0001596783-22-000089.txt : 20220826 0001596783-22-000089.hdr.sgml : 20220826 20220826181246 ACCESSION NUMBER: 0001596783-22-000089 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220824 FILED AS OF DATE: 20220826 DATE AS OF CHANGE: 20220826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lickfold Charles CENTRAL INDEX KEY: 0001940477 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36587 FILM NUMBER: 221206595 MAIL ADDRESS: STREET 1: C/O CATALENT, INC. STREET 2: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Catalent, Inc. CENTRAL INDEX KEY: 0001596783 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 208737688 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: (732) 537-6200 MAIL ADDRESS: STREET 1: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 FORMER COMPANY: FORMER CONFORMED NAME: PTS Holdings Corp. DATE OF NAME CHANGE: 20140113 3 1 wf-form3_166155195163810.xml FORM 3 X0206 3 2022-08-24 0 0001596783 Catalent, Inc. CTLT 0001940477 Lickfold Charles C/O CATALENT, INC. 14 SCHOOLHOUSE ROAD SOMERSET NJ 08873 0 1 0 0 SVP, CIO Common Stock 5705 D Options to purchase Common Stock 88.1 2030-07-30 Common Stock 2464.0 D Options to purchase Common Stock 113.0 2031-07-26 Common Stock 2290.0 D Options to purchase Common Stock 107.63 2032-07-26 Common Stock 3433.0 D Includes restricted stock units. The options vest and become exercisable in four equal annual installments beginning on July 30, 2021. The options vest and become exercisable in four equal annual installments beginning on July 26, 2022. The options vest and become exercisable in four equal annual installments beginning on July 26, 2023. EXHIBIT LIST: EX-24 Lickfold PoA (15Jul2022) /s/ Jose Ibietatorremendia, attorney-in-fact 2022-08-26 EX-24 2 lickfoldpoa15jul2022.txt LICKFOLD POA (15JUL2022) POWER OF ATTORNEY Know all by these presents that the undersigned does hereby make, constitute, and appoint each of Steven Fasman, Jose Ibietatorremendia, Amy Fallone, and Eve Dyatlova, or any one of them, as a true and lawful attorney-in-fact of the undersigned, with full powers of substitution and revocation, for and in the name, place, and stead of the undersigned (in the undersigned's individual capacity) to execute and deliver such forms that the undersigned may be required to file with the U.S. Securities and Exchange Commission as a result of the undersigned's ownership of or transactions in securities of Catalent, Inc. (i) pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended ("Section 16"), including without limitation statements on Form 3, Form 4, and Form 5, and any amendments thereto; and (ii) in connection with any applications for EDGAR access codes, including without limitation the Form ID. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to make filings pursuant to Section 16 with regard to the undersigned's ownership of or transactions in securities of Catalent, Inc., unless earlier revoked in writing. The undersigned acknowledges that Steven Fasman, Jose Ibietatorremendia, Amy Fallone, and Eve Dyatlova are not assuming any of the undersigned's responsibilities to comply with Section 16. /s/ Charles Lickfold ---------------------------------- Charles Lickfold Date: July 15, 2022 -------------------------