0000899243-20-014716.txt : 20200601 0000899243-20-014716.hdr.sgml : 20200601 20200601160730 ACCESSION NUMBER: 0000899243-20-014716 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200528 FILED AS OF DATE: 20200601 DATE AS OF CHANGE: 20200601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stackawitz Jeremy CENTRAL INDEX KEY: 0001604628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36415 FILM NUMBER: 20933469 MAIL ADDRESS: STREET 1: 14 WELLINGTON ROAD CITY: NEWTOWN STATE: PA ZIP: 18940 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quotient Ltd CENTRAL INDEX KEY: 0001596946 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 264719797 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 28 ESPLANADE CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3QA BUSINESS PHONE: 41274832286 MAIL ADDRESS: STREET 1: 28 ESPLANADE CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3QA 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-28 0 0001596946 Quotient Ltd QTNT 0001604628 Stackawitz Jeremy C/O QUOTIENT LIMITED 28 ESPLANADE ST HELIER Y9 JE2 3QA JERSEY 0 1 0 0 Chief Commercial Officer Ordinary Shares 2020-05-28 4 S 0 11000 7.41 D 142926 D Employee Stock Option (right to buy) 11.92 2026-05-31 Ordinary Shares 20000 20000 D Employee Stock Option (right to buy) 15.17 2025-05-19 Ordinary Shares 22500 22500 D Employee Stock Option (right to buy) 8.00 2024-04-29 Ordinary Shares 60000 60000 D Employee Stock Option (right to buy) 7.58 2027-05-23 Ordinary Shares 40000 40000 D Restricted Stock Units Ordinary Shares 10321 10321 D Restricted Stock Units Ordinary Shares 23333 23333 D Restricted Stock Units Ordinary Shares 45000 45000 D All 20,000 options have vested and remain exercisable. All 22,500 options have vested and remain exercisable. All 60,000 options have vested and remain exercisable. All 40,000 options have vested and remain exercisable. Restricted Stock Units convert into ordinary shares on a one-for-one basis. On May 24, 2018, the Reporting Person was granted 30,961 Restricted Stock Units, of which 20,640 have vested and have been exercised. The remaining 10,321 Restricted Stock Units will vest on May 24, 2021. On May 24, 2019, the Reporting Person was granted 35,000 Restricted Stock Units, of which 11,667 have vested and have been exercised. The remaining 23,333 will vest in two equal installments on May 24, 2021 and May 24, 2022. On May 24, 2020, the Reporting Person was granted 45,000 Restricted Stock Units, vesting in three equal annual installments beginning May 24, 2021. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.32 to $7.53, inclusive. The Reporting Person undertakes to provide to Quotient Limited and any security holder of Quotient Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (10) to this Form 4. /s/ Jeremy Stackawitz 2020-06-01