0001596468-23-000005.txt : 20231121 0001596468-23-000005.hdr.sgml : 20231121 20231121162653 ACCESSION NUMBER: 0001596468-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231121 DATE AS OF CHANGE: 20231121 EFFECTIVENESS DATE: 20231121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Almitas Capital LLC CENTRAL INDEX KEY: 0001596468 IRS NUMBER: 461753898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-19313 FILM NUMBER: 231428519 BUSINESS ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-573-4343 MAIL ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR/A 1 primary_doc.xml X0202 13F-HR/A LIVE false false false 0001596468 XXXXXXXX 09-30-2023 09-30-2023 true 1 RESTATEMENT Almitas Capital LLC

1460 4TH STREET SUITE 300 SANTA MONICA CA 90401

13F HOLDINGS REPORT 028-19313 N Ronald Mass 310-573-4343 Ronald Mass Santa Monica CA 11-21-2023 0 88 208818909 false INFORMATION TABLE 2 13f.xml Great Ajax Corp 7.25 CV SR NT 24 38983D409 21554742 893646 SH SOLE 893646 0 0 BlackRock ESG Capital Allocation Term Trust SHS BEN INT 09262F100 14758468 997868 SH SOLE 997868 0 0 Nuveen Core Plus Impact Fund COM BEN INT 67080D103 13968515 1524947 SH SOLE 1524947 0 0 Templeton Global Income Fund COM 880198106 11957566 3097815 SH SOLE 3097815 0 0 Miller/Howard High Dividend Fund COM SHS BEN IN 600379101 10528175 1061308 SH SOLE 1061308 0 0 Center Coast Brookfield MLP & Energy Infrastructure Fund SHS BEN INT 151461209 6268840 295700 SH SOLE 295700 0 0 PIMCO Energy & Tactical Credit Opportunities Fund COM SHS BEN INT 69346N107 6044600 304821 SH SOLE 304821 0 0 Tortoise Midstream Energy Fund Inc COM 89148B200 5538122 162123 SH SOLE 162123 0 0 BlackRock California Municipal Income Trust SH BEN INT 09248E102 5436979 528375 SH SOLE 528375 0 0 Great Ajax Corp COM 38983D300 5201086 807622 SH SOLE 807622 0 0 Eaton Vance New York Municipal Bond Fund COM 27827Y109 4762008 574428 SH SOLE 574428 0 0 BrightSpire Capital Inc COM CL A 10949T109 4730745 755710 SH SOLE 755710 0 0 General American Investors Co Inc COM 368802104 4662589 119406 SH SOLE 119406 0 0 ClearBridge MLP & Midstream Total Return Fund Inc COM 18469Q207 4049351 126266 SH SOLE 126266 0 0 Nuveen Corporate Income 2023 Target Term Fund COM 67079F101 3949407 413984 SH SOLE 413984 0 0 First Trust Dynamic Europe Equity Income Fund COM SHS 33740D107 3936616 317469 SH SOLE 317469 0 0 MFS Investment Grade Municipal Trust SH BEN INT 59318B108 3836472 542641 SH SOLE 542641 0 0 Nuveen Pennsylvania Quality Municipal Income Fund COM 670972108 3500880 344236 SH SOLE 344236 0 0 NXG NextGen Infrastructure Income Fund COM 231647207 3463313 92355 SH SOLE 92355 0 0 New York Mortgage Trust Inc COM 649604840 3335254 392845 SH SOLE 392845 0 0 Eaton Vance California Municipal Bond Fund COM 27828A100 3309233 407541 SH SOLE 407541 0 0 BlackRock Capital Investment Corp COM 092533108 3167216 853697 SH SOLE 853697 0 0 PGIM Short Duration High Yield Opportunities Fund COM 69355J104 2784413 192161 SH SOLE 192161 0 0 VMware Inc CL A COM 928563402 2565124 15408 SH SOLE 15408 0 0 Mexico Fund Inc/The COM 592835102 2563490 155646 SH SOLE 155646 0 0 Morgan Stanley India Investment Fund Inc COM 61745C105 2540122 113652 SH SOLE 113652 0 0 Tortoise Energy Infrastructure Corp COM 89147L886 2464390 85273 SH SOLE 85273 0 0 Taiwan Fund Inc/The/MD COM 874036106 2366142 78924 SH SOLE 78924 0 0 Morgan Stanley Emerging Markets Domestic Debt Fund Inc COM 617477104 2337871 548796 SH SOLE 548796 0 0 Destra Multi-Alternative Fund Common Shares 25065A502 2128964 356014 SH SOLE 356014 0 0 MFA Financial Inc COM 55272X607 2118726 220471 SH SOLE 220471 0 0 BNY Mellon Municipal Income Inc COM 05589T104 1943358 342744 SH SOLE 342744 0 0 Nuveen Preferred & Income Term Fund COM 67075A106 1907175 111076 SH SOLE 111076 0 0 New America High Income Fund Inc/The COM NEW 641876800 1724963 266198 SH SOLE 266198 0 0 SRH Total Return Fund Inc COM 101507101 1724795 132881 SH SOLE 132881 0 0 BlackRock Health Sciences Term Trust COM SHS 09260E105 1501436 104194 SH SOLE 104194 0 0 Western Asset Inflation-Linked Opportunities & Income Fund COM 95766R104 1355753 164733 SH SOLE 164733 0 0 Calamos Long/Short Equity & Dynamic Income Trust COM 12812C106 1288653 87130 SH SOLE 87130 0 0 Central Securities Corp COM 155123102 1250068 36483 SH SOLE 36483 0 0 Arlington Asset Investment Corp CL A NEW 041356205 1223588 285885 SH SOLE 285885 0 0 Eaton Vance California Municipal Income Trust SH BEN INT 27826F101 1201041 131118 SH SOLE 131118 0 0 DWS Strategic Municipal Income Trust COM 23342Q101 1118529 148543 SH SOLE 148543 0 0 MFS High Income Municipal Trust SH BEN INT 59318D104 1081448 346618 SH SOLE 346618 0 0 abrdn National Municipal Income Fund SH BEN INT 24610T108 929889 108001 SH SOLE 108001 0 0 Carlyle Credit Income Fund SH BEN INT 92535C104 869509 106297 SH SOLE 106297 0 0 DWS Municipal Income Trust COM 233368109 720304 93546 SH SOLE 93546 0 0 ClearBridge Energy Midstream Opportunity Fund Inc COM 18469P209 695910 21953 SH SOLE 21953 0 0 Clough Global Dividend and Income Fund COM 18913Y103 686968 138223 SH SOLE 138223 0 0 Reading International Inc CL A 755408101 679638 320584 SH SOLE 320584 0 0 Japan Smaller Capitalization Fund Inc COM 47109U104 654746 92088 SH SOLE 92088 0 0 BlackRock Municipal 2030 Target Term Trust COM SH BEN IN 09257P105 648294 33400 SH SOLE 33400 0 0 Radian Group Inc COM 750236101 636764 25359 SH SOLE 25359 0 0 MGIC Investment Corp COM 552848103 632985 37926 SH SOLE 37926 0 0 Voya Infrastructure Industrials and Materials Fund COM 92912X101 605019 64159 SH SOLE 64159 0 0 Morgan Stanley China A Share Fund Inc COM 617468103 603376 48425 SH SOLE 48425 0 0 PhenixFIN Corp COM 71742W103 581289 15337 SH SOLE 15337 0 0 BlackRock MuniHoldings California Quality Fund Inc COM 09254L107 570359 59661 SH SOLE 59661 0 0 Blackstone Strategic Credit 2027 Term Fund COM SHS BEN IN 09257R101 528740 48111 SH SOLE 48111 0 0 Invesco Pennsylvania Value Municipal Income Trust COM 46132K109 501460 56029 SH SOLE 56029 0 0 Nicholas Financial Inc COM NEW 65373J209 492465 103024 SH SOLE 103024 0 0 Barings Participation Investors SH BEN INT 06761A103 472508 35183 SH SOLE 35183 0 0 Kayne Anderson NextGen Energy & Infrastructure Inc COM 48661E108 443063 62228 SH SOLE 62228 0 0 Neuberger Berman California Municipal Fund Inc COM 64123C101 424984 43410 SH SOLE 43410 0 0 Ladder Capital Corp CL A 505743104 414822 40431 SH SOLE 40431 0 0 Western Asset Intermediate Muni Fund Inc COM 958435109 405277 56603 SH SOLE 56603 0 0 Two Harbors Investment Corp NOTE 6.250% 1/1 90187BAB7 3910000 4250000 PRN SOLE 4250000 0 0 Ecofin Sustainable and Social COM SH BEN INT 27901F109 390704 32613 SH SOLE 32613 0 0 Blackstone Senior Floating Rate 2027 Term Fund COM 09256U105 350277 26436 SH SOLE 26436 0 0 WHEELER REIT INC 7% SR NT 31 963025804 289960 5272 SH SOLE 5272 0 0 Gabelli Healthcare & WellnessRx Trust/The SHS BEN INT 36246K103 272758 31790 SH SOLE 31790 0 0 DTF Tax-Free Income 2028 Term Fund Inc COM 23334J107 260049 24372 SH SOLE 24372 0 0 Safeguard Scientifics Inc COM NEW 786449207 257491 257491 SH SOLE 257491 0 0 MFS Municipal Income Trust SH BEN INT 552738106 256775 56434 SH SOLE 56434 0 0 Special Opportunities Fund Inc COM 84741T104 252024 23058 SH SOLE 23058 0 0 Mexico Equity and Income Fund Inc/The COM 592834105 241138 25653 SH SOLE 25653 0 0 Western Asset Investment Grade Defined Opportunity Trust Inc COM 95790A101 221905 14018 SH SOLE 14018 0 0 Ellington Residential Mortgage REIT COM SHS BEN INT 288578107 193702 31192 SH SOLE 31192 0 0 Clough Global Equity Fund COM 18914C100 171650 31323 SH SOLE 31323 0 0 Nuveen New Jersey Quality Municipal Income Fund COM 67069Y102 168095 15888 SH SOLE 15888 0 0 PennyMac Corp NOTE 5.500% 3/1 70932AAF0 448750 500000 PRN SOLE 500000 0 0 Velocity Financial Inc COM 92262D101 136956 12120 SH SOLE 12120 0 0 BNY Mellon Strategic Municipals Inc COM 05588W108 125458 23538 SH SOLE 23538 0 0 BlackRock MuniYield Pennsylvania Quality Fund COM 09255G107 118934 11469 SH SOLE 11469 0 0 Barings BDC Inc COM 06759L103 104666 11747 SH SOLE 11747 0 0 Western Asset Mortgage Capital Corp COM 95790D204 99715 10608 SH SOLE 10608 0 0 BNY Mellon Strategic Municipal Bond Fund Inc COM 09662E109 79639 16024 SH SOLE 16024 0 0 Templeton Emerging Markets Income Fund COM 880192109 78776 17088 SH SOLE 17088 0 0 First Trust Specialty Finance and Financial Opportunities Fund COM BEN INTR 33733G109 40892 12134 SH SOLE 12134 0 0