0001104659-22-118408.txt : 20221114 0001104659-22-118408.hdr.sgml : 20221114 20221114152051 ACCESSION NUMBER: 0001104659-22-118408 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Almitas Capital LLC CENTRAL INDEX KEY: 0001596468 IRS NUMBER: 461753898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19313 FILM NUMBER: 221384322 BUSINESS ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-573-4343 MAIL ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001596468 XXXXXXXX 09-30-2022 09-30-2022 false Almitas Capital LLC

1460 4th Street Suite 300 Santa Monica CA 90401

13F HOLDINGS REPORT 028-19313 N Ronald Mass 310-573-4343 /s/ Ronald Mass Santa Monica CA 11-14-2022 0 87 133927 INFORMATION TABLE 2 infotable.xml ABRDN ASIA PACIFIC INCOME FU COM 003009107 1516 601595 SH SOLE 0 0 0 ADECOAGRO S A COM L00849106 625 75482 SH SOLE 0 0 0 ATLAS CREST INVESTMENT CORP UNIT 99/99/9999 049287204 2 239 SH SOLE 0 0 0 BARINGS CORPORATE INVS COM 06759X107 595 45945 SH SOLE 0 0 0 BARINGS PARTN INVS SH BEN INT SH BEN INT 06761A103 1483 130993 SH SOLE 0 0 0 BLACKROCK CAP ALLOCATION TR COM 09260U109 5486 403113 SH SOLE 0 0 0 BLACKROCK CAP INVT CORP COM 092533108 569 167779 SH SOLE 0 0 0 BLACKROCK ESG CAP ALLC TR SHS BEN INT 09262F100 5166 403260 SH SOLE 0 0 0 BRIGHTSPIRE CAPITAL INC COM CL A 10949T109 2345 371665 SH SOLE 0 0 0 CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 3686 222596 SH SOLE 0 0 0 CION INVT CORP COM 17259U204 34 3987 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 188 4500 SH SOLE 0 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 18469Q207 1525 57941 SH SOLE 0 0 0 COVA ACQUISITION CORP UNIT 04/01/2021 G2554Y112 12 1178 SH SOLE 0 0 0 CUSHING MLP & INFRASTRUCT COM NEW 231631300 2808 86195 SH SOLE 0 0 0 CUSHING NEXTGEN INFRA INCM F COM 231647207 2043 55700 SH SOLE 0 0 0 DELAWARE ENHANCED GLOBAL DIV COM 246060107 257 37459 SH SOLE 0 0 0 DELAWARE IVY HIGH INCOME OPP COM 246107106 147 14582 SH SOLE 0 0 0 DESTRA MULTI-ALTERNATIVE FD COMMON SHARES 25065A502 48 7375 SH SOLE 0 0 0 ELLINGTON RESIDENTIAL MTG RE SHS BEN INTCOM 288578107 1475 238993 SH SOLE 0 0 0 ESM ACQUISITION CORPORATION UNIT 99/99/9999 G3195H120 297 30000 SH SOLE 0 0 0 ESSENT GROUP LTD COM G3198U102 150 4305 SH SOLE 0 0 0 EUROPEAN EQUITY FD INC COM 298768102 22 3523 SH SOLE 0 0 0 FIRST EAGLE ALTR CAP BDC INC COM 26943B100 678 237099 SH SOLE 0 0 0 FIRST TR COMENERGY INFRASTRCTR 33738C103 4 352 SH SOLE 0 0 0 FIRST TR COM BEN INTRSPECIALTY FIN & FIN 33733G109 134 47000 SH SOLE 0 0 0 FREEDOM ACQUISITION I CORP UNIT 99/99/9999 G3663X102 10 1000 SH SOLE 0 0 0 FUSION ACQUISITION CORP II UNIT 02/29/2028 36118N201 25 2500 SH SOLE 0 0 0 GENERAL AMERN INVS CO INC COM 368802104 986 29110 SH SOLE 0 0 0 GLOBAL INDEMNITY GROUP LLC COM CL A 37959R103 109 4922 SH SOLE 0 0 0 GOLDMAN SACHS MLP ENERGY REN COM 38148G206 461 38397 SH SOLE 0 0 0 GREAT AJAX CORP 7.25 CV SR NT 24 7.25 CV SR NT 24 38983D409 16448 689408 SH SOLE 0 0 0 GREAT AJAX CORP COM 38983D300 4991 664619 SH SOLE 0 0 0 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 367 49322 SH SOLE 0 0 0 INTERPRIVATE II ACQUISITION UNIT 99/99/9999 46064Q207 121 12300 SH SOLE 0 0 0 INTERPRIVATE IV INFRATECH PR UNIT 03/05/2026 46064T201 59 6000 SH SOLE 0 0 0 INVESCO HIG INCM 2023 TARG T COM 46135X108 42 5221 SH SOLE 0 0 0 JACK CREEK INVESTMENT CORP UNIT 10/01/2023 G4989X107 0 50 SH SOLE 0 0 0 JAPAN SMALLER CAPITALIZATION COM 47109U104 3 480 SH SOLE 0 0 0 KISMET ACQUISITION THREE COR UNIT 99/99/9999 G5276C128 31 3200 SH SOLE 0 0 0 KISMET ACQUISITION TWO CORP UNIT 99/99/9999 G52807123 10 1000 SH SOLE 0 0 0 LADDER CAP CORP CL A 505743104 2626 293072 SH SOLE 0 0 0 MEXICO EQUITY & INCOME FD COM 592834105 193 25553 SH SOLE 0 0 0 MFA FINL INC COM 55272X607 7013 901293 SH SOLE 0 0 0 MGIC INVT CORP WIS COM 552848103 1746 136205 SH SOLE 0 0 0 MORGAN STANLEY INDIA INVT FD COM 61745C105 934 40146 SH SOLE 0 0 0 MORGAN STANLEY EMERGING MKTS COM 617477104 1455 362116 SH SOLE 0 0 0 NEUBERGER BERMAN MLP & ENERG COM 64129H104 30 4800 SH SOLE 0 0 0 NEW YORK MTG TR COM PAR $.02INC 649604501 3237 1383046 SH SOLE 0 0 0 NICHOLAS FINL INC BC COM NEW 65373J209 522 91670 SH SOLE 0 0 0 NUVEEN CORE PLUS IMPACT FUND COM BEN INT 67080D103 3705 361747 SH SOLE 0 0 0 NUVEEN CR STRATEGIES INCOME SHSCOM 67073D102 1439 281553 SH SOLE 0 0 0 NUVEEN EMERGING MKTS DEBT 20 COM 67077P101 1438 223482 SH SOLE 0 0 0 NUVEEN MORTGAGE AND INCOME F COM 670735109 852 52929 SH SOLE 0 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 0 3 SH SOLE 0 0 0 NUVEEN OHIO QLTY MUN INCOME COM 670980101 646 54990 SH SOLE 0 0 0 ORCHID IS CAP INC COM NEW ADDED 68571X301 9548 1164408 SH SOLE 0 0 0 ORION ACQUISITION CORP UNIT 02/19/2026 68626A207 30 3000 SH SOLE 0 0 0 PENNANTPARK INVT CORP COM 708062104 14385 2634738 SH SOLE 0 0 0 PHENIXFIN CORP COM 71742W103 535 15337 SH SOLE 0 0 0 PIMCO ENERGY & TACTICAL CR O SHS BEN INTCOM 69346N107 343 25323 SH SOLE 0 0 0 PINE TECHNOLOGY ACQUISITN CO UNIT 03/31/2028 722850203 235 24028 SH SOLE 0 0 0 PRIVETERRA ACQUISITION CORP UNIT 99/99/9999 74275N201 49 5000 SH SOLE 0 0 0 RADIAN GROUP INC COM 750236101 2159 111917 SH SOLE 0 0 0 READING INTL INC CL A 755408101 1266 384699 SH SOLE 0 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 2661 713445 SH SOLE 0 0 0 SCULPTOR CAP MGMT COM CL A 811246107 5 573 SH SOLE 0 0 0 SEVEN HILLS REALTY TRUST COM 81784E101 790 86621 SH SOLE 0 0 0 SRH TOTAL RETURN FUND INC COM 101507101 281 25790 SH SOLE 0 0 0 SVF INVESTMENT CORP 2 CL A SHS G8601M100 10 1000 SH SOLE 0 0 0 TAIWAN FD INC COM 874036106 150 7178 SH SOLE 0 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 1912 469597 SH SOLE 0 0 0 TIPTREE INC COM 88822Q103 294 27300 SH SOLE 0 0 0 TORTOISE ENERGY INDEPENDENC COM 89148K200 349 12295 SH SOLE 0 0 0 TORTOISE ENERGY INFRA CORP COM 89147L886 2992 99898 SH SOLE 0 0 0 TORTOISE MIDSTRM ENERGY FD I COM 89148B200 8111 251125 SH SOLE 0 0 0 TORTOISE PWR & ENERGY INFRAS COM 89147X104 427 34191 SH SOLE 0 0 0 VELOCITY FINL INC COM 92262D101 131 12120 SH SOLE 0 0 0 VERTICAL CAP INCOME FD SHS BEN INT 92535C104 4872 546229 SH SOLE 0 0 0 VIRTUS TOTAL RETURN FD INC COM 92835W107 0 4 SH SOLE 0 0 0 WESTERN ASSET DIVERSIFIED IN SHS BEN INTCOM 95790K109 239 18990 SH SOLE 0 0 0 WESTERN ASSET EMERGING MKTS COM 95766A101 7 908 SH SOLE 0 0 0 WESTERN ASSET INTER MUNI FD COM 958435109 35 4762 SH SOLE 0 0 0 WESTERN ASSET MTG CAP CORP COM ADDED 95790D204 1242 110958 SH SOLE 0 0 0 WESTERN AST INFL LKD OPP & I COM 95766R104 6 600 SH SOLE 0 0 0 WHEELER REAL ESTATE INVT TR COM NEW 963025705 65 5545 SH SOLE 0 0 0 WHEELER REAL ESTATE INVT TR CV PFD SER B 963025309 4 1483 SH SOLE 0 0 0