The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADECOAGRO SA | COM | L00849106 | 3,174 | 679,726 | SH | SOLE | 0 | 0 | 0 | ||
AGNC INVESTMENT CORP | COM | 00123Q104 | 268 | 19,281 | SH | SOLE | 0 | 0 | 0 | ||
ANWORTH MORTGAGE ASSET CORP | COM | 037347101 | 1,468 | 895,088 | SH | SOLE | 0 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC-CL A | CL A | 084670108 | 2,560 | 8 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 695 | 284,993 | SH | SOLE | 0 | 0 | 0 | ||
CAPSTEAD MORTGAGE CORP | COM NO PAR | 14067E506 | 651 | 115,863 | SH | SOLE | 0 | 0 | 0 | ||
CHERRY HILL MORTGAGE INVESTM | COM | 164651101 | 205 | 22,802 | SH | SOLE | 0 | 0 | 0 | ||
CUSHING MLP & INFRASTRUCTURE | COM NEW | 231631300 | 351 | 22,645 | SH | SOLE | 0 | 0 | 0 | ||
CUSHING NEXTGEN INFRA INC | COM | 231647207 | 712 | 26,551 | SH | SOLE | 0 | 0 | 0 | ||
EATON VANCE FLOATING-RATE IN | COM | 278284104 | 169 | 12,028 | SH | SOLE | 0 | 0 | 0 | ||
EATON VANCE SENIOR INCOME TR | SH BEN INT | 27826S103 | 283 | 48,294 | SH | SOLE | 0 | 0 | 0 | ||
ELLINGTON FINANCIAL INC | COM | 28852N109 | 249 | 20,281 | SH | SOLE | 0 | 0 | 0 | ||
EQUUS TOTAL RETURN INC | COM | 294766100 | 66 | 54,210 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TRUST SPECIALTY FINANC | COM BEN INTR | 33733G109 | 46 | 20,000 | SH | SOLE | 0 | 0 | 0 | ||
FRONT YARD RESIDENTIAL CORP | COM | 35904G107 | 610 | 69,791 | SH | SOLE | 0 | 0 | 0 | ||
FS KKR CAPITAL CORP | COM | 302635206 | 1,983 | 125,052 | SH | SOLE | 0 | 0 | 0 | ||
GARRISON CAPITAL INC | COM | 366554103 | 2,857 | 748,009 | SH | SOLE | 0 | 0 | 0 | ||
GREAT AJAX CORP | COM | 38983D300 | 6,912 | 833,759 | SH | SOLE | 0 | 0 | 0 | ||
HIGHLAND INCOME FUND | HIGHLAND INCOME | 43010E404 | 3,307 | 384,939 | SH | SOLE | 0 | 0 | 0 | ||
HUNT COMPANIES FINANCE TRUST | COM | 44558T100 | 844 | 309,271 | SH | SOLE | 0 | 0 | 0 | ||
KAYNE ANDERSON NEXTGEN ENERG | COM | 48661E108 | 1,530 | 379,641 | SH | SOLE | 0 | 0 | 0 | ||
MFA FINANCIAL INC | NOTE 6.250% 6/1 | 55272XAA0 | 7,091 | 7,517,000 | SH | SOLE | 0 | 0 | 0 | ||
MFA FINANCIAL INC | COM | 55272X102 | 6,493 | 2,422,930 | SH | SOLE | 0 | 0 | 0 | ||
MGIC INVESTMENT CORP | COM | 552848103 | 2,424 | 273,600 | SH | SOLE | 0 | 0 | 0 | ||
MMA CAPITAL HOLDINGS INC | COM | 55315D105 | 3,028 | 134,515 | SH | SOLE | 0 | 0 | 0 | ||
MVC CAPITAL INC | COM | 553829102 | 4,761 | 609,588 | SH | SOLE | 0 | 0 | 0 | ||
NB MLP & ENERGY INCOME | COM | 64129H104 | 83 | 35,000 | SH | SOLE | 0 | 0 | 0 | ||
NEW YORK MORTGAGE TRUST INC | COM PAR $.02 | 649604501 | 2,628 | 1,030,417 | SH | SOLE | 0 | 0 | 0 | ||
NICHOLAS FINANCIAL INC | COM NEW | 65373J209 | 544 | 74,892 | SH | SOLE | 0 | 0 | 0 | ||
OAKTREE SPECIALTY LENDING CO | COM | 67401P108 | 1,251 | 258,377 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO ENRGY & TACT CRDT | COM SHS BEN INT | 69346N107 | 768 | 123,991 | SH | SOLE | 0 | 0 | 0 | ||
RADIAN GROUP INC | COM | 750236101 | 495 | 33,867 | SH | SOLE | 0 | 0 | 0 | ||
SAFEGUARD SCIENTIFICS INC | COM NEW | 786449207 | 3,522 | 642,753 | SH | SOLE | 0 | 0 | 0 | ||
SALIENT MIDSTREAM & MLP FUND | SH BEN INT | 79471V105 | 224 | 63,865 | SH | SOLE | 0 | 0 | 0 | ||
STERLING BANCORP INC/MI | COM | 85917W102 | 181 | 60,228 | SH | SOLE | 0 | 0 | 0 | ||
THIRD POINT REINSURANCE LTD | COM | G8827U100 | 119 | 17,135 | SH | SOLE | 0 | 0 | 0 | ||
TORTOISE ENERGY INDEPENDENCE | COM | 89148K200 | 567 | 57,028 | SH | SOLE | 0 | 0 | 0 | ||
TORTOISE ENERGY INFRASTRUCT | COM | 89147L886 | 455 | 30,747 | SH | SOLE | 0 | 0 | 0 | ||
TORTOISE PIPELINE & ENERGY | COM | 89148H207 | 810 | 67,879 | SH | SOLE | 0 | 0 | 0 | ||
TORTOISE POWER & ENRGY INFRA | COM | 89147X104 | 802 | 94,116 | SH | SOLE | 0 | 0 | 0 | ||
TREMONT MORTGAGE TRUST | COM | 894789106 | 704 | 241,260 | SH | SOLE | 0 | 0 | 0 | ||
TWO HARBORS INVESTMENT CORP | COM NEW | 90187B408 | 51 | 10,000 | SH | SOLE | 0 | 0 | 0 | ||
VERTICAL CAPITAL INCOME | SHS BEN INT | 92535C104 | 5,954 | 599,573 | SH | SOLE | 0 | 0 | 0 | ||
VOYA PRIME RATE TRUST | SH BEN INT | 92913A100 | 296 | 67,060 | SH | SOLE | 0 | 0 | 0 | ||
WATFORD HOLDINGS LTD | SHS | G94787101 | 1,254 | 54,655 | SH | SOLE | 0 | 0 | 0 | ||
WESTERN ASSET GLOBAL HIGH IN | COM | 95766B109 | 277 | 28,709 | SH | SOLE | 0 | 0 | 0 |