X0306 4 2015-02-13 0 0001596783 Catalent, Inc. CTLT 0001612228 Downie William C/O CATALENT, INC. 14 SCHOOLHOUSE ROAD SOMERSET NJ 08873 0 1 0 0 See Remarks Common Stock 2015-02-13 4 M 0 6202 10.71 A 28473 D Common Stock 2015-02-13 4 F 0 5122 27.86 D 23351 D Common Stock 2015-02-13 4 S 0 1080 27.86 D 22271 D Common Stock 2015-02-17 4 M 0 35000 10.71 A 57271 D Common Stock 2015-02-17 4 F 0 23595 27.82 D 33676 D Common Stock 2015-02-17 4 S 0 11405 27.82 D 22271 D Common Stock 2015-02-17 4 M 0 103969 10.71 A 126240 D Common Stock 2015-02-17 4 F 0 70374 27.82 D 55866 D Common Stock 2015-02-17 4 S 0 33595 27.82 D 22271 D Options to purchase common stock 18.71 2015-02-13 4 M 0 6202 0 A 2014-06-25 2023-06-25 Common Stock 6202 24808 D Options to purchase common stock 10.71 2015-02-17 4 M 0 35000 0 A 2010-10-23 2019-10-23 Common Stock 35000 0 D Options to purchase common stock 10.71 2015-02-17 4 M 0 103969 0 A 2010-10-23 2019-10-23 Common Stock 103969 1031 D Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options. These shares were sold in multiple transactions at prices ranging from $27.65 to $28.72, inclusive. The reporting person undertakes to provide to Catalent, Inc., any security holder of Catalent, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares were sold in multiple transactions at prices ranging from $27.30 to $27.53, inclusive. The reporting person undertakes to provide to Catalent, Inc., any security holder of Catalent, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. On June 25, 2013, the reporting person was granted an option to purchase 31,010 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2014, 2015, 2016, 2017 and 2018. The performance criteria for 2014 were met, resulting in vesting of the option as to 6,202 shares. On October 23, 2009, the reporting person was granted an option to purchase 35,000 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2010, 2011, 2012, 2013 and 2014. The performance criteria for 2010, 2011, 2012, 2013 and 2014 were met. On October 23, 2009, the reporting person was granted an option to purchase 105,000 shares of common stock of the Issuer, which vest and become exercisable in five equal annual installments beginning on October 23, 2010. Senior Vice President, Global Marketing & Sales Christine Caputo, by power of attorney 2015-02-18