact
2020-07-27