0000899243-21-027948.txt : 20210708 0000899243-21-027948.hdr.sgml : 20210708 20210708213032 ACCESSION NUMBER: 0000899243-21-027948 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210706 FILED AS OF DATE: 20210708 DATE AS OF CHANGE: 20210708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riverwood Capital Partners II (Parallel-B) L.P. CENTRAL INDEX KEY: 0001596118 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38947 FILM NUMBER: 211081506 BUSINESS ADDRESS: STREET 1: 70 WILLOW ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025-3652 BUSINESS PHONE: (650) 618-7300 MAIL ADDRESS: STREET 1: 70 WILLOW ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025-3652 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riverwood Capital Partners II L.P. CENTRAL INDEX KEY: 0001596154 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38947 FILM NUMBER: 211081509 BUSINESS ADDRESS: STREET 1: 70 WILLOW ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025-3652 BUSINESS PHONE: (650) 618-7300 MAIL ADDRESS: STREET 1: 70 WILLOW ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025-3652 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riverwood Capital II L.P. CENTRAL INDEX KEY: 0001841905 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38947 FILM NUMBER: 211081507 BUSINESS ADDRESS: STREET 1: RIVERWOOD MANAGEMENT STREET 2: 70 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 618-7300 MAIL ADDRESS: STREET 1: RIVERWOOD MANAGEMENT STREET 2: 70 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riverwood Capital GP II Ltd. CENTRAL INDEX KEY: 0001841902 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38947 FILM NUMBER: 211081508 BUSINESS ADDRESS: STREET 1: RIVERWOOD MANAGEMENT STREET 2: 70 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 618-7300 MAIL ADDRESS: STREET 1: RIVERWOOD MANAGEMENT STREET 2: 70 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BTRS Holdings Inc. CENTRAL INDEX KEY: 0001774155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 833780685 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1009 LENOX DRIVE STREET 2: SUITE 101 CITY: LAWRENCEVILLE STATE: NJ ZIP: 08648 BUSINESS PHONE: (610) 592-7228 MAIL ADDRESS: STREET 1: 1009 LENOX DRIVE STREET 2: SUITE 101 CITY: LAWRENCEVILLE STATE: NJ ZIP: 08648 FORMER COMPANY: FORMER CONFORMED NAME: South Mountain Merger Corp. DATE OF NAME CHANGE: 20190417 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-06 1 0001774155 BTRS Holdings Inc. BTRS 0001596154 Riverwood Capital Partners II L.P. 70 WILLOW ROAD, SUITE 100 MENLO PARK CA 94025-3652 0 0 1 0 0001841902 Riverwood Capital GP II Ltd. 70 WILLOW ROAD SUITE 100 MENLO PARK CA 94025-3652 0 0 1 0 0001841905 Riverwood Capital II L.P. 70 WILLOW ROAD SUITE 100 MENLO PARK CA 94025-3652 0 0 1 0 0001596118 Riverwood Capital Partners II (Parallel-B) L.P. 70 WILLOW ROAD SUITE 100 MENLO PARK CA 94025-3652 0 0 1 0 Class 1 Common Stock 2021-07-06 4 S 0 2474539 11.7294 D 14245740 I See footnote Consists of (i) 513,209 shares of the Issuer's Class 1 Common Stock, par value $0.0001 per share (the "Common Stock") sold by Riverwood Capital Partners II (Parallel-B) L.P. ("Parallel B") and (ii) 1,961,330 shares of Common Stock sold by Riverwood Capital Partners II L.P. ("Partners II" and together with Parallel-B, "Riverwood Capital." Pursuant to an Underwriting Agreement, dated June 30, 2021, entered into between the Issuer and the underwriters and selling securityholders named therein, this amount represents the $11.72937 sale price per share of Common Stock received by Riverwood Capital in connection with a registered offering that closed on July 6, 2021. Consists of (i) 2,954,508 shares of Common Stock held by Parallel-B and (ii) 11,291,232 shares of Common Stock held by Partners II. Riverwood Capital II L.P. is the general partner of Riverwood Capital. The general partner of Riverwood Capital II L.P. is Riverwood Capital GP II Ltd. Riverwood Capital II L.P. and Riverwood Capital GP II Ltd. may be deemed to have shared voting and dispositive power over, and be deemed to be indirect beneficial owners of, shares directly held by Riverwood Capital. All investment decisions with respect to the shares held by Riverwood Capital are made by a majority vote of a four-member investment committee. All voting decisions over the shares held by Riverwood Capital are made by a majority vote of Riverwood Capital GP II Ltd.'s eleven shareholders. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. /s/ Thomas Smach, Director, Riverwood Capital GP II Ltd 2021-07-08 /s/ Thomas Smach, Director, Riverwood Capital GP II Ltd, general partner of Riverwood Capital II L.P. 2021-07-08 /s/ Thomas Smach, Director, Riverwood Capital GP II Ltd, general partner of Riverwood Capital II L.P., general partner of Riverwood Capital Partners II L.P. 2021-07-08 /s/ Thomas Smach, Director, Riverwood Capital GP II Ltd, general partner of Riverwood Capital II L.P., general partner of Riverwood Capital Partners II (Parallel-B) L.P. 2021-07-08