0001596920-20-000001.txt : 20200116 0001596920-20-000001.hdr.sgml : 20200116 20200116133450 ACCESSION NUMBER: 0001596920-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200116 DATE AS OF CHANGE: 20200116 EFFECTIVENESS DATE: 20200116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 20530223 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001596920 XXXXXXXX 12-31-2019 12-31-2019 D. SCOTT NEAL, INC.

P.O. BOX 2010 LEXINGTON KY 40588

13F HOLDINGS REPORT 028-15681 N Jerry Zimmerer 502-459-7199 /s/ Jerry Zimmerer Louisville KY 12-31-2019 0 43 207228 false INFORMATION TABLE 2 infotable.xml VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 41569 513002 SH SOLE 0 0 513002 INVESCO QQQ TR UNIT SER 1 46090E103 33769 158830 SH SOLE 0 0 158830 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 23085 252767 SH SOLE 0 0 252767 ISHARES TR RUS MID CAP ETF 464287499 17092 286688 SH SOLE 0 0 286688 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 14237 37927 SH SOLE 0 0 37927 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 10557 343548 SH SOLE 0 0 343548 ISHARES TR RUSSELL 2000 ETF 464287655 10287 62091 SH SOLE 0 0 62091 ISHARES TR CORE S&P500 ETF 464287200 9104 28165 SH SOLE 0 0 28165 ISHARES TR 1 3 YR TREAS BD 464287457 8743 103309 SH SOLE 0 0 103309 ISHARES TR SP SMCP600VL ETF 464287879 5563 34598 SH SOLE 0 0 34598 VANGUARD INDEX FDS MID CAP ETF 922908629 4569 25641 SH SOLE 0 0 25641 DBX ETF TR XTRACK MSCI EAFE 233051200 4083 120885 SH SOLE 0 0 120885 ISHARES TR INTRM TR CRP ETF 464288638 3912 67466 SH SOLE 0 0 67466 ISHARES TR FLTG RATE NT ETF 46429B655 2796 54903 SH SOLE 0 0 54903 ISHARES TR CRE U S REIT ETF 464288521 1775 32512 SH SOLE 0 0 32512 AT&T INC COM 00206R102 1482 37918 SH SOLE 0 0 37918 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 1424 35721 SH SOLE 0 0 35721 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1255 16323 SH SOLE 0 0 16323 PROSHARES TR PSHS ULTRA QQQ 74347R206 1214 9961 SH SOLE 0 0 9961 CATERPILLAR INC DEL COM 149123101 1188 8044 SH SOLE 0 0 8044 PROSHARES TR PSHS ULT S&P 500 74347R107 1180 7826 SH SOLE 0 0 7826 REPUBLIC BANCORP KY CL A 760281204 983 21000 SH SOLE 0 0 21000 SPDR S&P 500 ETF TR TR UNIT 78462F103 890 2764 SH SOLE 0 0 2764 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 607 2680 SH SOLE 0 0 2680 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 521 5564 SH SOLE 0 0 5564 VANGUARD INDEX FDS SML CP GRW ETF 922908595 490 2466 SH SOLE 0 0 2466 ISHARES TR MSCI EAFE ETF 464287465 469 6747 SH SOLE 0 0 6747 TRUIST FINL CORP COM 89832Q109 449 7971 SH SOLE 0 0 7971 PFIZER INC COM 717081103 391 9971 SH SOLE 0 0 9971 ISHARES TR MSCI ACWI ETF 464288257 390 4915 SH SOLE 0 0 4915 MICROSOFT CORP COM 594918104 363 2301 SH SOLE 0 0 2301 REGIONS FINL CORP NEW COM 7591EP100 343 20000 SH SOLE 0 0 20000 ISHARES TR CORE S&P MCP ETF 464287507 317 1538 SH SOLE 0 0 1538 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 306 7911 SH SOLE 0 0 7911 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 292 8266 SH SOLE 0 0 8266 INTERNATIONAL BUSINESS MACHS COM 459200101 269 2004 SH SOLE 0 0 2004 PROCTER & GAMBLE CO COM 742718109 265 2120 SH SOLE 0 0 2120 LOWES COS INC COM 548661107 232 1938 SH SOLE 0 0 1938 ISHARES TR BARCLAYS 7 10 YR 464287440 218 1979 SH SOLE 0 0 1979 EXXON MOBIL CORP COM 30231G102 205 2938 SH SOLE 0 0 2938 PROSHARES TR PSHS ULTRUSS2000 74347R842 205 2664 SH SOLE 0 0 2664 GENERAL ELECTRIC CO COM 369604103 139 12412 SH SOLE 0 0 12412