0001104659-20-095385.txt : 20200814 0001104659-20-095385.hdr.sgml : 20200814 20200814140323 ACCESSION NUMBER: 0001104659-20-095385 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Almitas Capital LLC CENTRAL INDEX KEY: 0001596468 IRS NUMBER: 461753898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19313 FILM NUMBER: 201103906 BUSINESS ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-573-4343 MAIL ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001596468 XXXXXXXX 06-30-2020 06-30-2020 false Almitas Capital LLC

1460 4th Street Suite 300 Santa Monica CA 90401

13F HOLDINGS REPORT 028-19313 N Ronald Mass 310-573-4343 /s/ Ronald Mass Santa Monica CA 08-14-2020 0 46 80161 INFORMATION TABLE 2 infotable.xml ADECOAGRO SA COM L00849106 2950 679726 SH SOLE 679726 0 0 AGNC INVESTMENT CORP COM 00123Q104 6066 470196 SH SOLE 470196 0 0 ANWORTH MORTGAGE ASSET CORP COM 037347101 360 211745 SH SOLE 211745 0 0 ARMOUR RESIDENTIAL REIT INC COM 042315507 98 10450 SH SOLE 10450 0 0 BERKSHIRE HATHAWAY INC-CL A CL A 084670108 2138 8 SH SOLE 8 0 0 BRANDYWINEGLOBAL GLOBAL INCO COM 10537L104 5279 457424 SH SOLE 457424 0 0 CAPSTEAD MORTGAGE CORP COM NO PAR 14067E506 2784 507146 SH SOLE 507146 0 0 CARNIVAL PLC-ADR ADR 14365C103 145 11500 SH SOLE 11500 0 0 CHERRY HILL MORTGAGE INVESTM COM 164651101 333 36904 SH SOLE 36904 0 0 CITIGROUP INC COM NEW 172967424 230 4500 SH SOLE 4500 0 0 CUSHING NEXTGEN INFRA INC COM 231647207 1199 39161 SH SOLE 39161 0 0 DYNEX CAPITAL INC COM 26817Q886 327 22833 SH SOLE 22833 0 0 EATON VANCE SENIOR INCOME TR SH BEN INT 27826S103 425 79687 SH SOLE 79687 0 0 ELLINGTON FINANCIAL INC COM 28852N109 239 20281 SH SOLE 20281 0 0 ELLINGTON RESIDENTIAL MORTGA COM SHS BEN INT 288578107 142 13782 SH SOLE 13782 0 0 EQUUS TOTAL RETURN INC COM 294766100 63 54210 SH SOLE 54210 0 0 FS KKR CAPITAL CORP II COM 35952V303 2715 210662 SH SOLE 210662 0 0 GARRISON CAPITAL INC COM 366554103 238 70513 SH SOLE 70513 0 0 GOLUB CAPITAL BDC INC COM 38173M102 3162 271387 SH SOLE 271387 0 0 GREAT AJAX CORP COM 38983D300 5758 625920 SH SOLE 625920 0 0 HIGHLAND INCOME FUND HIGHLAND INCOME 43010E404 4901 608796 SH SOLE 608796 0 0 HUNT COMPANIES FINANCE TRUST COM 44558T100 820 309271 SH SOLE 309271 0 0 KAYNE ANDERSON MIDSTREAM/ENE COM 48661E108 82 18000 SH SOLE 18000 0 0 MEDLEY CAP CORP COM 58503F106 110 143729 SH SOLE 143729 0 0 MFA FINANCIAL INC NOTE 6.250% 6/1 55272XAA0 6652 7500000 SH SOLE 7500000 0 0 MFA FINANCIAL INC COM 55272X102 483 193891 SH SOLE 193891 0 0 MGIC INVESTMENT CORP COM 552848103 3171 387206 SH SOLE 387206 0 0 MMA CAPITAL HOLDINGS INC COM 55315D105 2969 128419 SH SOLE 128419 0 0 MVC CAPITAL INC COM 553829102 3287 503444 SH SOLE 503444 0 0 NEW YORK MORTGAGE TRUST INC COM PAR $.02 649604501 6097 2335962 SH SOLE 2335962 0 0 NICHOLAS FINANCIAL INC COM NEW 65373J209 699 94503 SH SOLE 94503 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 365 81566 SH SOLE 81566 0 0 PIONEER FLOATING RATE TRUST COM 72369J102 512 53835 SH SOLE 53835 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 4499 642753 SH SOLE 642753 0 0 SALIENT MIDSTREAM & MLP FUND SH BEN INT 79471V105 306 74165 SH SOLE 74165 0 0 STERLING BANCORP INC/MI COM 85917W102 211 59028 SH SOLE 59028 0 0 THIRD POINT REINSURANCE LTD COM G8827U100 259 34500 SH SOLE 34500 0 0 TORTOISE ENERGY INDEPENDENCE COM 89148K200 439 37698 SH SOLE 37698 0 0 TREMONT MORTGAGE TRUST COM 894789106 827 268595 SH SOLE 268595 0 0 TWO HARBORS INVESTMENT CORP COM NEW 90187B408 50 10000 SH SOLE 10000 0 0 VERTICAL CAPITAL INCOME SHS BEN INT 92535C104 2075 214351 SH SOLE 214351 0 0 WATFORD HOLDINGS LTD SHS G94787101 450 26934 SH SOLE 26934 0 0 WESTERN ASSET CORPORATE LOAN COM 95790J102 236 27589 SH SOLE 27589 0 0 WESTERN ASSET GLOBAL HIGH IN COM 95766B109 266 28709 SH SOLE 28709 0 0 WESTERN ASSET HI INC OPPORT COM 95766K109 3799 822340 SH SOLE 822340 0 0 WESTERN ASSET MTGE CAP NOTE 6.750%10/0 95790DAA3 1945 2745000 SH SOLE 2745000 0 0