0001596783-23-000137.txt : 20231019 0001596783-23-000137.hdr.sgml : 20231019 20231019144654 ACCESSION NUMBER: 0001596783-23-000137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231017 FILED AS OF DATE: 20231019 DATE AS OF CHANGE: 20231019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferraro Joseph Anthony CENTRAL INDEX KEY: 0001717154 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36587 FILM NUMBER: 231334516 MAIL ADDRESS: STREET 1: 56 EMILY ROAD CITY: FAR HILLS STATE: FL ZIP: 07931 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Catalent, Inc. CENTRAL INDEX KEY: 0001596783 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 208737688 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: (732) 537-6200 MAIL ADDRESS: STREET 1: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 FORMER COMPANY: FORMER CONFORMED NAME: PTS Holdings Corp. DATE OF NAME CHANGE: 20140113 4 1 wk-form4_1697741205.xml FORM 4 X0508 4 2023-10-17 0 0001596783 Catalent, Inc. CTLT 0001717154 Ferraro Joseph Anthony C/O CATALENT, INC. 14 SCHOOLHOUSE ROAD SOMERSET NJ 08873 0 1 0 0 SVP, General Counsel, CCO 0 Common Stock 2023-10-17 4 A 0 2708 0 A 7853 D Options to purchase Common Stock 45.71 2023-10-17 4 A 0 5902 0 A 2033-10-17 Common Stock 5902 5902 D Restricted stock units (RSUs) received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. Each RSU represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur in three equal annual installments beginning on October 17, 2024. Represents RSUs. Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. The options vest and become exercisable in four equal annual installments beginning on October 17, 2024. /s/ Amy Fallone, attorney-in-fact 2023-10-19