0001596920-24-000001.txt : 20240117 0001596920-24-000001.hdr.sgml : 20240117 20240117141535 ACCESSION NUMBER: 0001596920-24-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240117 DATE AS OF CHANGE: 20240117 EFFECTIVENESS DATE: 20240117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 ORGANIZATION NAME: IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 24537903 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001596920 XXXXXXXX 12-31-2023 12-31-2023 D. SCOTT NEAL, INC.

P.O. BOX 2010 LEXINGTON KY 40588

13F HOLDINGS REPORT 028-15681 N Jerry Zimmerer 502-459-7199 /s/ Jerry Zimmerer Louisville KY 01-17-2024 0 64 112250916 false INFORMATION TABLE 2 infotable.xml INFOTABLE SPDR GOLD TR GOLD SHS 78463V107 22248556 116381 SH SOLE D. Scott Neal 0 0 116381 ALPHA METALLURGICAL RESOUR I COM 020764106 10972577 32375 SH SOLE D. Scott Neal 0 0 32375 KLA CORP COM NEW 482480100 9292299 15985 SH SOLE D. Scott Neal 0 0 15985 ABBVIE INC COM 00287Y109 8907340 57478 SH SOLE D. Scott Neal 0 0 57478 GALLAGHER ARTHUR J & CO COM 363576109 8520086 37887 SH SOLE D. Scott Neal 0 0 37887 REKOR SYSTEMS INC COM 759419104 5663165 1700650 SH SOLE D. Scott Neal 0 0 1700650 INVESCO QQQ TR UNIT SER 1 46090E103 4346646 10614 SH SOLE D. Scott Neal 0 0 10614 MICROSOFT CORP COM 594918104 3153351 8386 SH SOLE D. Scott Neal 0 0 8386 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 2673498 56296 SH SOLE D. Scott Neal 0 0 56296 CATERPILLAR INC COM 149123101 2232013 7549 SH SOLE D. Scott Neal 0 0 7549 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 2230733 27072 SH SOLE D. Scott Neal 0 0 27072 SELECT SECTOR SPDR TR ENERGY 81369Y506 2195016 26181 SH SOLE D. Scott Neal 0 0 26181 PROSHARES TR PSHS ULTRA QQQ 74347R206 1906916 25091 SH SOLE D. Scott Neal 0 0 25091 ISHARES GOLD TR ISHARES NEW 464285204 1591761 40783 SH SOLE D. Scott Neal 0 0 40783 PROSHARES TR PSHS ULT S&P 500 74347R107 1490364 22904 SH SOLE D. Scott Neal 0 0 22904 SPDR SER TR S&P 400 MDCP VAL 78464A839 1375142 18740 SH SOLE D. Scott Neal 0 0 18740 APPLE INC COM 037833100 1316328 6837 SH SOLE D. Scott Neal 0 0 6837 REPUBLIC BANCORP INC KY CL A 760281204 1248849 22488 SH SOLE D. Scott Neal 0 0 22488 SPDR S&P 500 ETF TR TR UNIT 78462F103 1236385 2593 SH SOLE D. Scott Neal 0 0 2593 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1034314 2900 SH SOLE D. Scott Neal 0 0 2900 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 930434 23226 SH SOLE D. Scott Neal 0 0 23226 ISHARES TR CORE S&P500 ETF 464287200 893169 1870 SH SOLE D. Scott Neal 0 0 1870 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 891650 2500 SH SOLE D. Scott Neal 0 0 2500 NVIDIA CORPORATION COM 67066G104 825037 1666 SH SOLE D. Scott Neal 0 0 1666 ISHARES TR SP SMCP600VL ETF 464287879 821056 7966 SH SOLE D. Scott Neal 0 0 7966 HOME DEPOT INC COM 437076102 809541 2336 SH SOLE D. Scott Neal 0 0 2336 VISA INC COM CL A 92826C839 663893 2550 SH SOLE D. Scott Neal 0 0 2550 AT&T INC COM 00206R102 650528 38768 SH SOLE D. Scott Neal 0 0 38768 JOHNSON & JOHNSON COM 478160104 642634 4100 SH SOLE D. Scott Neal 0 0 4100 ISHARES TR MSCI EAFE ETF 464287465 641907 8519 SH SOLE D. Scott Neal 0 0 8519 MASTERCARD INCORPORATED CL A 57636Q104 581334 1363 SH SOLE D. Scott Neal 0 0 1363 LOWES COS INC COM 548661107 556375 2500 SH SOLE D. Scott Neal 0 0 2500 NIKE INC CL B 654106103 510384 4685 SH SOLE D. Scott Neal 0 0 4685 PROCTER AND GAMBLE CO COM 742718109 477721 3260 SH SOLE D. Scott Neal 0 0 3260 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 423260 969 SH SOLE D. Scott Neal 0 0 969 SPDR GOLD TR GOLD SHS 78463V107 423251 2214 SH SOLE D. Scott Neal 0 0 2214 REGIONS FINANCIAL CORP NEW COM 7591EP100 420536 21434 SH SOLE D. Scott Neal 0 0 21434 INTERNATIONAL BUSINESS MACHS COM 459200101 405768 2481 SH SOLE D. Scott Neal 0 0 2481 ISHARES TR ESG AWR MSCI USA 46435G425 397333 3787 SH SOLE D. Scott Neal 0 0 3787 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 397232 780 SH SOLE D. Scott Neal 0 0 780 AMAZON COM INC COM 023135106 383041 2521 SH SOLE D. Scott Neal 0 0 2521 ISHARES TR RUSSELL 2000 ETF 464287655 373321 1860 SH SOLE D. Scott Neal 0 0 1860 ARISTA NETWORKS INC COM 040413106 363863 1545 SH SOLE D. Scott Neal 0 0 1545 NOVO-NORDISK A S ADR 670100205 332075 3210 SH SOLE D. Scott Neal 0 0 3210 ABBOTT LABS COM 002824100 319203 2900 SH SOLE D. Scott Neal 0 0 2900 ALPHABET INC CAP STK CL A 02079K305 310112 2220 SH SOLE D. Scott Neal 0 0 2220 GSK PLC SPONSORED ADR 37733W204 296637 7928 SH SOLE D. Scott Neal 0 0 7928 ALTRIA GROUP INC COM 02209S103 289240 7000 SH SOLE D. Scott Neal 0 0 7000 ALPHABET INC CAP STK CL C 02079K107 281860 2000 SH SOLE D. Scott Neal 0 0 2000 ALPHABET INC CAP STK CL C 02079K107 281860 2000 SH SOLE D. Scott Neal 0 0 2000 ISHARES TR RUS MID CAP ETF 464287499 276719 3560 SH SOLE D. Scott Neal 0 0 3560 EXXON MOBIL CORP COM 30231G102 273868 2739 SH SOLE D. Scott Neal 0 0 2739 EMPIRE ST RLTY OP L P UNIT LTD PRTNSP 292102100 272600 29000 SH SOLE D. Scott Neal 0 0 29000 ISHARES TR ESG AW MSCI EAFE 46435G516 272398 3606 SH SOLE D. Scott Neal 0 0 3606 HONEYWELL INTL INC COM 438516106 269478 1285 SH SOLE D. Scott Neal 0 0 1285 MERCK & CO INC COM 58933Y105 249224 2270 SH SOLE D. Scott Neal 0 0 2270 BROADCOM INC COM 11135F101 243343 218 SH SOLE D. Scott Neal 0 0 218 JPMORGAN CHASE & CO COM 46625H100 231336 1360 SH SOLE D. Scott Neal 0 0 1360 VANGUARD WORLD FD ESG US STK ETF 921910733 222688 2618 SH SOLE D. Scott Neal 0 0 2618 KLA CORP COM NEW 482480100 208687 359 SH SOLE D. Scott Neal 0 0 359 ISHARES TR US HOME CONS ETF 464288752 203460 2000 SH SOLE D. Scott Neal 0 0 2000 PFIZER INC COM 717081103 202365 7029 SH SOLE D. Scott Neal 0 0 7029 LIVEPERSON INC COM 538146101 95156 25107 SH SOLE D. Scott Neal 0 0 25107