0001596901-16-000017.txt : 20161102 0001596901-16-000017.hdr.sgml : 20161102 20161102135505 ACCESSION NUMBER: 0001596901-16-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161102 EFFECTIVENESS DATE: 20161102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pettee Investors, Inc. CENTRAL INDEX KEY: 0001596901 IRS NUMBER: 061251488 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15774 FILM NUMBER: 161967093 BUSINESS ADDRESS: STREET 1: 137 ROWAYTON AVENUE STREET 2: SUITE 430 CITY: ROWAYTON STATE: CT ZIP: 06853 BUSINESS PHONE: 203 957 8880 MAIL ADDRESS: STREET 1: 137 ROWAYTON AVENUE STREET 2: SUITE 430 CITY: ROWAYTON STATE: CT ZIP: 06853 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001596901 XXXXXXXX 09-30-2016 09-30-2016 Pettee Investors, Inc.
137 ROWAYTON AVENUE SUITE 430 ROWAYTON CT 06853
13F COMBINATION REPORT 028-15774 0000948046 028-10103 DEUTSCHE BANK AG\ N
Sheila P. Pettee President & Chief Compliance Officer 2039578880 Sheila P. Pettee Rowayton CT 11-02-2016 0 88 103395 false
INFORMATION TABLE 2 inftable.xml 3M COM 88579y101 1121 6360 SH SOLE 2120 0 4240 3M COM 88579y101 35 200 SH OTR 02 0 0 200 AT&T COM 030177109 634 15618 SH SOLE 0 0 15618 Abbott Laboratories COM 002824100 1520 35935 SH SOLE 0 0 35935 Abbvie COM 00287Y109 2028 32160 SH SOLE 0 0 32160 Alcoa COM 013817101 251 24800 SH SOLE 0 0 24800 Alphabet Class C COM 02079k107 614 790 SH SOLE 0 0 790 American Express COM 025816109 961 15000 SH SOLE 612 0 14388 Ameriprise Financial COM 03076C106 299 3000 SH SOLE 0 0 3000 Amgen COM 031162100 862 5168 SH SOLE 600 0 4568 Apple COM 037833100 1474 13035 SH SOLE 1288 0 11747 Apple COM 037833100 79 700 SH OTR 02 0 0 700 Bank of New York Mellon COM 064058100 421 10560 SH SOLE 7392 0 3168 Bristol-Myers Squibb COM 110122108 2366 43886 SH SOLE 5866 0 38020 Bristol-Myers Squibb COM 110122108 621 11511 SH OTR 02 0 0 11511 CBRE Group COM 12504L109 556 19875 SH SOLE 0 0 19875 CVS/Caremark COM 126650100 365 4100 SH SOLE 0 0 4100 Caterpillar COM 149123101 207 2332 SH SOLE 1000 0 1332 Celgene COM 151020104 1454 13911 SH SOLE 1600 0 12311 Celgene COM 151020104 84 800 SH OTR 02 0 0 800 Charles Schwab COM 808513105 310 9808 SH SOLE 0 0 9808 Chevron COM 166764100 1970 19144 SH SOLE 716 0 18428 Chevron COM 166764100 435 4225 SH OTR 02 0 0 4225 Cisco Systems COM 17275R952 260 8200 SH SOLE 0 0 8200 Cisco Systems COM 17275R952 58 1838 SH OTR 02 0 0 1838 Clorox COM 189054109 2504 20000 SH SOLE 2320 0 17680 Coca-Cola COM 191216100 328 7750 SH SOLE 0 0 7750 Disney COM 254687106 2580 27780 SH SOLE 3000 0 24780 Dow Chemical COM 260543103 2792 53867 SH SOLE 7075 0 46792 Dr. Pepper Snapple COM 26138E109 219 2400 SH SOLE 0 0 2400 Du Pont (E.I) de Nemours COM 263534109 717 10710 SH SOLE 1950 0 8760 Emerson Electric COM 291011104 726 13316 SH SOLE 3800 0 9516 Emerson Electric COM 291011104 293 5370 SH OTR 02 0 0 5370 Equifax COM 294429105 638 4738 SH OTR 02 0 0 4738 Express Scripts COM 30219g108 685 9718 SH SOLE 500 0 9218 Express Scripts COM 30219g108 223 3165 SH OTR 02 0 0 3165 Exxon Mobil COM 30231G102 5459 62541 SH SOLE 7527 0 55014 Exxon Mobil COM 30231G102 690 7911 SH OTR 02 0 0 7911 Fidelity National Info. COM 31620M106 387 5020 SH OTR 02 0 0 5020 Ford Motor COM 345370860 163 13500 SH SOLE 2800 0 10700 General Electric COM 369604103 3004 101403 SH SOLE 6300 0 95103 General Electric COM 369604103 465 15713 SH OTR 02 0 0 15713 Home Depot COM 437076102 1115 8662 SH SOLE 1100 0 7562 Intel COM 458140100 2939 77857 SH SOLE 9600 0 68257 Intel COM 458140100 67 1780 SH OTR 02 0 0 1780 International Business Machine COM 459200101 1901 11970 SH SOLE 1610 0 10360 JPMorgan Chase COM 46625h100 5190 77939 SH SOLE 1624 0 76315 JPMorgan Chase COM 46625h100 1386 20812 SH OTR 02 0 0 20812 Johnson & Johnson COM 478160104 16314 138103 SH SOLE 6471 0 131632 Johnson & Johnson COM 478160104 1058 8959 SH OTR 02 0 0 8959 Kimberly Clark COM 494368103 588 4663 SH OTR 02 0 0 4663 McCormick COM 579780206 1579 15798 SH SOLE 4800 0 10998 McDonald's Corp. COM 580135101 937 8125 SH SOLE 1707 0 6418 McDonald's Corp. COM 580135101 81 700 SH OTR 02 0 0 700 Merck COM 58933y105 1969 31550 SH SOLE 2548 0 29002 Merck COM 58933y105 406 6509 SH OTR 02 0 0 6509 Microsoft COM 594918104 697 12096 SH SOLE 800 0 11296 Microsoft COM 594918104 127 2213 SH OTR 02 0 0 2213 Mondelez COM 609207105 202 4605 SH SOLE 0 0 4605 Mondelez COM 609207105 68 1541 SH OTR 02 0 0 1541 Monsanto COM 61166w101 520 5092 SH SOLE 0 0 5092 Monsanto COM 61166w101 245 2400 SH OTR 02 0 0 2400 Nestle ADR COM 641069406 2805 35525 SH SOLE 5000 0 30525 Norfolk Southern COM 655844108 337 3476 SH OTR 02 0 0 3476 PepsiCo COM 713448108 2576 23686 SH SOLE 0 0 23686 PepsiCo COM 713448108 922 8479 SH OTR 02 0 0 8479 Pfizer COM 717081103 4683 138253 SH SOLE 17446 0 120807 Pfizer COM 717081103 338 9982 SH OTR 02 0 0 9982 Philip Morris COM 718172109 19 200 SH SOLE 0 0 200 Philip Morris COM 718172109 211 2166 SH OTR 02 0 0 2166 Procter & Gamble COM 742718109 3367 37516 SH SOLE 2437 0 35079 Procter & Gamble COM 742718109 857 9553 SH OTR 02 0 0 9553 Quaker Chemical COM 747316107 212 2000 SH SOLE 0 0 2000 Qualcomm COM 747525103 289 4221 SH SOLE 900 0 3321 S&P Global COM 78409V104 1259 9949 SH SOLE 900 0 9049 Schlumberger COM 806857108 1057 13443 SH SOLE 1600 0 11843 Schlumberger COM 806857108 468 5955 SH OTR 02 0 0 5955 Union Pacific COM 907818108 219 2250 SH SOLE 400 0 1850 Union Pacific COM 907818108 322 3300 SH OTR 02 0 0 3300 United Healthcare COM 91324P102 413 2950 SH SOLE 0 0 2950 United Parcel Service 'B' COM 911312106 366 3350 SH SOLE 300 0 3050 Verizon Communications COM 92343v104 1003 19294 SH SOLE 700 0 18594 Wal-Mart Stores COM 931142103 638 8842 SH SOLE 0 0 8842 Waste Management COM 94106L109 1033 16196 SH SOLE 0 0 16196 Yum! Brands COM 988498101 378 4160 SH SOLE 0 0 4160 Zimmer Biomet COM 98956p102 638 4904 SH SOLE 1255 0 3649 Zimmer Biomet COM 98956p102 430 3304 SH OTR 02 0 0 3304 Zoetis COM 98978v103 306 5875 SH SOLE 0 0 5875