0001596468-23-000004.txt : 20231114 0001596468-23-000004.hdr.sgml : 20231114 20231114160425 ACCESSION NUMBER: 0001596468-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Almitas Capital LLC CENTRAL INDEX KEY: 0001596468 IRS NUMBER: 461753898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19313 FILM NUMBER: 231405785 BUSINESS ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-573-4343 MAIL ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001596468 XXXXXXXX 09-30-2023 09-30-2023 Almitas Capital LLC

1460 4TH STREET SUITE 300 SANTA MONICA CA 90401

13F HOLDINGS REPORT 028-19313 N Ronald Mass 310-573-4343 Ronald Mass Santa Monica CA 11-14-2023 0 94 12493341 false INFORMATION TABLE 2 13f.xml Alliance National Municipal Income Fund, Inc COM 01864U106 1177 12980 SH SOLE 12980 0 0 Arlington Asset Investment Corp CL A NEW 041356205 23728 571770 SH SOLE 571770 0 0 Barings BDC Inc COM 06759L103 2077 23494 SH SOLE 23494 0 0 Barings Participation Investors SH BEN INT 06761A103 9922 70366 SH SOLE 70366 0 0 BlackRock 2030 Municipal Target Term Trust COM SHS BEN IN 09257P105 12939 66800 SH SOLE 66800 0 0 BlackRock California Municipal Income Trust SH BEN INT 09248E102 105041 1056750 SH SOLE 1056750 0 0 BlackRock Capital Investment Corp COM 092533108 55832 1707394 SH SOLE 1707394 0 0 BlackRock ESG Capital Allocation Term Trust SHS BEN INT 09262F100 285390 1995736 SH SOLE 1995736 0 0 BlackRock Health Sciences Trust II COM SHS 09260E105 27278 208388 SH SOLE 208388 0 0 BlackRock MuniHoldings California Quality Fund COM 09254L107 11025 119322 SH SOLE 119322 0 0 BlackRock MuniYield New York Quality Fund Inc COM 09255E102 1372 15922 SH SOLE 15922 0 0 BlackRock MuniYield Pennsylvania Quality Fund COM 09255G107 2298 22938 SH SOLE 22938 0 0 BlackRock New York Municipal Income Trust SH BEN INT 09248L106 1344 15306 SH SOLE 15306 0 0 Blackstone Senior Floating Rate 2027 Term Fund COM 09256U105 6768 52872 SH SOLE 52872 0 0 Blackstone Strategic Credit 2027 Term Fund COM SHS BEN IN 09257R101 10238 96222 SH SOLE 96222 0 0 BNY Mellon Municipal Income Inc COM 05589T104 37222 685488 SH SOLE 685488 0 0 BNY Mellon Strategic Municipal Bond Fund Inc COM 09662E109 1525 32048 SH SOLE 32048 0 0 BNY Mellon Strategic Municipals Inc COM 05588W108 2391 47076 SH SOLE 47076 0 0 BrightSpire Capital Inc COM CL A 10949T109 85546 1511420 SH SOLE 1511420 0 0 Calamos Long/Short Equity & Dynamic Income Trust COM 12812C106 23926 174260 SH SOLE 174260 0 0 Carlyle Credit Income Fund SH BEN INT 92535C104 16093 212594 SH SOLE 212594 0 0 Center Coast Brookfield MLP & Energy Infrastructure Fund SHS BEN INT 151461209 122597 591400 SH SOLE 591400 0 0 Central Securities Corp COM 155123102 24832 72966 SH SOLE 72966 0 0 ClearBridge Energy Midstream Opportunity Fund Inc COM 18469P209 13664 43906 SH SOLE 43906 0 0 ClearBridge MLP & Midstream Total Return Fund Inc COM 18469Q207 77805 252532 SH SOLE 252532 0 0 Clough Global Dividend and Income Fund COM 18913Y103 13546 276446 SH SOLE 276446 0 0 Clough Global Equity Fund COM 18914C100 3295 62646 SH SOLE 62646 0 0 Clough Global Opportunities Fund SH BEN INT 18914E106 661 15738 SH SOLE 15738 0 0 Delaware Investments National Municipal Income Fund SH BEN INT 24610T108 17388 216002 SH SOLE 216002 0 0 Destra Multi-Alternative Fund COMMON SHARES 25065A502 43363 712028 SH SOLE 712028 0 0 DTF Tax-Free Income 2028 Term Fund Inc COM 23334J107 5123 48744 SH SOLE 48744 0 0 DWS Municipal Income Trust COM 233368109 13994 187092 SH SOLE 187092 0 0 DWS Strategic Municipal Income Trust COM 23342Q101 21658 297086 SH SOLE 297086 0 0 Eaton Vance California Municipal Bond Fund COM 27828A100 62517 815082 SH SOLE 815082 0 0 Eaton Vance California Municipal Income Trust SH BEN INT 27826F101 23313 262236 SH SOLE 262236 0 0 Eaton Vance New York Municipal Bond Fund COM 27827Y109 90300 1148856 SH SOLE 1148856 0 0 Ecofin Sustainable and Social COM SH BEN INT 27901F109 7396 65226 SH SOLE 65226 0 0 Ellington Residential Mortgage REIT COM SHS BEN INT 288578107 3294 62384 SH SOLE 62384 0 0 First Trust Dynamic Europe Equity Income Fund COM SHS 33740D107 77653 634938 SH SOLE 634938 0 0 First Trust Specialty Finance and Financial Opportunities Fund COM BEN INTR 33733G109 743 24268 SH SOLE 24268 0 0 General American Investors Co Inc COM 368802104 91552 238812 SH SOLE 238812 0 0 Great Ajax Corp 7.25 CV SR NT 24 38983D409 428950 1787292 SH SOLE 1787292 0 0 Great Ajax Corp COM 38983D300 69779 1615244 SH SOLE 1615244 0 0 Invesco Pennsylvania Value Municipal Income Trust COM 46132K109 9693 112058 SH SOLE 112058 0 0 Invesco Trust For Investment Grade New York Municipals COM 46131T101 1663 19378 SH SOLE 19378 0 0 Japan Smaller Capitalization Fund Inc COM 47109U104 12653 184176 SH SOLE 184176 0 0 Kayne Anderson NextGen Energy & Infrastructure Inc COM 48661E108 8538 124456 SH SOLE 124456 0 0 Ladder Capital Corp CL A 505743104 8175 80862 SH SOLE 80862 0 0 Mexico Equity and Income Fund Inc/The COM 592834105 4551 51306 SH SOLE 51306 0 0 Mexico Fund Inc/The COM 592835102 47005 311292 SH SOLE 311292 0 0 MFA Financial Inc COM 55272X607 39200 440942 SH SOLE 440942 0 0 MFS High Income Municipal Trust SH BEN INT 59318D104 21074 693236 SH SOLE 693236 0 0 MFS Investment Grade Municipal Trust SH BEN INT 59318B108 72171 1085282 SH SOLE 1085282 0 0 MFS Municipal Income Trust SH BEN INT 552738106 5000 112868 SH SOLE 112868 0 0 MGIC Investment Corp COM 552848103 12773 75852 SH SOLE 75852 0 0 Miller/Howard High Dividend Fund COM SHS BEN IN 600379101 203559 2122616 SH SOLE 2122616 0 0 Morgan Stanley China A Share Fund Inc COM 617468103 11428 96850 SH SOLE 96850 0 0 Morgan Stanley Emerging Markets Domestic Debt Fund Inc COM 617477104 47526 1097592 SH SOLE 1097592 0 0 Morgan Stanley India Investment Fund Inc COM 61745C105 48643 227304 SH SOLE 227304 0 0 Neuberger Berman California Municipal Fund Inc COM 64123C101 8239 86820 SH SOLE 86820 0 0 New America High Income Fund Inc/The COM NEW 641876800 34073 532396 SH SOLE 532396 0 0 New York Mortgage Trust Inc COM 649604840 61205 785690 SH SOLE 785690 0 0 Nicholas Financial Inc COM NEW 65373J209 9684 206048 SH SOLE 206048 0 0 Nuveen Core Plus Impact Fund COM BEN INT 67080D103 274490 3049894 SH SOLE 3049894 0 0 Nuveen Corporate Income 2023 Target Term Fund COM 67079F101 79568 827968 SH SOLE 827968 0 0 Nuveen Floating Rate Income Fund/Closed-end Fund COM 67072T108 1344 17170 SH SOLE 17170 0 0 Nuveen New Jersey Quality Municipal Income Fund COM 67069Y102 3228 31776 SH SOLE 31776 0 0 Nuveen Pennsylvania Quality Municipal Income Fund COM 670972108 67264 688472 SH SOLE 688472 0 0 Nuveen Preferred & Income Term Fund COM 67075A106 36633 222152 SH SOLE 222152 0 0 NXG NextGen Infrastructure Income Fund COM 231647207 61333 184710 SH SOLE 184710 0 0 PennyMac Corp NOTE 5.500% 3/1 70932AAF0 909710 1000000 PRN SOLE 1000000 0 0 PGIM Short Duration High Yield Opportunities Fund COM 69355J104 53959 384322 SH SOLE 384322 0 0 PhenixFIN Corp COM 71742W103 11350 30675 SH SOLE 30675 0 0 PIMCO Energy & Tactical Credit Opportunities Fund COM SHS BEN INT 69346N107 115832 609642 SH SOLE 609642 0 0 Radian Group Inc COM 750236101 12852 50718 SH SOLE 50718 0 0 Reading International Inc CL A 755408101 11862 641168 SH SOLE 641168 0 0 Safeguard Scientifics Inc COM NEW 786449207 5098 514982 SH SOLE 514982 0 0 Special Opportunities Fund Inc COM 84741T104 4768 46116 SH SOLE 46116 0 0 SRH Total Return Fund Inc COM 101507101 33220 265762 SH SOLE 265762 0 0 Taiwan Fund Inc/The/MD COM 874036106 44718 157848 SH SOLE 157848 0 0 Templeton Emerging Markets Income Fund COM 880192109 1552 34176 SH SOLE 34176 0 0 Templeton Global Income Fund COM 880198106 245347 6195630 SH SOLE 6195630 0 0 The Gabelli Healthcare and WellnessRx Trust SHS 36246K103 5067 63580 SH SOLE 63580 0 0 Tortoise Energy Infrastructure Corp COM 89147L886 47122 170546 SH SOLE 170546 0 0 Tortoise Midstream Energy Fund Inc COM 89148B200 107488 324246 SH SOLE 324246 0 0 Two Harbors Investment Corp NOTE 6.250% 1/1 90187BAB7 7650000 8500000 PRN SOLE 8500000 0 0 Velocity Financial Inc COM 92262D101 2800 24240 SH SOLE 24240 0 0 VMware Inc CL A COM 928563402 44884 30816 SH SOLE 30816 0 0 Voya Infrastructure Industrials and Materials Fund COM 92912X101 11356 128318 SH SOLE 128318 0 0 Western Asset Inflation-Linked Opportunities & Income Fund COM 95766R104 26983 329466 SH SOLE 329466 0 0 Western Asset Intermediate Muni Fund Inc COM 958435109 7947 113206 SH SOLE 113206 0 0 Western Asset Investment Grade Defined Opportunity Trust Inc COM 95790A101 4290 28036 SH SOLE 28036 0 0 Western Asset Mortgage Capital Corp COM 95790D204 1748 21216 SH SOLE 21216 0 0 WHEELER REIT INC 7% SR NT 31 963025804 6120 10544 SH SOLE 10544 0 0