0000899243-18-014715.txt : 20180601 0000899243-18-014715.hdr.sgml : 20180601 20180601173916 ACCESSION NUMBER: 0000899243-18-014715 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180524 FILED AS OF DATE: 20180601 DATE AS OF CHANGE: 20180601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farrell Edward CENTRAL INDEX KEY: 0001604629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36415 FILM NUMBER: 18876185 MAIL ADDRESS: STREET 1: 60 KING'S DRIVE CITY: COLWYN BAY STATE: X0 ZIP: LL29 6AN ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quotient Ltd CENTRAL INDEX KEY: 0001596946 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 264719797 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 28 ESPLANADE CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3QA BUSINESS PHONE: 41274832286 MAIL ADDRESS: STREET 1: 28 ESPLANADE CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3QA 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-24 0 0001596946 Quotient Ltd QTNT 0001604629 Farrell Edward C/O QUOTIENT LIMITED 28 ESPLANADE ST HELIER Y9 JE2 3QA JERSEY 0 1 0 0 President Ordinary Shares 2133 D Employee Stock Option (right to buy) 11.92 2026-05-31 Ordinary Shares 30000 30000 D Multi-year Performance Based Restricted Stock Units 2018-12-31 Ordinary Shares 50000 50000 D Multi-year Performance Based Restricted Stock Units 2018-12-31 Ordinary Shares 35000 35000 D Employee Stock Option (right to buy) 15.17 2025-05-19 Ordinary Shares 30000 30000 D Options to acquire ordinary shares 2023-04-10 Ordinary Shares 96000 96000 D Employee Stock Option (right to buy) 8.00 2024-04-29 Ordinary Shares 79000 79000 D Employee Stock Option (right to buy) 7.58 2027-05-23 Ordinary Shares 40000 40000 D Multi-year Performance Based Restricted Stock Unit 2019-12-31 Ordinary Shares 50000 50000 D Restricted Stock Units 2018-05-24 4 A 0 36773 0.00 A Ordinary Shares 36773 36773 D 20,000 options have vested and remain exercisable and 10,000 options will vest on June 1, 2019. Each Multi-year Performance Based Restricted Stock Unit ("MRSU") represents a contingent right to receive one share of Quotient's ordinary shares. The MRSUs vest upon Quotient's ordinary shares achieving a volume weighted average market price of $40.00 per share for 20 consecutive trading days during the period April 1, 2018 to December 31, 2018. Each MRSU represents a contingent right to receive one share of Quotient's ordinary shares. The MRSUs vest upon Quotient's ordinary shares achieving a volume weighted average market price of $60.00 per share for 20 consecutive trading days during the period April 1, 2018 to December 31, 2018. All 30,000 options have vested and remain exercisable. The exercise price will be paid in pounds sterling, at GBP0.003 per share. All 96,000 options have vested and remain exercisable. All 79,000 options have vested and remain exercisable. 13,333 vested on May 24, 2018 and remain exercisable, 13,333 options will vest on May 24, 2019, 13,334 options will vest on May 24, 2020. Each MRSU represents a contingent right to receive one share of Quotient's ordinary shares. The MRSUs vest upon Quotient's ordinary shares achieving a volume weighted average market price of $22.00 per share for 20 consecutive trading days during the period April 1, 2019 to December 31, 2019. Restricted Stock Units convert into ordinary shares on a one-for-one basis. On May 24, 2018, the Reporting Person was granted 36,773 Restricted Stock Units, vesting in three equal annual installments beginning May 24, 2019. /s/ Edward Farrell, by Allein Sabel, his attorney-in-fact 2018-06-01