0001596920-19-000001.txt : 20190206 0001596920-19-000001.hdr.sgml : 20190206 20190206161343 ACCESSION NUMBER: 0001596920-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190206 DATE AS OF CHANGE: 20190206 EFFECTIVENESS DATE: 20190206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 19571707 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001596920 XXXXXXXX 12-31-2018 12-31-2018 D. SCOTT NEAL, INC.

P.O. BOX 2010 LEXINGTON KY 40588

13F HOLDINGS REPORT 028-15681 N Jerry Zimmerer 502-459-7199 /s/Jerry Zimmerer Louisville KY 02-06-2019 0 29 183166 false INFORMATION TABLE 2 InformationTable.xml INFORMATION TABLE ISHARES TR 1 3 YR TREAS BD 464287457 47631 569609 SH SOLE 0 0 569609 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 38504 494024 SH SOLE 0 0 494024 SPDR SER TR BLOMBERG BRC INV 78468R200 37693 1241122 SH SOLE 0 0 1241122 INVESCO QQQ TR UNIT SER 1 46090E103 16217 105127 SH SOLE 0 0 105127 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 13910 45959 SH SOLE 0 0 45959 ISHARES TR RUSSELL 2000 ETF 464287655 9281 69315 SH SOLE 0 0 69315 WISDOMTREE TR FLOATNG RAT TREA 97717X628 5961 237694 SH SOLE 0 0 237694 ISHARES TR FLTG RATE NT ETF 46429B655 3511 69711 SH SOLE 0 0 69711 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 1072 34667 SH SOLE 0 0 34667 AT&T INC COM 00206R102 1029 36040 SH SOLE 0 0 36040 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1023 17072 SH SOLE 0 0 17072 CATERPILLAR INC DEL COM 149123101 1022 8044 SH SOLE 0 0 8044 PROSHARES TR PSHS ULT S&P 500 74347R107 795 8566 SH SOLE 0 0 8566 SPDR S&P 500 ETF TR TR UNIT 78462F103 786 3147 SH SOLE 0 0 3147 ISHARES TR MSCI EAFE ETF 464287465 677 11511 SH SOLE 0 0 11511 PROSHARES TR PSHS ULTRA QQQ 74347R206 669 9961 SH SOLE 0 0 9961 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 502 6434 SH SOLE 0 0 6434 PFIZER INC COM 717081103 472 10823 SH SOLE 0 0 10823 PROSHARES TR ULTRASHRT S&P500 74347B383 333 7750 SH SOLE 0 0 7750 BB&T CORP COM 054937107 289 6672 SH SOLE 0 0 6672 ISHARES TR CORE S&P MCP ETF 464287507 263 1585 SH SOLE 0 0 1585 INTERNATIONAL BUSINESS MACHS COM 459200101 262 2304 SH SOLE 0 0 2304 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 260 8896 SH SOLE 0 0 8896 PROCTER AND GAMBLE CO COM 742718109 248 2696 SH SOLE 0 0 2696 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 246 8349 SH SOLE 0 0 8349 ISHARES TR BARCLAYS 7 10 YR 464287440 206 1979 SH SOLE 0 0 1979 ISHARES TR CRE U S REIT ETF 464288521 203 4522 SH SOLE 0 0 4522 GENERAL ELECTRIC CO COM 369604103 101 13295 SH SOLE 0 0 13295