X0306 4 2018-07-02 1 0001595585 Tricida, Inc. TCDA 0001703977 Hadley Harbor Master Investors (Cayman) II L.P. C/O WELLINGTON MANAGEMENT COMPANY LLP 280 CONGRESS STREET BOSTON MA 02210 0 0 1 0 Common Stock 2018-07-02 4 C 0 2138351 A 2138351 D Series D Convertible Preferred Stock 2018-07-02 4 C 0 2138351 0.00 D Common Stock 2138351 0 D The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series D Convertible Preferred Stock reported in the table above reflects a 1-for-3.98 reverse stock split that was effected by the Issuer on June 15, 2018. The shares had no expiration date. Hadley Harbor Master Investors (Cayman) II L.P., By: Wellington Alternative Investments, as General Partner, /s/ Matthew Shea, Title: Authorized Person 2018-07-02