CPA CFP

0001596920-22-000002.txt : 20220504 0001596920-22-000002.hdr.sgml : 20220504 20220504130005 ACCESSION NUMBER: 0001596920-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220504 DATE AS OF CHANGE: 20220504 EFFECTIVENESS DATE: 20220504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 22890761 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001596920 XXXXXXXX 03-31-2022 03-31-2022 D. SCOTT NEAL, INC.

P.O. BOX 2010 LEXINGTON KY 40588

13F HOLDINGS REPORT 028-15681 N Jerry Zimmerer CPA CFP 502-459-7199 /s/ Jerry Zimmerer Louisville KY 05-04-2022 0 65 251788 false INFORMATION TABLE 2 infotable.xml INFOTABLE VANGUARD MALVERN FDS STRM INFPROIDX 922020805 81689 1595176 SH SOLE D. Scott Neal 0 0 1595176 INVESCO QQQ TR UNIT SER 1 46090E103 39446 108804 SH SOLE D. Scott Neal 0 0 108804 SPDR GOLD TR GOLD SHS 78463V107 13318 73722 SH SOLE D. Scott Neal 0 0 73722 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 11402 150104 SH SOLE D. Scott Neal 0 0 150104 ISHARES TR CORE S&P500 ETF 464287200 10096 22252 SH SOLE D. Scott Neal 0 0 22252 SPDR SER TR PRTFLO S&P500 GW 78464A409 9586 144779 SH SOLE D. Scott Neal 0 0 144779 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 9132 66664 SH SOLE D. Scott Neal 0 0 66664 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 8911 117423 SH SOLE D. Scott Neal 0 0 117423 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 8120 460293 SH SOLE D. Scott Neal 0 0 460293 REKOR SYSTEMS INC COM 759419104 7346 1610920 SH SOLE D. Scott Neal 0 0 1610920 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 5914 122394 SH SOLE D. Scott Neal 0 0 122394 PROSHARES TR SHORT QQQ NEW 74347B714 5643 487273 SH SOLE D. Scott Neal 0 0 487273 SPDR SER TR S&P 400 MDCP VAL 78464A839 3930 55835 SH SOLE D. Scott Neal 0 0 55835 MICROSOFT CORP COM 594918104 3089 10019 SH SOLE D. Scott Neal 0 0 10019 ISHARES TR SP SMCP600VL ETF 464287879 2329 22746 SH SOLE D. Scott Neal 0 0 22746 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1916 5430 SH SOLE D. Scott Neal 0 0 5430 PROSHARES TR PSHS ULTRA QQQ 74347R206 1908 26536 SH SOLE D. Scott Neal 0 0 26536 SPDR SER TR PORTFOLI S&P1500 78464A805 1861 33483 SH SOLE D. Scott Neal 0 0 33483 CATERPILLAR INC COM 149123101 1707 7661 SH SOLE D. Scott Neal 0 0 7661 PROSHARES TR PSHS ULT S&P 500 74347R107 1585 24156 SH SOLE D. Scott Neal 0 0 24156 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1330 24908 SH SOLE D. Scott Neal 0 0 24908 APPLE INC COM 037833100 1261 7223 SH SOLE D. Scott Neal 0 0 7223 JOHNSON & JOHNSON COM 478160104 976 5508 SH SOLE D. Scott Neal 0 0 5508 REPUBLIC BANCORP INC KY CL A 760281204 944 21000 SH SOLE D. Scott Neal 0 0 21000 AT&T INC COM 00206R102 896 37935 SH SOLE D. Scott Neal 0 0 37935 PFIZER INC COM 717081103 844 16297 SH SOLE D. Scott Neal 0 0 16297 HOME DEPOT INC COM 437076102 810 2706 SH SOLE D. Scott Neal 0 0 2706 LOWES COS INC COM 548661107 807 3991 SH SOLE D. Scott Neal 0 0 3991 ISHARES TR ISHS 5-10YR INVT 464288638 738 13442 SH SOLE D. Scott Neal 0 0 13442 PROCTER AND GAMBLE CO COM 742718109 729 4770 SH SOLE D. Scott Neal 0 0 4770 AMAZON COM INC COM 023135106 720 221 SH SOLE D. Scott Neal 0 0 221 NIKE INC CL B 654106103 698 5185 SH SOLE D. Scott Neal 0 0 5185 VISA INC COM CL A 92826C839 627 2825 SH SOLE D. Scott Neal 0 0 2825 ABBVIE INC COM 00287Y109 622 3836 SH SOLE D. Scott Neal 0 0 3836 ISHARES TR RUS MID CAP ETF 464287499 607 7778 SH SOLE D. Scott Neal 0 0 7778 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 535 1288 SH SOLE D. Scott Neal 0 0 1288 MASTERCARD INCORPORATED CL A 57636Q104 482 1350 SH SOLE D. Scott Neal 0 0 1350 NVIDIA CORPORATION COM 67066G104 481 1761 SH SOLE D. Scott Neal 0 0 1761 REGIONS FINANCIAL CORP NEW COM 7591EP100 477 21434 SH SOLE D. Scott Neal 0 0 21434 INTERNATIONAL BUSINESS MACHS COM 459200101 476 3661 SH SOLE D. Scott Neal 0 0 3661 TRUIST FINL CORP COM 89832Q109 457 8064 SH SOLE D. Scott Neal 0 0 8064 ALPHABET INC CAP STK CL C 02079K107 455 163 SH SOLE D. Scott Neal 0 0 163 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 424 9741 SH SOLE D. Scott Neal 0 0 9741 ABBOTT LABS COM 002824100 410 3466 SH SOLE D. Scott Neal 0 0 3466 KRANESHARES TR QUADRTC INT RT 500767736 404 15775 SH SOLE D. Scott Neal 0 0 15775 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 383 780 SH SOLE D. Scott Neal 0 0 780 ISHARES TR RUSSELL 2000 ETF 464287655 382 1860 SH SOLE D. Scott Neal 0 0 1860 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 378 2397 SH SOLE D. Scott Neal 0 0 2397 ALTRIA GROUP INC COM 02209S103 366 7000 SH SOLE D. Scott Neal 0 0 7000 ISHARES TR SELECT DIVID ETF 464287168 342 2667 SH SOLE D. Scott Neal 0 0 2667 ALPHABET INC CAP STK CL A 02079K305 339 122 SH SOLE D. Scott Neal 0 0 122 EMPIRE ST RLTY OP L P UNIT LTD PRTNSP 292102100 333 34000 SH SOLE D. Scott Neal 0 0 34000 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 328 946 SH SOLE D. Scott Neal 0 0 946 ISHARES TR ESG AWR US AGRGT 46435U549 325 6299 SH SOLE D. Scott Neal 0 0 6299 WALMART INC COM 931142103 321 2157 SH SOLE D. Scott Neal 0 0 2157 EXXON MOBIL CORP COM 30231G102 280 3393 SH SOLE D. Scott Neal 0 0 3393 ISHARES TR 1 3 YR TREAS BD 464287457 273 3270 SH SOLE D. Scott Neal 0 0 3270 QUALCOMM INC COM 747525103 252 1651 SH SOLE D. Scott Neal 0 0 1651 SPDR S&P 500 ETF TR TR UNIT 78462F103 252 558 SH SOLE D. Scott Neal 0 0 558 HONEYWELL INTL INC COM 438516106 250 1285 SH SOLE D. Scott Neal 0 0 1285 MCDONALDS CORP COM 580135101 225 910 SH SOLE D. Scott Neal 0 0 910 ISHARES TR IBOXX INV CP ETF 464287242 213 1763 SH SOLE D. Scott Neal 0 0 1763 MERCK & CO INC COM 58933Y105 207 2517 SH SOLE D. Scott Neal 0 0 2517 WP CAREY INC COM 92936U109 201 2490 SH SOLE D. Scott Neal 0 0 2490