0001596920-21-000005.txt : 20210802 0001596920-21-000005.hdr.sgml : 20210802 20210802092322 ACCESSION NUMBER: 0001596920-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210802 DATE AS OF CHANGE: 20210802 EFFECTIVENESS DATE: 20210802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 211134929 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001596920 XXXXXXXX 06-30-2021 06-30-2021 D. SCOTT NEAL, INC.

P.O. BOX 2010 LEXINGTON KY 40588

13F HOLDINGS REPORT 028-15681 N Jerry Zimmerer 502-459-7199 /s/ Jerry Zimmerer Louisville KY 08-02-2021 0 50 220437 false INFORMATION TABLE 2 infotable.xml INFOTABLE ISHARES TR ISHS 5-10YR INVT 464288638 58499 966601 SH SOLE 0 0 966601 INVESCO QQQ TR UNIT SER 1 46090E103 40889 115366 SH SOLE 0 0 115366 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 21127 279567 SH SOLE 0 0 279567 ISHARES TR SP SMCP600VL ETF 464287879 10097 95765 SH SOLE 0 0 95765 ISHARES TR CORE S&P MCP ETF 464287507 9842 36623 SH SOLE 0 0 36623 SPDR SER TR PORTFOLIO SHORT 78464A474 9492 303249 SH SOLE 0 0 303249 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 9080 18493 SH SOLE 0 0 18493 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 8561 67971 SH SOLE 0 0 67971 ISHARES TR CORE S&P500 ETF 464287200 8467 19695 SH SOLE 0 0 19695 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 7236 103419 SH SOLE 0 0 103419 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 7010 210642 SH SOLE 0 0 210642 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 5378 267716 SH SOLE 0 0 267716 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2628 13936 SH SOLE 0 0 13936 PROSHARES TR PSHS ULTRA QQQ 74347R206 1875 26111 SH SOLE 0 0 26111 SPDR SER TR PORTFOLI S&P1500 78464A805 1755 33130 SH SOLE 0 0 33130 MICROSOFT CORP COM 594918104 1736 6407 SH SOLE 0 0 6407 CATERPILLAR INC COM 149123101 1643 7549 SH SOLE 0 0 7549 PROSHARES TR PSHS ULT S&P 500 74347R107 1443 12088 SH SOLE 0 0 12088 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1308 12541 SH SOLE 0 0 12541 AT&T INC COM 00206R102 1118 38837 SH SOLE 0 0 38837 REPUBLIC BANCORP INC KY CL A 760281204 969 21000 SH SOLE 0 0 21000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 745 2680 SH SOLE 0 0 2680 ISHARES TR RUS MID CAP ETF 464287499 686 8663 SH SOLE 0 0 8663 PFIZER INC COM 717081103 556 14209 SH SOLE 0 0 14209 ISHARES TR RUSSELL 2000 ETF 464287655 506 2208 SH SOLE 0 0 2208 KRANESHARES TR QUADRTC INT RT 500767736 446 16149 SH SOLE 0 0 16149 TRUIST FINL CORP COM 89832Q109 446 8030 SH SOLE 0 0 8030 REGIONS FINANCIAL CORP NEW COM 7591EP100 433 21434 SH SOLE 0 0 21434 EMPIRE ST RLTY OP L P UNIT LTD PRTNSP 292102100 422 35000 SH SOLE 0 0 35000 INTERNATIONAL BUSINESS MACHS COM 459200101 412 2811 SH SOLE 0 0 2811 EXXON MOBIL CORP COM 30231G102 411 6517 SH SOLE 0 0 6517 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 405 10182 SH SOLE 0 0 10182 NVIDIA CORPORATION COM 67066G104 363 454 SH SOLE 0 0 454 ROSS STORES INC COM 778296103 354 2857 SH SOLE 0 0 2857 PNC FINL SVCS GROUP INC COM 693475105 336 1760 SH SOLE 0 0 1760 ISHARES TR SELECT DIVID ETF 464287168 311 2667 SH SOLE 0 0 2667 PROCTER AND GAMBLE CO COM 742718109 310 2298 SH SOLE 0 0 2298 AMAZON COM INC COM 023135106 306 89 SH SOLE 0 0 89 NEXTERA ENERGY INC COM 65339F101 305 4166 SH SOLE 0 0 4166 APPLE INC COM 037833100 303 2215 SH SOLE 0 0 2215 ISHARES TR 1 3 YR TREAS BD 464287457 294 3414 SH SOLE 0 0 3414 LOWES COS INC COM 548661107 289 1491 SH SOLE 0 0 1491 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 255 6491 SH SOLE 0 0 6491 ISHARES TR 20 YR TR BD ETF 464287432 249 1727 SH SOLE 0 0 1727 WALMART INC COM 931142103 241 1709 SH SOLE 0 0 1709 SPDR S&P 500 ETF TR TR UNIT 78462F103 238 557 SH SOLE 0 0 557 QUALCOMM INC COM 747525103 236 1651 SH SOLE 0 0 1651 JOHNSON & JOHNSON COM 478160104 218 1324 SH SOLE 0 0 1324 MCDONALDS CORP COM 580135101 208 902 SH SOLE 0 0 902