0000899243-21-027948.txt : 20210708
0000899243-21-027948.hdr.sgml : 20210708
20210708213032
ACCESSION NUMBER: 0000899243-21-027948
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210706
FILED AS OF DATE: 20210708
DATE AS OF CHANGE: 20210708
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Riverwood Capital Partners II (Parallel-B) L.P.
CENTRAL INDEX KEY: 0001596118
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38947
FILM NUMBER: 211081506
BUSINESS ADDRESS:
STREET 1: 70 WILLOW ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025-3652
BUSINESS PHONE: (650) 618-7300
MAIL ADDRESS:
STREET 1: 70 WILLOW ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025-3652
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Riverwood Capital Partners II L.P.
CENTRAL INDEX KEY: 0001596154
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38947
FILM NUMBER: 211081509
BUSINESS ADDRESS:
STREET 1: 70 WILLOW ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025-3652
BUSINESS PHONE: (650) 618-7300
MAIL ADDRESS:
STREET 1: 70 WILLOW ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025-3652
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Riverwood Capital II L.P.
CENTRAL INDEX KEY: 0001841905
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38947
FILM NUMBER: 211081507
BUSINESS ADDRESS:
STREET 1: RIVERWOOD MANAGEMENT
STREET 2: 70
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 618-7300
MAIL ADDRESS:
STREET 1: RIVERWOOD MANAGEMENT
STREET 2: 70
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Riverwood Capital GP II Ltd.
CENTRAL INDEX KEY: 0001841902
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38947
FILM NUMBER: 211081508
BUSINESS ADDRESS:
STREET 1: RIVERWOOD MANAGEMENT
STREET 2: 70
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 618-7300
MAIL ADDRESS:
STREET 1: RIVERWOOD MANAGEMENT
STREET 2: 70
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BTRS Holdings Inc.
CENTRAL INDEX KEY: 0001774155
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 833780685
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1009 LENOX DRIVE
STREET 2: SUITE 101
CITY: LAWRENCEVILLE
STATE: NJ
ZIP: 08648
BUSINESS PHONE: (610) 592-7228
MAIL ADDRESS:
STREET 1: 1009 LENOX DRIVE
STREET 2: SUITE 101
CITY: LAWRENCEVILLE
STATE: NJ
ZIP: 08648
FORMER COMPANY:
FORMER CONFORMED NAME: South Mountain Merger Corp.
DATE OF NAME CHANGE: 20190417
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-07-06
1
0001774155
BTRS Holdings Inc.
BTRS
0001596154
Riverwood Capital Partners II L.P.
70 WILLOW ROAD, SUITE 100
MENLO PARK
CA
94025-3652
0
0
1
0
0001841902
Riverwood Capital GP II Ltd.
70 WILLOW ROAD
SUITE 100
MENLO PARK
CA
94025-3652
0
0
1
0
0001841905
Riverwood Capital II L.P.
70 WILLOW ROAD
SUITE 100
MENLO PARK
CA
94025-3652
0
0
1
0
0001596118
Riverwood Capital Partners II (Parallel-B) L.P.
70 WILLOW ROAD
SUITE 100
MENLO PARK
CA
94025-3652
0
0
1
0
Class 1 Common Stock
2021-07-06
4
S
0
2474539
11.7294
D
14245740
I
See footnote
Consists of (i) 513,209 shares of the Issuer's Class 1 Common Stock, par value $0.0001 per share (the "Common Stock") sold by Riverwood Capital Partners II (Parallel-B) L.P. ("Parallel B") and (ii) 1,961,330 shares of Common Stock sold by Riverwood Capital Partners II L.P. ("Partners II" and together with Parallel-B, "Riverwood Capital."
Pursuant to an Underwriting Agreement, dated June 30, 2021, entered into between the Issuer and the underwriters and selling securityholders named therein, this amount represents the $11.72937 sale price per share of Common Stock received by Riverwood Capital in connection with a registered offering that closed on July 6, 2021.
Consists of (i) 2,954,508 shares of Common Stock held by Parallel-B and (ii) 11,291,232 shares of Common Stock held by Partners II. Riverwood Capital II L.P. is the general partner of Riverwood Capital. The general partner of Riverwood Capital II L.P. is Riverwood Capital GP II Ltd. Riverwood Capital II L.P. and Riverwood Capital GP II Ltd. may be deemed to have shared voting and dispositive power over, and be deemed to be indirect beneficial owners of, shares directly held by Riverwood Capital. All investment decisions with respect to the shares held by Riverwood Capital are made by a majority vote of a four-member investment committee. All voting decisions over the shares held by Riverwood Capital are made by a majority vote of Riverwood Capital GP II Ltd.'s eleven shareholders.
The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any.
/s/ Thomas Smach, Director, Riverwood Capital GP II Ltd
2021-07-08
/s/ Thomas Smach, Director, Riverwood Capital GP II Ltd, general partner of Riverwood Capital II L.P.
2021-07-08
/s/ Thomas Smach, Director, Riverwood Capital GP II Ltd, general partner of Riverwood Capital II L.P., general partner of Riverwood Capital Partners II L.P.
2021-07-08
/s/ Thomas Smach, Director, Riverwood Capital GP II Ltd, general partner of Riverwood Capital II L.P., general partner of Riverwood Capital Partners II (Parallel-B) L.P.
2021-07-08