0001744981-19-000003.txt : 20191126 0001744981-19-000003.hdr.sgml : 20191126 20191126175056 ACCESSION NUMBER: 0001744981-19-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191122 FILED AS OF DATE: 20191126 DATE AS OF CHANGE: 20191126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sibling Capital Ventures II LLC CENTRAL INDEX KEY: 0001744973 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38558 FILM NUMBER: 191252421 BUSINESS ADDRESS: STREET 1: 500 YALE AVE N CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 504-715-8335 MAIL ADDRESS: STREET 1: 500 YALE AVE N CITY: SEATTLE STATE: WA ZIP: 98109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sibling Capital Fund II-B L.P. CENTRAL INDEX KEY: 0001629421 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38558 FILM NUMBER: 191252422 BUSINESS ADDRESS: STREET 1: 500 YALE AVE N CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: (504)715-8335 MAIL ADDRESS: STREET 1: 500 YALE AVE N CITY: SEATTLE STATE: WA ZIP: 98109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Isern Brian M. CENTRAL INDEX KEY: 0001744981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38558 FILM NUMBER: 191252423 MAIL ADDRESS: STREET 1: 500 YALE AVE N CITY: SEATTLE STATE: WA ZIP: 98109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tricida, Inc. CENTRAL INDEX KEY: 0001595585 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 463372526 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT, SUITE 201 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 415-429-7800 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT, SUITE 201 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-11-22 0 0001595585 Tricida, Inc. TCDA 0001744981 Isern Brian M. 500 YALE AVE N SEATTLE WA 98109 0 0 1 1 possible member of 10% group 0001629421 Sibling Capital Fund II-B L.P. 500 YALE AVE N SEATTLE WA 98109 0 0 0 1 possible member of 10% group 0001744973 Sibling Capital Ventures II LLC 500 YALE AVE N SEATTLE WA 98109 0 0 0 1 possible member of 10% group Common Stock 2019-11-22 4 S 0 48030 40.53 D 2906184 I By Sibling Capital Fund II-B L.P. Common Stock 2019-11-22 4 S 0 132834 41.17 D 2773350 I By Sibling Capital Fund II-B L.P. Common Stock 777411 I By Sibling Capital Fund II-A L.P. Common Stock 1810195 I By Sibling Capital Fund II-C L.P. Common Stock 599379 I By Sibling Capital Fund II-D L.P. Common Stock 463158 I By Sibling Insiders Fund II L.P. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.01 to $40.89, inclusive. Each Reporting Person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.90 to $41.61, inclusive. The shares are held directly by Sibling Capital Fund II-B L.P. ("Sibling B"). Sibling Capital Ventures II LLC ("SCV II") is the sole general partner of Sibling B. As co-manager of SCV II, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares. The shares are held directly by Sibling Capital Fund II-A L.P. ("Sibling A"). Sibling Capital Ventures LLC ("SCV") is the sole general partner of Sibling A. As co-manager of SCV, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares. The shares are held directly by Sibling Capital Fund II-C L.P. ("Sibling C"). Sibling Capital Ventures III LLC ("SCV III") is the sole general partner of Sibling C. As co-manager of SCV III, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares. The shares are held directly by Sibling Capital Fund II-D L.P. ("Sibling D"). Sibling Capital Ventures IV LLC ("SCV IV") is the sole general partner of Sibling D. As co-manager of SCV IV, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares. The shares are held directly by Sibling Insiders Fund II L.P. ("Sibling Insiders Fund"). Sibling Insiders II LLC ("Sibling Insiders LLC") is the sole general partner of Sibling Insiders Fund. As co-manager of Sibling Insiders LLC, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. /s/ Brian M. Isern 2019-11-26 Sibling Capital Fund II-B L.P., By: Sibling Capital Ventures II LLC, its sole general partner, By: /s/ Brian M. Isern, President 2019-11-26 Sibling Capital Ventures II LLC, By: /s/ Brian M. Isern, President 2019-11-26