0001744981-19-000001.txt : 20190207 0001744981-19-000001.hdr.sgml : 20190207 20190207181904 ACCESSION NUMBER: 0001744981-19-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190205 FILED AS OF DATE: 20190207 DATE AS OF CHANGE: 20190207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Isern Brian M. CENTRAL INDEX KEY: 0001744981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38558 FILM NUMBER: 19576681 MAIL ADDRESS: STREET 1: 500 YALE AVE N CITY: SEATTLE STATE: WA ZIP: 98109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sibling Capital Ventures LLC CENTRAL INDEX KEY: 0001744971 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38558 FILM NUMBER: 19576682 BUSINESS ADDRESS: STREET 1: 500 YALE AVE N CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 504-715-8335 MAIL ADDRESS: STREET 1: 500 YALE AVE N CITY: SEATTLE STATE: WA ZIP: 98109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sibling Co-Investment LLC CENTRAL INDEX KEY: 0001744976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38558 FILM NUMBER: 19576683 BUSINESS ADDRESS: STREET 1: 500 YALE AVE N CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 504-715-8335 MAIL ADDRESS: STREET 1: 500 YALE AVE N CITY: SEATTLE STATE: WA ZIP: 98109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tricida, Inc. CENTRAL INDEX KEY: 0001595585 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 463372526 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT, SUITE 201 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 415-429-7800 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT, SUITE 201 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-02-05 0 0001595585 Tricida, Inc. TCDA 0001744981 Isern Brian M. 500 YALE AVE N SEATTLE WA 98109 0 0 1 1 possible member of 10% group 0001744971 Sibling Capital Ventures LLC 500 YALE AVE N SEATTLE WA 98109 0 0 0 1 possible member of 10% group 0001744976 Sibling Co-Investment LLC 500 YALE AVE N SEATTLE WA 98109 0 0 0 1 possible member of 10% group Common Stock 2019-02-05 4 J 0 245312 0 D 0 I By Sibling Co-Investment LLC Common Stock 893292 I By Sibling Capital Fund II-A L.P. Common Stock 3139600 I By Sibling Capital Fund II-B L.P. Common Stock 1810195 I By Sibling Capital Fund II-C L.P. Common Stock 599379 I By Sibling Capital Fund II-D L.P. Common Stock 463158 I By Sibling Insiders Fund II L.P. Sibling Co-Investment LLC disposed of 245,312 shares of Common Stock of the Issuer through a pro rata distribution to its members. Sibling Capital Ventures LLC is the sole manager of Sibling Co-Investment LLC. As co-manager of Sibling Capital Ventures LLC, Brian M. Isern may be deemed to be an indirect beneficial owner of shares held by Sibling Co-Investment LLC. Sibling Capital Fund II-A L.P. is a direct beneficial owner of 893,292 shares of Common Stock of the Issuer. Sibling Capital Ventures LLC is the sole general partner of Sibling Capital Fund II-A L.P. As co-manager of Sibling Capital Ventures LLC, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares. Sibling Capital Fund II-B L.P. is a direct beneficial owner of 3,139,600 shares of Common Stock of the Issuer. Sibling Capital Ventures II LLC is the sole general partner of Sibling Capital Fund II-B L.P. As co-manager of Sibling Capital Ventures II LLC, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares. Sibling Capital Fund II-C L.P. is a direct beneficial owner of 1,810,195 shares of Common Stock of the Issuer. Sibling Capital Ventures III LLC is the sole general partner of Sibling Capital Fund II-C L.P. As co-manager of Sibling Capital Ventures III LLC, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares. Sibling Capital Fund II-D L.P. is a direct beneficial owner of 599,379 shares of Common Stock of the Issuer. Sibling Capital Ventures IV LLC is the sole general partner of Sibling Capital Fund II-D L.P. As co-manager of Sibling Capital Ventures IV LLC, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares. Sibling Insiders Fund II L.P. is a direct beneficial owner of 463,158 shares of Common Stock of the Issuer. Sibling Insiders II LLC is the sole general partner of Sibling Insiders Fund II L.P. As co-manager of Sibling Insiders II LLC, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. /s/ Brian M. Isern 2019-02-07 Sibling Capital Ventures LLC, By: /s/ Brian M. Isern, President 2019-02-07 Sibling Co-Investment LLC, By: Sibling Capital Ventures LLC, its Manager, By: /s/ Brian M. Isern, President 2019-02-07