0001596920-22-000005.txt : 20221027 0001596920-22-000005.hdr.sgml : 20221027 20221027150228 ACCESSION NUMBER: 0001596920-22-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221027 DATE AS OF CHANGE: 20221027 EFFECTIVENESS DATE: 20221027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 221336926 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001596920 XXXXXXXX 09-30-2022 09-30-2022 D. SCOTT NEAL, INC.

P.O. BOX 2010 LEXINGTON KY 40588

13F HOLDINGS REPORT 028-15681 N Jerry Zimmerer 502-459-7199 /s/ Jerry Zimmerer Louisville KY 10-27-2022 0 62 237892 false INFORMATION TABLE 2 infotable.xml INFOTABLE PROSHARES TR SHORT QQQ NEW 74347B714 78407 5255189 SH SOLE D. Scott Neal 0 0 5255189 INVESCO QQQ TR UNIT SER 1 46090E103 38732 144921 SH SOLE D. Scott Neal 0 0 144921 INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 12577 777311 SH SOLE D. Scott Neal 0 0 777311 ALPHA METALLURGICAL RESOUR I COM 020764106 11369 83079 SH SOLE D. Scott Neal 0 0 83079 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 8499 314324 SH SOLE D. Scott Neal 0 0 314324 ABBVIE INC COM 00287Y109 8453 62982 SH SOLE D. Scott Neal 0 0 62982 BJS WHSL CLUB HLDGS INC COM 05550J101 8125 111589 SH SOLE D. Scott Neal 0 0 111589 ISHARES TR US CONSM STAPLES 464287812 8011 44547 SH SOLE D. Scott Neal 0 0 44547 ENPHASE ENERGY INC COM 29355A107 7530 27138 SH SOLE D. Scott Neal 0 0 27138 PROSHARES TR SHRT 20+YR TRE 74347X849 7238 324568 SH SOLE D. Scott Neal 0 0 324568 SPDR GOLD TR GOLD SHS 78463V107 5752 37187 SH SOLE D. Scott Neal 0 0 37187 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 5275 109640 SH SOLE D. Scott Neal 0 0 109640 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 5202 79413 SH SOLE D. Scott Neal 0 0 79413 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 3544 61761 SH SOLE D. Scott Neal 0 0 61761 SPDR SER TR S&P 400 MDCP VAL 78464A839 2608 45106 SH SOLE D. Scott Neal 0 0 45106 MICROSOFT CORP COM 594918104 2326 9988 SH SOLE D. Scott Neal 0 0 9988 REKOR SYSTEMS INC COM 759419104 1611 1610920 SH SOLE D. Scott Neal 0 0 1610920 ISHARES TR SP SMCP600VL ETF 464287879 1573 19081 SH SOLE D. Scott Neal 0 0 19081 CATERPILLAR INC COM 149123101 1241 7561 SH SOLE D. Scott Neal 0 0 7561 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1184 32876 SH SOLE D. Scott Neal 0 0 32876 APPLE INC COM 037833100 978 7075 SH SOLE D. Scott Neal 0 0 7075 PROSHARES TR PSHS ULT S&P 500 74347R107 957 24104 SH SOLE D. Scott Neal 0 0 24104 PROSHARES TR PSHS ULTRA QQQ 74347R206 920 25091 SH SOLE D. Scott Neal 0 0 25091 JOHNSON & JOHNSON COM 478160104 851 5208 SH SOLE D. Scott Neal 0 0 5208 REPUBLIC BANCORP INC KY CL A 760281204 804 21000 SH SOLE D. Scott Neal 0 0 21000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 774 2900 SH SOLE D. Scott Neal 0 0 2900 LOWES COS INC COM 548661107 750 3991 SH SOLE D. Scott Neal 0 0 3991 HOME DEPOT INC COM 437076102 747 2706 SH SOLE D. Scott Neal 0 0 2706 PFIZER INC COM 717081103 713 16297 SH SOLE D. Scott Neal 0 0 16297 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 668 2500 SH SOLE D. Scott Neal 0 0 2500 ISHARES TR CORE S&P500 ETF 464287200 647 1805 SH SOLE D. Scott Neal 0 0 1805 AT&T INC COM 00206R102 582 37918 SH SOLE D. Scott Neal 0 0 37918 PROCTER AND GAMBLE CO COM 742718109 507 4016 SH SOLE D. Scott Neal 0 0 4016 ISHARES TR RUS MID CAP ETF 464287499 482 7750 SH SOLE D. Scott Neal 0 0 7750 VISA INC COM CL A 92826C839 457 2575 SH SOLE D. Scott Neal 0 0 2575 NIKE INC CL B 654106103 431 5185 SH SOLE D. Scott Neal 0 0 5185 REGIONS FINANCIAL CORP NEW COM 7591EP100 430 21434 SH SOLE D. Scott Neal 0 0 21434 AMAZON COM INC COM 023135106 427 3781 SH SOLE D. Scott Neal 0 0 3781 MASTERCARD INCORPORATED CL A 57636Q104 384 1350 SH SOLE D. Scott Neal 0 0 1350 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 357 1088 SH SOLE D. Scott Neal 0 0 1088 TRUIST FINL CORP COM 89832Q109 351 8064 SH SOLE D. Scott Neal 0 0 8064 KRANESHARES TR QUADRTC INT RT 500767736 350 15775 SH SOLE D. Scott Neal 0 0 15775 ISHARES TR ESG AWR US AGRGT 46435U549 347 7478 SH SOLE D. Scott Neal 0 0 7478 ABBOTT LABS COM 002824100 335 3466 SH SOLE D. Scott Neal 0 0 3466 INTERNATIONAL BUSINESS MACHS COM 459200101 315 2653 SH SOLE D. Scott Neal 0 0 2653 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 313 780 SH SOLE D. Scott Neal 0 0 780 ISHARES TR RUSSELL 2000 ETF 464287655 307 1860 SH SOLE D. Scott Neal 0 0 1860 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 305 2397 SH SOLE D. Scott Neal 0 0 2397 EXXON MOBIL CORP COM 30231G102 296 3393 SH SOLE D. Scott Neal 0 0 3393 ALPHABET INC CAP STK CL C 02079K107 294 3060 SH SOLE D. Scott Neal 0 0 3060 ISHARES TR SELECT DIVID ETF 464287168 286 2667 SH SOLE D. Scott Neal 0 0 2667 ALTRIA GROUP INC COM 02209S103 283 7000 SH SOLE D. Scott Neal 0 0 7000 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 254 883 SH SOLE D. Scott Neal 0 0 883 GSK PLC SPONSORED ADR 37733W204 233 7928 SH SOLE D. Scott Neal 0 0 7928 EMPIRE ST RLTY OP L P UNIT LTD PRTNSP 292102100 218 34000 SH SOLE D. Scott Neal 0 0 34000 MERCK & CO INC COM 58933Y105 217 2517 SH SOLE D. Scott Neal 0 0 2517 HONEYWELL INTL INC COM 438516106 215 1285 SH SOLE D. Scott Neal 0 0 1285 ALPHABET INC CAP STK CL A 02079K305 214 2240 SH SOLE D. Scott Neal 0 0 2240 NVIDIA CORPORATION COM 67066G104 213 1751 SH SOLE D. Scott Neal 0 0 1751 WALMART INC COM 931142103 213 1645 SH SOLE D. Scott Neal 0 0 1645 MCDONALDS CORP COM 580135101 210 910 SH SOLE D. Scott Neal 0 0 910