CFO

0001596468-24-000005.txt : 20240214 0001596468-24-000005.hdr.sgml : 20240214 20240214162226 ACCESSION NUMBER: 0001596468-24-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 EFFECTIVENESS DATE: 20240214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Almitas Capital LLC CENTRAL INDEX KEY: 0001596468 ORGANIZATION NAME: IRS NUMBER: 461753898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19313 FILM NUMBER: 24638795 BUSINESS ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-573-4343 MAIL ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001596468 XXXXXXXX 12-31-2023 12-31-2023 Almitas Capital LLC

1460 4TH STREET SUITE 300 SANTA MONICA CA 90401

13F HOLDINGS REPORT 028-19313 000166705 801-108002 N Mike Gomez CFO 310-595-6225 Mike Gomez Santa Monica CA 02-14-2024 0 116 290239743 false INFORMATION TABLE 2 13F.xml ABRDN National Municipal Income Fund SH BEN INT 24610T108 1376032 134773 SH SOLE 134773 0 0 Annaly Capital Management Inc COM NEW 035710839 2701979 139493 SH SOLE 139493 0 0 ASA Gold and Precious Metals Ltd SHS BEN INT G3156P103 4063926 269849 SH SOLE 269849 0 0 BlackRock California Municipal Income Trust SH BEN INT 09248E102 5639724 468805 SH SOLE 468805 0 0 BlackRock Capital Investment Corp COM 092533108 11326271 2926685 SH SOLE 2926685 0 0 BlackRock Credit Allocation Income Trust COM 092508100 439859 42622 SH SOLE 42622 0 0 BlackRock ESG Capital Allocation Term Trust SHS BEN INT 09262F100 10052232 623201 SH SOLE 623201 0 0 BlackRock Health Sciences Term Trust COM SHS 09260E105 18945541 1293211 SH SOLE 1293211 0 0 BlackRock Municipal 2030 Target Term Trust COM SH BEN IN 09257P105 1811992 87115 SH SOLE 87115 0 0 BlackRock Municipal Income Fund Inc COM 09253X102 296715 25491 SH SOLE 25491 0 0 BlackRock MuniHoldings California Quality Fund Inc COM 09254L107 1934772 173834 SH SOLE 173834 0 0 BlackRock MuniHoldings Fund Inc COM 09253N104 1551885 130301 SH SOLE 130301 0 0 BlackRock MuniHoldings New York Quality Fund Inc COM 09255C106 248530 23647 SH SOLE 23647 0 0 BlackRock MuniYield New York Quality Fund Inc COM 09255E102 217302 21036 SH SOLE 21036 0 0 BlackRock MuniYield Pennsylvania Quality Fund COM 09255G107 472411 40620 SH SOLE 40620 0 0 BlackRock New York Municipal Income Trust SH BEN INT 09248L106 599220 56906 SH SOLE 56906 0 0 Blackstone Senior Floating Rate 2027 Term Fund COM 09256U105 369915 27709 SH SOLE 27709 0 0 Blackstone Strategic Credit 2027 Term Fund COM SHS BEN IN 09257R101 907389 80158 SH SOLE 80158 0 0 BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund Inc COM 05588N108 608243 74631 SH SOLE 74631 0 0 BNY Mellon High Yield Strategies Fund SH BEN INT 09660L105 80764 35268 SH SOLE 35268 0 0 BNY Mellon Municipal Income Inc COM 05589T104 3941977 606458 SH SOLE 606458 0 0 BNY Mellon Strategic Municipal Bond Fund Inc COM 09662E109 789105 138197 SH SOLE 138197 0 0 BNY Mellon Strategic Municipals Inc COM 05588W108 1675567 285933 SH SOLE 285933 0 0 BrightSpire Capital Inc COM CL A 10949T109 2470087 332001 SH SOLE 332001 0 0 Brookfield Real Assets Income Fund Inc SHS BEN INT 112830104 950604 74208 SH SOLE 74208 0 0 Calamos Long/Short Equity & Dynamic Income Trust COM 12812C106 2551812 176596 SH SOLE 176596 0 0 Carlyle Credit Income Fund SH BEN INT 92535C104 280563 35291 SH SOLE 35291 0 0 Central and Eastern Europe Fund Inc COM 153436100 769499 78923 SH SOLE 78923 0 0 Central Securities Corp COM 155123102 1872788 49584 SH SOLE 49584 0 0 Citigroup Inc COM NEW 172967424 231480 4500 SH SOLE 4500 0 0 ClearBridge MLP & Midstream Total Return Fund Inc COM 18469Q207 4028595 111195 SH SOLE 111195 0 0 Clough Global Dividend and Income Fund COM 18913Y103 1681249 326583 SH SOLE 326583 0 0 Clough Global Opportunities Fund SH BEN INT 18914E106 741138 157689 SH SOLE 157689 0 0 Design Therapeutics Inc COM 25056L103 2719080 1026068 SH SOLE 1026068 0 0 Destra Multi-Alternative Fund Common Shares 25065A502 2814085 451699 SH SOLE 451699 0 0 DTF Tax-Free Income 2028 Term Fund Inc COM 23334J107 3774228 351091 SH SOLE 351091 0 0 DWS Municipal Income Trust COM 233368109 4157391 467648 SH SOLE 467648 0 0 DWS Strategic Municipal Income Trust COM 23342Q101 1413349 163393 SH SOLE 163393 0 0 Eaton Vance California Municipal Bond Fund COM 27828A100 4373270 477953 SH SOLE 477953 0 0 Eaton Vance California Municipal Income Trust SH BEN INT 27826F101 1655527 160109 SH SOLE 160109 0 0 Eaton Vance New York Municipal Bond Fund COM 27827Y109 7769910 805172 SH SOLE 805172 0 0 Ecofin Sustainable and Social COM SH BEN INT 27901F109 120519 10292 SH SOLE 10292 0 0 Ellington Residential Mortgage REIT COM SHS BEN INT 288578107 71617 11683 SH SOLE 11683 0 0 Federated Hermes Premier Municipal Income Fund COM 31423P108 196424 17873 SH SOLE 17873 0 0 First Trust Energy Income and Growth Fund COM 33738G104 1474730 101846 SH SOLE 101846 0 0 First Trust Energy Infrastructure Fund COM 33738C103 1052238 63927 SH SOLE 63927 0 0 First Trust MLP and Energy Income Fund COM 33739B104 1467107 171191 SH SOLE 171191 0 0 First Trust Specialty Finance and Financial Opportunities Fund COM BEN INTR 33733G109 164623 45984 SH SOLE 45984 0 0 Flaherty & Crumrine Preferred and Income Securities Fund Inc COM 338478100 1037371 74631 SH SOLE 74631 0 0 Gabelli Healthcare & WellnessRx Trust/The SHS BEN INT 36246K103 311790 33418 SH SOLE 33418 0 0 General American Investors Co Inc COM 368802104 3780287 88016 SH SOLE 88016 0 0 Great Ajax Corp 7.25 CV SR NT 24 38983D409 21965819 893646 SH SOLE 893646 0 0 Great Ajax Corp COM 38983D300 6281014 1185097 SH SOLE 1185097 0 0 Invesco Municipal Trust COM 46131J103 127368 13365 SH SOLE 13365 0 0 Invesco Pennsylvania Value Municipal Income Trust COM 46132K109 1336060 133606 SH SOLE 133606 0 0 Invesco Quality Municipal Income Trust COM 46133G107 305965 32173 SH SOLE 32173 0 0 Invesco Trust for Investment Grade New York Municipals COM 46131T101 1592511 152979 SH SOLE 152979 0 0 Japan Smaller Capitalization Fund Inc COM 47109U104 2265311 298460 SH SOLE 298460 0 0 John Hancock Tax-Advantaged Global Shareholder Yield Fund TAX ADV GLB SH 41013P749 833569 163125 SH SOLE 163125 0 0 Korea Fund Inc/The COM NEW 500634209 360360 15400 SH SOLE 15400 0 0 Ladder Capital Corp CL A 505743104 465361 40431 SH SOLE 40431 0 0 MainStay CBRE Global Infrastructure Megatrends Term Fund COM 56064Q107 686071 52856 SH SOLE 52856 0 0 MainStay MacKay DefinedTerm Municipal Opportunities Fund COM 56064K100 4826299 297003 SH SOLE 297003 0 0 Mexico Equity and Income Fund Inc/The COM 592834105 359386 32088 SH SOLE 32088 0 0 Mexico Fund Inc/The COM 592835102 3069132 160856 SH SOLE 160856 0 0 MFS High Income Municipal Trust SH BEN INT 59318D104 2648012 745919 SH 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Inc COM 649604840 2399711 281326 SH SOLE 281326 0 0 Nicholas Financial Inc COM NEW 65373J209 664636 96324 SH SOLE 96324 0 0 Nuveen Arizona Quality Municipal Income Fund COM 67061W104 128134 11964 SH SOLE 11964 0 0 Nuveen California Quality Municipal Income Fund COM 67066Y105 528705 47674 SH SOLE 47674 0 0 Nuveen Core Plus Impact Fund COM BEN INT 67080D103 17263482 1712647 SH SOLE 1712647 0 0 Nuveen New Jersey Quality Municipal Income Fund COM 67069Y102 2828084 240075 SH SOLE 240075 0 0 Nuveen New York AMT-Free Quality Municipal Income Fund COM 670656107 263250 25000 SH SOLE 25000 0 0 Nuveen Pennsylvania Quality Municipal Income Fund COM 670972108 10598421 915235 SH SOLE 915235 0 0 Nuveen Preferred & Income Term Fund COM 67075A106 4986162 272766 SH SOLE 272766 0 0 Nuveen Virginia Quality Municipal Income Fund COM 67064R102 113955 10571 SH SOLE 10571 0 0 NXG NextGen Infrastructure Income Fund COM 231647207 916896 25799 SH SOLE 25799 0 0 Orchid Island Capital Inc COM NEW 68571X301 5373535 637430 SH SOLE 637430 0 0 PennyMac Corp NOTE 5.500% 3/1 70932AAF0 456250 500000 PRN SOLE 500000 0 0 PGIM Short Duration High Yield Opportunities Fund COM 69355J104 8023575 534905 SH SOLE 534905 0 0 PhenixFIN Corp COM 71742W103 752781 17818 SH SOLE 17818 0 0 PIMCO California Municipal Income Fund II COM 72200M108 61845 10663 SH SOLE 10663 0 0 PIMCO Energy & Tactical Credit Opportunities Fund COM SHS BEN INT 69346N107 6827540 333376 SH SOLE 333376 0 0 PIMCO New York Municipal Income Fund COM 72200T103 160564 20428 SH SOLE 20428 0 0 Pioneer Municipal High Income Advantage Fund Inc COM 723762100 516424 64392 SH SOLE 64392 0 0 Pioneer Municipal High Income Fund Trust COM SHS 723763108 264354 30632 SH SOLE 30632 0 0 Pioneer Municipal High Income Opportunities Fund Inc COMMON STOCK 723760104 1287341 121792 SH SOLE 121792 0 0 Radian Group Inc COM 750236101 723999 25359 SH SOLE 25359 0 0 Special Opportunities Fund Inc COM 84741T104 280086 23616 SH SOLE 23616 0 0 Sprott Physical Platinum & Palladium Trust UNIT 85207Q104 119062 11800 SH SOLE 11800 0 0 SRH Total Return Fund Inc COM 101507101 2250643 162267 SH SOLE 162267 0 0 Taiwan Fund Inc/The/MD COM 874036106 3048209 88124 SH SOLE 88124 0 0 Templeton Emerging Markets Income Fund COM 880192109 86751 17010 SH SOLE 17010 0 0 Tortoise Energy Infrastructure Corp COM 89147L886 2090543 72664 SH SOLE 72664 0 0 Tortoise Midstream Energy Fund Inc COM 89148B200 4614008 132739 SH SOLE 132739 0 0 Tortoise Pipeline & Energy Fund Inc COM 89148H207 2209024 78585 SH SOLE 78585 0 0 Two Harbors Investment Corp NOTE 6.250% 1/1 90187BAB7 4048125 4250000 PRN SOLE 4250000 0 0 Velocity Financial Inc COM 92262D101 208706 12120 SH SOLE 12120 0 0 Virtus Dividend Interest & Premium Strategy Fund COM 92840R101 1185194 94063 SH SOLE 94063 0 0 Voya Infrastructure Industrials and Materials Fund COM 92912X101 1095999 107662 SH SOLE 107662 0 0 Western Asset Inflation-Linked Income Fund COM SH BEN INT 95766Q106 84277 10379 SH SOLE 10379 0 0 Western Asset Inflation-Linked Opportunities & Income Fund COM 95766R104 1783194 205674 SH SOLE 205674 0 0 Western Asset Intermediate Muni Fund Inc COM 958435109 567967 73762 SH SOLE 73762 0 0 Western Asset Investment Grade Defined Opportunity Trust Inc COM 95790A101 414519 23579 SH SOLE 23579 0 0 WHEELER REIT INC 7% SR NT 31 963025804 316320 5272 SH SOLE 5272 0 0