0001596783-17-000150.txt : 20170831 0001596783-17-000150.hdr.sgml : 20170831 20170831104126 ACCESSION NUMBER: 0001596783-17-000150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170829 FILED AS OF DATE: 20170831 DATE AS OF CHANGE: 20170831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dolan Christine CENTRAL INDEX KEY: 0001684273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36587 FILM NUMBER: 171062381 MAIL ADDRESS: STREET 1: C/O CATALENT, INC. STREET 2: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Catalent, Inc. CENTRAL INDEX KEY: 0001596783 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 208737688 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: (732) 537-6200 MAIL ADDRESS: STREET 1: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 FORMER COMPANY: FORMER CONFORMED NAME: PTS Holdings Corp. DATE OF NAME CHANGE: 20140113 4 1 wf-form4_150419047286481.xml FORM 4 X0306 4 2017-08-29 0 0001596783 Catalent, Inc. CTLT 0001684273 Dolan Christine C/O CATALENT, INC. 14 SCHOOLHOUSE ROAD SOMERSET NJ 08873 0 1 0 0 SVP - Product Development Common Stock 2017-08-29 4 M 0 9150 18.57 A 27007 D Common Stock 2017-08-29 4 F 0 5964 38.75 D 21043 D Common Stock 2017-08-29 4 S 0 1594 38.75 D 19449 D Options to purchase Common Stock 18.57 2017-08-29 4 M 0 9150 0 D 2022-05-25 Common Stock 9150.0 34287 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification. Includes restricted stock units. On May 25, 2012, the reporting person was granted options to purchase common stock of the Issuer, which options began to vest and become exercisable upon the passage of time and, in certain cases, the satisfaction of performance criteria beginning April 1, 2013. /s/ Jose Ibietatorremendia, attorney-in-fact 2017-08-31