0000899243-20-014715.txt : 20200601 0000899243-20-014715.hdr.sgml : 20200601 20200601160554 ACCESSION NUMBER: 0000899243-20-014715 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200528 FILED AS OF DATE: 20200601 DATE AS OF CHANGE: 20200601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farrell Edward CENTRAL INDEX KEY: 0001604629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36415 FILM NUMBER: 20933436 MAIL ADDRESS: STREET 1: 60 KING'S DRIVE CITY: COLWYN BAY STATE: X0 ZIP: LL29 6AN ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quotient Ltd CENTRAL INDEX KEY: 0001596946 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 264719797 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 28 ESPLANADE CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3QA BUSINESS PHONE: 41274832286 MAIL ADDRESS: STREET 1: 28 ESPLANADE CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3QA 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-28 0 0001596946 Quotient Ltd QTNT 0001604629 Farrell Edward C/O QUOTIENT LIMITED 28 ESPLANADE ST HELIER Y9 JE2 3QA JERSEY 0 1 0 0 Chief Operating Officer Ordinary Shares 2020-05-28 4 S 0 12811 7.40 D 29013 D Employee Stock Option (right to buy) 11.92 2026-05-31 Ordinary Shares 30000 30000 D Employee Stock Option (right to buy) 15.17 2025-05-19 Ordinary Shares 30000 30000 D Options to acquire ordinary shares 2023-04-10 Ordinary Shares 96000 96000 D Employee Stock Option (right to buy) 8.00 2024-04-29 Ordinary Shares 79000 79000 D Employee Stock Option (right to buy) 7.58 2027-05-23 Ordinary Shares 40000 40000 D Restricted Stock Units Ordinary Shares 12257 12257 D Restricted Stock Units Ordinary Shares 30000 30000 D Restricted Stock Units Ordinary Shares 2232 2232 D Restricted Stock Units Ordinary Shares 55000 55000 D Restricted Stock Units convert into ordinary shares on a one-for-one basis. All 30,000 options have vested and remain exercisable. All 30,000 options have vested and remain exercisable. The exercise price will be paid in pounds sterling, at GBP0.003 per share. All 96,000 options have vested and remain exercisable. All 79,000 options have vested and remain exercisable. All 40,000 options have vested and remain exercisable. On May 24, 2018, the Reporting Person was granted 36,773 Restricted Stock Units, of which 24,516 have vested and have been exercised. The remaining 12,257 Restricted Stock Units will vest on May 24, 2021. On May 24, 2019, the Reporting Person was granted 45,000 Restricted Stock Units, of which 15,000 have vested and have been exercised. The remaining 30,000 Restricted Stock Units will vest in two equal installments on May 24, 2021 and May 24, 2022. On January 7, 2020, the Reporting Person was granted 2,232 Restricted Stock Units, vesting in three equal annual installments beginning January 7, 2021. On May 24, 2020, the Reporting Person was granted 55,000 Restricted Stock Units, vesting in three equal annual installments beginning May 24, 2021. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.32 to $7.53, inclusive. The Reporting Person undertakes to provide to Quotient Limited and any security holder of Quotient Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (13) to this Form 4. /s/ Edward Farrell 2020-06-01