0001596920-22-000001.txt : 20220121 0001596920-22-000001.hdr.sgml : 20220121 20220121125053 ACCESSION NUMBER: 0001596920-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220121 DATE AS OF CHANGE: 20220121 EFFECTIVENESS DATE: 20220121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 22545091 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001596920 XXXXXXXX 12-31-2021 12-31-2021 D. SCOTT NEAL, INC.

P.O. BOX 2010 LEXINGTON KY 40588

13F HOLDINGS REPORT 028-15681 N Jerry Zimmerer 502-459-7199 /s/ Jerry Zimmerer Louisville KY 01-21-2022 0 58 265291 false INFORMATION TABLE 2 infotable.xml INFOTABLE VANGUARD MALVERN FDS STRM INFPROIDX 922020805 81769 1590838 SH SOLE 0 0 1590838 INVESCO QQQ TR UNIT SER 1 46090E103 44726 112418 SH SOLE 0 0 112418 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 13690 53766 SH SOLE 0 0 53766 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 12938 163737 SH SOLE 0 0 163737 SPDR SER TR PRTFLO S&P500 GW 78464A409 12015 165790 SH SOLE 0 0 165790 ISHARES TR CORE S&P500 ETF 464287200 10778 22597 SH SOLE 0 0 22597 REKOR SYSTEMS INC COM 759419104 10552 1610920 SH SOLE 0 0 1610920 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 9849 69905 SH SOLE 0 0 69905 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 9527 123547 SH SOLE 0 0 123547 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 9247 17863 SH SOLE 0 0 17863 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 7076 136585 SH SOLE 0 0 136585 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 5834 414918 SH SOLE 0 0 414918 SPDR SER TR S&P 400 MDCP VAL 78464A839 3950 55557 SH SOLE 0 0 55557 MICROSOFT CORP COM 594918104 3370 10020 SH SOLE 0 0 10020 PROSHARES TR PSHS ULTRA QQQ 74347R206 2393 26881 SH SOLE 0 0 26881 ISHARES TR SP SMCP600VL ETF 464287879 2325 22251 SH SOLE 0 0 22251 SPDR SER TR PORTFOLI S&P1500 78464A805 1929 33009 SH SOLE 0 0 33009 PROSHARES TR PSHS ULT S&P 500 74347R107 1769 12088 SH SOLE 0 0 12088 CATERPILLAR INC COM 149123101 1584 7661 SH SOLE 0 0 7661 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1417 12536 SH SOLE 0 0 12536 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1324 4430 SH SOLE 0 0 4430 REPUBLIC BANCORP INC KY CL A 760281204 1068 21000 SH SOLE 0 0 21000 AT&T INC COM 00206R102 935 38002 SH SOLE 0 0 38002 ISHARES TR ISHS 5-10YR INVT 464288638 797 13451 SH SOLE 0 0 13451 AMAZON COM INC COM 023135106 787 236 SH SOLE 0 0 236 APPLE INC COM 037833100 761 4287 SH SOLE 0 0 4287 PFIZER INC COM 717081103 726 12297 SH SOLE 0 0 12297 HOME DEPOT INC COM 437076102 715 1724 SH SOLE 0 0 1724 ISHARES TR RUS MID CAP ETF 464287499 646 7778 SH SOLE 0 0 7778 LOWES COS INC COM 548661107 644 2491 SH SOLE 0 0 2491 JOHNSON & JOHNSON COM 478160104 602 3518 SH SOLE 0 0 3518 NIKE INC CL B 654106103 531 3185 SH SOLE 0 0 3185 NVIDIA CORPORATION COM 67066G104 516 1755 SH SOLE 0 0 1755 ABBOTT LABS COM 002824100 488 3466 SH SOLE 0 0 3466 ALPHABET INC CAP STK CL C 02079K107 472 163 SH SOLE 0 0 163 TRUIST FINL CORP COM 89832Q109 472 8064 SH SOLE 0 0 8064 REGIONS FINANCIAL CORP NEW COM 7591EP100 467 21434 SH SOLE 0 0 21434 PROCTER AND GAMBLE CO COM 742718109 462 2825 SH SOLE 0 0 2825 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 430 9741 SH SOLE 0 0 9741 KRANESHARES TR QUADRTC INT RT 500767736 424 15775 SH SOLE 0 0 15775 ISHARES TR RUSSELL 2000 ETF 464287655 414 1860 SH SOLE 0 0 1860 VISA INC COM CL A 92826C839 398 1838 SH SOLE 0 0 1838 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 390 2397 SH SOLE 0 0 2397 ABBVIE INC COM 00287Y109 386 2848 SH SOLE 0 0 2848 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 377 863 SH SOLE 0 0 863 INTERNATIONAL BUSINESS MACHS COM 459200101 371 2773 SH SOLE 0 0 2773 ISHARES TR SELECT DIVID ETF 464287168 327 2667 SH SOLE 0 0 2667 WALMART INC COM 931142103 312 2157 SH SOLE 0 0 2157 EMPIRE ST RLTY OP L P UNIT LTD PRTNSP 292102100 302 34000 SH SOLE 0 0 34000 QUALCOMM INC COM 747525103 302 1651 SH SOLE 0 0 1651 ISHARES TR 1 3 YR TREAS BD 464287457 292 3414 SH SOLE 0 0 3414 SPDR S&P 500 ETF TR TR UNIT 78462F103 265 557 SH SOLE 0 0 557 ISHARES TR 20 YR TR BD ETF 464287432 257 1736 SH SOLE 0 0 1736 MCDONALDS CORP COM 580135101 244 910 SH SOLE 0 0 910 ISHARES TR IBOXX INV CP ETF 464287242 234 1763 SH SOLE 0 0 1763 EXXON MOBIL CORP COM 30231G102 211 3442 SH SOLE 0 0 3442 WP CAREY INC COM 92936U109 204 2490 SH SOLE 0 0 2490