CPA CFP

0001596920-23-000003.txt : 20230412 0001596920-23-000003.hdr.sgml : 20230412 20230412151454 ACCESSION NUMBER: 0001596920-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230412 DATE AS OF CHANGE: 20230412 EFFECTIVENESS DATE: 20230412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 23815495 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001596920 XXXXXXXX 03-31-2023 03-31-2023 D. SCOTT NEAL, INC.

P.O. BOX 2010 LEXINGTON KY 40588

13F HOLDINGS REPORT 028-15681 N Jerry Zimmerer CPA CFP 502-459-7199 /s/ Jerry Zimmerer Louisville KY 04-12-2023 0 64 178961921 false INFORMATION TABLE 2 infotable.xml INFOTABLE PROSHARES TR SHORT QQQ NEW 74347B714 58780044 4825948 SH SOLE D. Scott Neal 0 0 4825948 SPDR GOLD TR GOLD SHS 78463V107 12096735 66023 SH SOLE D. Scott Neal 0 0 66023 ABBVIE INC COM 00287Y109 9180567 57605 SH SOLE D. Scott Neal 0 0 57605 EXXON MOBIL CORP COM 30231G102 8596834 78395 SH SOLE D. Scott Neal 0 0 78395 ISHARES TR US CONSM STAPLES 464287812 8554571 42938 SH SOLE D. Scott Neal 0 0 42938 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 8168364 120673 SH SOLE D. Scott Neal 0 0 120673 INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 7932720 557857 SH SOLE D. Scott Neal 0 0 557857 ALPHA METALLURGICAL RESOUR I COM 020764106 7690872 49299 SH SOLE D. Scott Neal 0 0 49299 BJS WHSL CLUB HLDGS INC COM 05550J101 7194245 94574 SH SOLE D. Scott Neal 0 0 94574 ENPHASE ENERGY INC COM 29355A107 5272351 25073 SH SOLE D. Scott Neal 0 0 25073 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 4312647 90185 SH SOLE D. Scott Neal 0 0 90185 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 3698436 52865 SH SOLE D. Scott Neal 0 0 52865 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 3650454 144687 SH SOLE D. Scott Neal 0 0 144687 SPDR SER TR S&P 400 MDCP VAL 78464A839 2504631 37903 SH SOLE D. Scott Neal 0 0 37903 MICROSOFT CORP COM 594918104 2421340 8399 SH SOLE D. Scott Neal 0 0 8399 REKOR SYSTEMS INC COM 759419104 2013650 1610920 SH SOLE D. Scott Neal 0 0 1610920 CATERPILLAR INC COM 149123101 1730260 7561 SH SOLE D. Scott Neal 0 0 7561 ISHARES TR SP SMCP600VL ETF 464287879 1493042 15953 SH SOLE D. Scott Neal 0 0 15953 INVESCO QQQ TR UNIT SER 1 46090E103 1402465 4370 SH SOLE D. Scott Neal 0 0 4370 PROSHARES TR PSHS ULTRA QQQ 74347R206 1243761 25091 SH SOLE D. Scott Neal 0 0 25091 PROSHARES TR PSHS ULT S&P 500 74347R107 1210021 24104 SH SOLE D. Scott Neal 0 0 24104 APPLE INC COM 037833100 1135337 6885 SH SOLE D. Scott Neal 0 0 6885 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1052453 28156 SH SOLE D. Scott Neal 0 0 28156 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 895433 2900 SH SOLE D. Scott Neal 0 0 2900 REPUBLIC BANCORP INC KY CL A 760281204 891030 21000 SH SOLE D. Scott Neal 0 0 21000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 771925 2500 SH SOLE D. Scott Neal 0 0 2500 AT&T INC COM 00206R102 746284 38768 SH SOLE D. Scott Neal 0 0 38768 ISHARES TR CORE S&P500 ETF 464287200 742000 1805 SH SOLE D. Scott Neal 0 0 1805 HOME DEPOT INC COM 437076102 695008 2355 SH SOLE D. Scott Neal 0 0 2355 JOHNSON & JOHNSON COM 478160104 638910 4122 SH SOLE D. Scott Neal 0 0 4122 VANGUARD INDEX FDS TOTAL STK MKT 922908769 633527 3104 SH SOLE D. Scott Neal 0 0 3104 VISA INC COM CL A 92826C839 580560 2575 SH SOLE D. Scott Neal 0 0 2575 NIKE INC CL B 654106103 574569 4685 SH SOLE D. Scott Neal 0 0 4685 ISHARES TR RUS MID CAP ETF 464287499 541880 7750 SH SOLE D. Scott Neal 0 0 7750 PROCTER AND GAMBLE CO COM 742718109 510602 3434 SH SOLE D. Scott Neal 0 0 3434 LOWES COS INC COM 548661107 499925 2500 SH SOLE D. Scott Neal 0 0 2500 SPDR SER TR PORTFLI INTRMDIT 78464A672 491807 16994 SH SOLE D. Scott Neal 0 0 16994 MASTERCARD INCORPORATED CL A 57636Q104 490604 1350 SH SOLE D. Scott Neal 0 0 1350 NVIDIA CORPORATION COM 67066G104 486376 1751 SH SOLE D. Scott Neal 0 0 1751 SPDR SER TR PORTFOLIO LN TSR 78464A664 409778 13270 SH SOLE D. Scott Neal 0 0 13270 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 409165 1088 SH SOLE D. Scott Neal 0 0 1088 REGIONS FINANCIAL CORP NEW COM 7591EP100 397816 21434 SH SOLE D. Scott Neal 0 0 21434 ISHARES TR ESG AWR US AGRGT 46435U549 359393 7478 SH SOLE D. Scott Neal 0 0 7478 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 357560 780 SH SOLE D. Scott Neal 0 0 780 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 346655 2397 SH SOLE D. Scott Neal 0 0 2397 ISHARES TR RUSSELL 2000 ETF 464287655 331824 1860 SH SOLE D. Scott Neal 0 0 1860 INTERNATIONAL BUSINESS MACHS COM 459200101 326284 2489 SH SOLE D. Scott Neal 0 0 2489 ISHARES TR SELECT DIVID ETF 464287168 312520 2667 SH SOLE D. Scott Neal 0 0 2667 ALTRIA GROUP INC COM 02209S103 312340 7000 SH SOLE D. Scott Neal 0 0 7000 ABBOTT LABS COM 002824100 294060 2904 SH SOLE D. Scott Neal 0 0 2904 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 293704 883 SH SOLE D. Scott Neal 0 0 883 PFIZER INC COM 717081103 289803 7103 SH SOLE D. Scott Neal 0 0 7103 GSK PLC SPONSORED ADR 37733W204 282079 7928 SH SOLE D. Scott Neal 0 0 7928 PROSHARES TR SHRT 20+YR TRE 74347X849 277754 13145 SH SOLE D. Scott Neal 0 0 13145 ISHARES GOLD TR ISHARES NEW 464285204 272503 7292 SH SOLE D. Scott Neal 0 0 7292 NORTHERN LTS FD TR IV INSPIRE SML/ MID 66538H641 265827 8564 SH SOLE D. Scott Neal 0 0 8564 NOVO-NORDISK A S ADR 670100205 259080 1628 SH SOLE D. Scott Neal 0 0 1628 AMAZON COM INC COM 023135106 256263 2481 SH SOLE D. Scott Neal 0 0 2481 HONEYWELL INTL INC COM 438516106 245590 1285 SH SOLE D. Scott Neal 0 0 1285 MERCK & CO INC COM 58933Y105 244378 2297 SH SOLE D. Scott Neal 0 0 2297 ALPHABET INC CAP STK CL A 02079K305 232356 2240 SH SOLE D. Scott Neal 0 0 2240 VANGUARD WORLD FDS UTILITIES ETF 92204A876 230869 1565 SH SOLE D. Scott Neal 0 0 1565 ALPHABET INC CAP STK CL C 02079K107 214240 2060 SH SOLE D. Scott Neal 0 0 2060 EMPIRE ST RLTY OP L P UNIT LTD PRTNSP 292102100 213840 33000 SH SOLE D. Scott Neal 0 0 33000