0001104659-23-021145.txt : 20230214
0001104659-23-021145.hdr.sgml : 20230214
20230214114602
ACCESSION NUMBER: 0001104659-23-021145
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230214
DATE AS OF CHANGE: 20230214
EFFECTIVENESS DATE: 20230214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Almitas Capital LLC
CENTRAL INDEX KEY: 0001596468
IRS NUMBER: 461753898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19313
FILM NUMBER: 23624982
BUSINESS ADDRESS:
STREET 1: 1460 4TH STREET
STREET 2: SUITE 300
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-573-4343
MAIL ADDRESS:
STREET 1: 1460 4TH STREET
STREET 2: SUITE 300
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001596468
XXXXXXXX
12-31-2022
12-31-2022
false
Almitas Capital LLC
1460 4th Street
Suite 300
Santa Monica
CA
90401
13F HOLDINGS REPORT
028-19313
N
Ronald Mass
Managing Principal
310-573-4343
/s/ Ronald Mass
Santa Monica
CA
02-13-2023
0
128
217004642
INFORMATION TABLE
2
infotable.xml
ABRDN ASIA PACIFIC INCOME FU
COM
003009107
1376597
523421
SH
SOLE
0
0
0
ABRDN GLOBAL INFRA INCOME FU
COM SHS BEN INT
00326W106
251556
14780
SH
SOLE
0
0
0
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
1224951
84247
SH
SOLE
0
0
0
ADAM NAT RES FD INC
COM
00548F105
6540
300
SH
SOLE
0
0
0
ADECOAGRO S A
COM
L00849106
576918
69592
SH
SOLE
0
0
0
ASA GOLD AND PRECIOUS MTLS L
SHS
G3156P103
2329825
162811
SH
SOLE
0
0
0
BARINGS CORPORATE INVS
COM
06759X107
1011193
72435
SH
SOLE
0
0
0
BARINGS PARTN INVS SH BEN INT
SH BEN INT
06761A103
2587336
210011
SH
SOLE
0
0
0
BLACKROCK CAP ALLOCATION TR
COM
09260U109
12840651
925786
SH
SOLE
0
0
0
BLACKROCK CAP INVT CORP
COM
092533108
2233590
617014
SH
SOLE
0
0
0
BLACKROCK ESG CAP ALLC TR
SHS BEN INT
09262F100
23491609
1749189
SH
SOLE
0
0
0
BLACKROCK INNOVATION AND GRW
SHS BEN INT
09260Q108
347017
50957
SH
SOLE
0
0
0
BLACKROCK MUNIHLDNGS CALI QL
COM
09254L107
330792
30800
SH
SOLE
0
0
0
BLACKROCK MUNIYIELD PA QLTY
COM
09255G107
758313
68875
SH
SOLE
0
0
0
BLACKROCK N Y MUN INCOME TRU SH BEN INT
SH BEN INT
09248L106
42294
4200
SH
SOLE
0
0
0
BLACKSTONE LONG SHORT CR INC
SHS BEN INT
09257D102
264810
24429
SH
SOLE
0
0
0
BLACKSTONE STRATEGIC CREDIT
SHS BEN IN
09257R101
606890
57362
SH
SOLE
0
0
0
BRIGHTSPIRE CAPITAL INC
COM CL A
10949T109
1681140
269846
SH
SOLE
0
0
0
CALAMOS LNG SHR EQT DYNAMIC
COM
12812C106
173288
11408
SH
SOLE
0
0
0
CARNIVAL PLC
ADR
14365C103
3005
418
SH
SOLE
0
0
0
CENTER COAST BRKFLD MLP ENRG
SHS BEN INT
151461209
5130395
295700
SH
SOLE
0
0
0
CENTRAL SECS CORP
COM
155123102
585509
17536
SH
SOLE
0
0
0
CITIGROUP INC
COM NEW
172967424
203535
4500
SH
SOLE
0
0
0
CLEARBRIDGE MLP AND MIDSTRM
COM
18469Q207
2944914
104171
SH
SOLE
0
0
0
CLEARBRIDGE ENERGY MIDSTRM O
COM
18469P209
251680
8800
SH
SOLE
0
0
0
CLEARBRIDGE MLP AND MIDSTRM
COM
184692200
1015612
30444
SH
SOLE
0
0
0
CRESCENT CAP BDC INC
COM
225655109
1473994
115336
SH
SOLE
0
0
0
CUSHING MLP & INFRASTRUCT
COM NEW
231631300
1409873
41998
SH
SOLE
0
0
0
DELAWARE ENHANCED GLOBAL DIV
COM
246060107
594188
76178
SH
SOLE
0
0
0
DELAWARE IVY HIGH INCOME OPP
COM
246107106
159819
14582
SH
SOLE
0
0
0
DESTRA MULTI-ALTERNATIVE FD
COMMON SHARES
25065A502
50371
7375
SH
SOLE
0
0
0
DTF TAX-FREE INCOME 2028 TER
COM
23334J107
66322
6079
SH
SOLE
0
0
0
DWS STRATEGIC MUN INCOME TR
COM
23342Q101
356997
43696
SH
SOLE
0
0
0
DYNEX CAP INC
COM
26817Q886
3816344
300027
SH
SOLE
0
0
0
EATON VANCE CALIF MUN BD FD
COM
27828A100
2069090
239478
SH
SOLE
0
0
0
EATON VANCE CALIF MUN INCOM SH BEN INT
SH BEN INT
27826F101
459030
45995
SH
SOLE
0
0
0
EATON VANCE NEW YORK MUN BD
COM
27827Y109
2383685
264560
SH
SOLE
0
0
0
ECOFIN SUSTAINABLE AND SOCIA
COM SH BEN INT
27901F109
104086
8100
SH
SOLE
0
0
0
ELLINGTON RESIDENTIAL MTG RE
SHS BEN INTCOM
288578107
892335
130078
SH
SOLE
0
0
0
ESSENT GROUP LTD
COM
G3198U102
167379
4305
SH
SOLE
0
0
0
EUROPEAN EQUITY FD INC
COM
298768102
21923
2923
SH
SOLE
0
0
0
FEDERATED HERMES PREM MUNI I
COM
31423P108
86101
8200
SH
SOLE
0
0
0
FIRST EAGLE ALTR CAP BDC INC
COM
26943B100
1513288
355232
SH
SOLE
0
0
0
FST TR NEW OPPORT MLP & ENE
COM
33739M100
174785
28890
SH
SOLE
0
0
0
FIRST TR HIGH YIELD OPPRT 20
COM
33741Q107
958846
71131
SH
SOLE
0
0
0
FIRST TR ENERGY INFRASTRCTR
COM
33738C103
432874
30019
SH
SOLE
0
0
0
FIRST TR MLP & ENERGY INCOM
COM
33739B104
126881
16246
SH
SOLE
0
0
0
FS CREDIT OPPORTUNITIES CORP
COMMON STOCK ADDED
30290Y101
1979396
420254
SH
SOLE
0
0
0
FS KKR CAP CORP
COM
302635206
1085613
62035
SH
SOLE
0
0
0
FUSION ACQUISITION CORP II
UNIT 02/29/2028
36118N201
25075
2500
SH
SOLE
0
0
0
GENERAL AMERN INVS CO INC
COM
368802104
3007608
83198
SH
SOLE
0
0
0
GLOBAL INDEMNITY GROUP LLC
COM CL A
37959R103
114732
4922
SH
SOLE
0
0
0
GOLDMAN SACHS MLP ENERGY REN
COM
38148G206
1712315
133984
SH
SOLE
0
0
0
GRANITE PT MTG TR
COM STK
38741L107
135892
25353
SH
SOLE
0
0
0
GREAT AJAX CORP
7.25 CV SR NT 24
38983D409
16504427
689408
SH
SOLE
0
0
0
GREAT AJAX CORP
COM
38983D300
4776164
658781
SH
SOLE
0
0
0
INVESCO PA VALUE MUN INC TR
COM
46132K109
84604
8633
SH
SOLE
0
0
0
JAPAN SMALLER CAPITALIZATION
COM
47109U104
531088
81958
SH
SOLE
0
0
0
KAYNE ANDERSON ENERGY INFRST
COM
486606106
685245
80052
SH
SOLE
0
0
0
KAYNE ANDERSON NEXTGEN ENRGY
COM
48661E108
373240
49699
SH
SOLE
0
0
0
KISMET ACQUISITION THREE COR
UNIT 99/99/9999 DELETED
G5276C128
32000
3200
SH
SOLE
0
0
0
LADDER CAP CORP
CL A
505743104
2643090
263256
SH
SOLE
0
0
0
LMP CAP & INCOME FD INC
COM
50208A102
67123
5575
SH
SOLE
0
0
0
MAINSTAY CBRE GBL INFRSTR ME
COM
56064Q107
1731489
126849
SH
SOLE
0
0
0
MEXICO FD INC
COM
592835102
642208
43569
SH
SOLE
0
0
0
MEXICO EQUITY & INCOME FD
COM
592834105
224356
25553
SH
SOLE
0
0
0
MFA FINL INC
COM
55272X607
7869569
798941
SH
SOLE
0
0
0
MFS INVT GRADE MUN TR
SH BEN INT
59318B108
861862
121048
SH
SOLE
0
0
0
MGIC INVT CORP WIS
COM
552848103
1770665
136205
SH
SOLE
0
0
0
MILLER HOWARD HIGH INC EQTY
COM SHS BEN IN
600379101
1055095
100966
SH
SOLE
0
0
0
MORGAN STANLEY EMKT DBT FD I
COM
61744H105
110526
16900
SH
SOLE
0
0
0
MORGAN STANLEY INDIA INVT FD
COM
61745C105
1870382
92137
SH
SOLE
0
0
0
MORGAN STANLEY CHINA A SH FD
COM
617468103
337960
23800
SH
SOLE
0
0
0
MORGAN STANLEY EMERGING MKTS
COM
617477104
1791170
407084
SH
SOLE
0
0
0
NEUBERGER BERMAN MLP & ENERG
COM
64129H104
74172
11137
SH
SOLE
0
0
0
NEW GERMANY FD INC
COM
644465106
119139
15100
SH
SOLE
0
0
0
NEW YORK MTG TR INC
COM PAR $.02
649604501
3540597
1383046
SH
SOLE
0
0
0
NICHOLAS FINL INC BC
COM NEW
65373J209
577521
91670
SH
SOLE
0
0
0
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
1242674
112256
SH
SOLE
0
0
0
NUVEEN CORE PLUS IMPACT FUND
COM BEN INT
67080D103
4652936
449125
SH
SOLE
0
0
0
NUVEEN CORPORATE INCOME 2023
COM
67079F101
639783
70519
SH
SOLE
0
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
471992
59595
SH
SOLE
0
0
0
NUVEEN INT DUR QUAL MUN TRM
COM
670677103
1413668
113184
SH
SOLE
0
0
0
NUVEEN INTER DURATION MUN TE
COM
670671106
5830318
444384
SH
SOLE
0
0
0
NUVEEN MORTGAGE AND INCOME F
COM
670735109
856391
52929
SH
SOLE
0
0
0
NUVEEN MULTI ASSET INCOME FU
COM
670750108
62172
5411
SH
SOLE
0
0
0
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
1302732
126972
SH
SOLE
0
0
0
NUVEEN OHIO QLTY MUN INCOME
COM
670980101
327909
25840
SH
SOLE
0
0
0
NUVEEN PENNSYLVANIA QLT MUN
COM
670972108
446124
40083
SH
SOLE
0
0
0
NXG NEXTGEN INFRASTR INCM FD
COM
231647207
982353
25669
SH
SOLE
0
0
0
ORCHID IS CAP INC
COM NEW
68571X301
5285732
503403
SH
SOLE
0
0
0
PENNANTPARK INVT CORP
COM
708062104
14020617
2438368
SH
SOLE
0
0
0
PENNYMAC MTG INVT TR
COM
70931T103
27766
2241
SH
SOLE
0
0
0
PGIM GLOBAL HIGH YIELD FD FO
COM
69346J106
225592
20811
SH
SOLE
0
0
0
PGIM SHORT DUR HIG YLD OPP F
COM
69355J104
86965
5920
SH
SOLE
0
0
0
PHENIXFIN CORP
COM
71742W103
476213
15337
SH
SOLE
0
0
0
PIMCO ENERGY & TACTICAL CR O
COM SHS BEN INT
69346N107
471357
31550
SH
SOLE
0
0
0
PINE TECHNOLOGY ACQUISITN CO
UNIT 03/31/2028
722850203
239559
24028
SH
SOLE
0
0
0
RADIAN GROUP INC
COM
750236101
2134258
111917
SH
SOLE
0
0
0
READING INTL INC
CL A
755408101
1033141
372975
SH
SOLE
0
0
0
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
2469559
796632
SH
SOLE
0
0
0
SCULPTOR CAP MGMT
COM CL A
811246107
4962
573
SH
SOLE
0
0
0
SRH TOTAL RETURN FUND INC
COM
101507101
344043
27090
SH
SOLE
0
0
0
TAIWAN FD INC
COM
874036106
1288976
55824
SH
SOLE
0
0
0
TEMPLETON DRAGON FD INC
COM
88018T101
102200
10000
SH
SOLE
0
0
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
8349877
1928378
SH
SOLE
0
0
0
TIPTREE INC
COM
88822Q103
377832
27300
SH
SOLE
0
0
0
TORTOISE ENERGY INFRA CORP
COM
89147L886
38124
1200
SH
SOLE
0
0
0
TORTOISE MIDSTRM ENERGY FD I
COM
89148B200
5642063
163155
SH
SOLE
0
0
0
TORTOISE PIPELINE & ENERGY F
COM
89148H207
235965
8785
SH
SOLE
0
0
0
VELOCITY FINL INC
COM
92262D101
116958
12120
SH
SOLE
0
0
0
VERTICAL CAP INCOME FD
SHS BEN INT
92535C104
4757655
546229
SH
SOLE
0
0
0
VIRTUS TOTAL RETURN FD INC
COM
92835W107
27
4
SH
SOLE
0
0
0
VOYA INFRASTRUCTURE INDLS &
COM
92912X101
84364
9200
SH
SOLE
0
0
0
WESTERN ASST INFLTN LKD INM
COM SH BEN INT
95766Q106
20070
2331
SH
SOLE
0
0
0
WESTERN ASSET INTER MUNI FD
COM
958435109
844289
111237
SH
SOLE
0
0
0
WESTERN ASSET INVT GRADE DEF
COM
95790A101
174196
10700
SH
SOLE
0
0
0
WESTERN ASSET MTG CAP CORP
COM
95790D204
1187552
130357
SH
SOLE
0
0
0
WESTERN ASSET MTG DEFINED OP
COM
95790B109
11093
1030
SH
SOLE
0
0
0
WESTERN ASSET GLOBAL CORP DE
COM
95790C107
6091
477
SH
SOLE
0
0
0
WESTERN AST INFL LKD OPP & I
COM
95766R104
2679262
293457
SH
SOLE
0
0
0
WHEELER REAL ESTATE INVT TR
PFD CNV SER D
963025606
2121129
165197
SH
SOLE
0
0
0
CHICKEN SOUP FOR THE SOUL EN
*W EXP 10/22/202
16842Q134
37
2000
PRN
SOLE
0
0
0
GETAROUND INC
*W EXP 03/09/202 ADDED
37427G119
112
2459
PRN
SOLE
0
0
0
MFA FINL INC
NOTE 6.250% 6/1
55272XAA0
1581465
1767000
PRN
SOLE
0
0
0
PENNYMAC CORP
NOTE 5.500% 3/1
70932AAF0
404687
500000
PRN
SOLE
0
0
0
TWO HARBORS INVENTMENT CORPO
NOTE 6.250% 1/1
90187BAB7
3633308
4250000
PRN
SOLE
0
0
0
WESTERN ASSET MORTGAGE CAPIT
NOTE 6.750% 9/1
95790DAD7
2376000
2750000
PRN
SOLE
0
0
0