X0306 4 2016-01-04 0001535929 Voya Financial, Inc. VOYA 0001596066 Ragavan Chetlur S 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2016-01-04 4 M 0 7063 A 20477 D Common Stock 2016-01-04 4 F 0 2761 37.20 D 17716 D Delivery of shares of the issuer's common stock were made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Represents shares of common stock withheld to satisfy tax obligations, following delivery of common stock underlying the restricted stock units described in footnote 1. Executive Vice President and Chief Risk Officer /s/ Jean Weng, Attorney in Fact 2016-01-06