0001595521-23-000009.txt : 20231114
0001595521-23-000009.hdr.sgml : 20231114
20231114120207
ACCESSION NUMBER: 0001595521-23-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231114
DATE AS OF CHANGE: 20231114
EFFECTIVENESS DATE: 20231114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aristides Capital LLC
CENTRAL INDEX KEY: 0001595521
IRS NUMBER: 262056777
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19976
FILM NUMBER: 231403011
BUSINESS ADDRESS:
STREET 1: 118 E MAIN STREET
STREET 2: SUITE 600
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: (502)-419-2956
MAIL ADDRESS:
STREET 1: 118 E MAIN STREET
STREET 2: SUITE 600
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001595521
XXXXXXXX
09-30-2023
09-30-2023
Aristides Capital LLC
118 E MAIN STREET
SUITE 600
LOUISVILLE
KY
40202
13F HOLDINGS REPORT
028-19976
000162368
801-119110
N
Daniel Nall
Chief Compliance Officer
502-694-8001
Daniel Nall
Louisville
KY
11-14-2023
0
182
230136792
false
INFORMATION TABLE
2
Q323_filing.xml
AIRBNB INC
COM CL A
009066101
713492
5200
SH
SOLE
NONE
5200
0
0
ALSET CAPITAL ACQUISITION CO
RIGHT 01/31/2027
02115M125
30975
147498
SH
SOLE
NONE
147498
0
0
ALSET CAPITAL ACQUISITION CO
*W EXP 01/31/202
02115M117
2404
73749
SH
SOLE
NONE
73749
0
0
ACM RESH INC
COM CL A
00108J109
558340
30839
SH
SOLE
NONE
30839
0
0
ACME UTD CORP
COM
004816104
1039335
34772
SH
SOLE
NONE
34772
0
0
ADVANCED EMISSIONS SOLUTIONS
COM
00770C101
104878
58920
SH
SOLE
NONE
58920
0
0
AUTODESK INC
COM
052769106
383404
1853
SH
SOLE
NONE
1853
0
0
FEDERAL AGRIC MTG CORP
CL A
313148108
1143296
8932
SH
SOLE
NONE
8932
0
0
ARGAN INC
COM
04010E109
1708866
37541
SH
SOLE
NONE
37541
0
0
ALASKA AIR GROUP INC
COM
011659109
2217384
59800
SH
SOLE
NONE
59800
0
0
ALKERMES PLC
SHS
G01767105
201672
7200
SH
SOLE
NONE
7200
0
0
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
1022351
321494
SH
SOLE
NONE
321494
0
0
ARK RESTAURANTS CORP
COM
040712101
288463
18928
SH
SOLE
NONE
18928
0
0
ALTISOURCE PORTFOLIO SOLNS S
REG SHS
L0175J104
159600
40000
SH
SOLE
NONE
40000
0
0
A10 NETWORKS INC
COM
002121101
300600
20000
SH
SOLE
NONE
20000
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
3403451
36350
SH
SOLE
NONE
36350
0
0
AEROVIRONMENT INC
COM
008073108
446120
4000
SH
SOLE
NONE
4000
0
0
AVIAT NETWORKS INC
COM NEW
05366Y201
3821126
122472
SH
SOLE
NONE
122472
0
0
AERWINS TECHNOLOGIES INC
*W EXP 02/03/202
00810J116
2030
72500
SH
SOLE
NONE
72500
0
0
AWARE INC MASS
COM
05453N100
187306
135729
SH
SOLE
NONE
135729
0
0
AUTOZONE INC
COM
053332102
507998
200
SH
SOLE
NONE
200
0
0
ATLANTA BRAVES HLDGS INC
COM SER C
047726302
585007
16373
SH
SOLE
NONE
16373
0
0
CONCRETE PUMPING HLDGS INC
COM
206704108
409849
47768
SH
SOLE
NONE
47768
0
0
BANK UTICA/NY
COM
065437105
1216556
2572
SH
SOLE
NONE
2572
0
0
BANK UTICA N Y
COM
065437204
5205806
13884
SH
SOLE
NONE
13884
0
0
BUILD-A-BEAR WORKSHOP INC
COM
120076104
294100
10000
SH
SOLE
NONE
10000
0
0
BOOKING HOLDINGS INC
COM
09857L108
1233580
400
SH
SOLE
NONE
400
0
0
BIONTECH SE
SPONSORED ADS
09075V102
206416
1900
SH
SOLE
NONE
1900
0
0
BEYOND MEAT INC
NOTE 3/1
08862EAB5
131835
500000
PRN
SOLE
NONE
500000
0
0
BLUE RIDGE BANKSHARES INC VA
COM
095825105
102364
22647
SH
SOLE
NONE
22647
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1360565
3884
SH
SOLE
NONE
3884
0
0
BASSETT FURNITURE INDS INC
COM
070203104
544628
37176
SH
SOLE
NONE
37176
0
0
BLACK STONE MINERALS L P
COM UNIT
09225M101
719094
41735
SH
SOLE
NONE
41735
0
0
BWX TECHNOLOGIES INC
COM
05605H100
1574580
21000
SH
SOLE
NONE
21000
0
0
CAMBRIDGE BANCORP
COM
132152109
950234
15255
SH
SOLE
NONE
15255
0
0
CATO CORP NEW
CL A
149205106
264301
34504
SH
SOLE
NONE
34504
0
0
CAMECO CORP
COM
13321L108
1506320
38000
SH
SOLE
NONE
38000
0
0
CLEARBRIDGE MLP AND MIDSTRM
COM
184692200
6816124
193475
SH
SOLE
NONE
193475
0
0
CENTER COAST BRKFLD MLP ENRG
SHS BEN INT
151461209
3621617
170831
SH
SOLE
NONE
170831
0
0
CENTRAL GARDEN & PET CO
COM
153527106
248508
5630
SH
SOLE
NONE
5630
0
0
CHAVANT CAPITAL ACQUISITN CO
*W EXP 99/99/999
G2058L111
1748
75000
SH
SOLE
NONE
75000
0
0
CANNAE HLDGS INC
COM
13765N107
1787837
95914
SH
SOLE
NONE
95914
0
0
CO-DIAGNOSTICS INC
COM
189763105
15900
15000
SH
SOLE
NONE
15000
0
0
CARIBOU BIOSCIENCES INC
COM
142038108
122153
25555
SH
SOLE
NONE
25555
0
0
CRAWFORD & CO
CL B
224633107
370053
43180
SH
SOLE
NONE
43180
0
0
CARTERS INC
COM
146229109
1082751
15658
SH
SOLE
NONE
15658
0
0
CHAMPIONS ONCOLOGY INC
COM NEW
15870P307
134273
21622
SH
SOLE
NONE
21622
0
0
CHICKEN SOUP FOR THE SOUL EN
*W EXP 10/22/202
16842Q134
540
50000
SH
SOLE
NONE
50000
0
0
CHARLES & COLVARD LTD
COM
159765106
42998
75145
SH
SOLE
NONE
75145
0
0
CARNIVAL PLC
ADR
14365C103
578237
47203
SH
SOLE
NONE
47203
0
0
DOUBLEDOWN INTERACTIVE CO LT
ADS
25862B109
177749
20961
SH
SOLE
NONE
20961
0
0
DHI GROUP INC
COM
23331S100
127339
41614
SH
SOLE
NONE
41614
0
0
DIAMEDICA THERAPEUTICS INC
COM NEW
25253X207
274339
106333
SH
SOLE
NONE
106333
0
0
GRAFTECH INTL LTD
COM
384313508
151224
39484
SH
SOLE
NONE
39484
0
0
ELECTROMED INC
COM
285409108
211956
20400
SH
SOLE
NONE
20400
0
0
CLEARBRIDGE ENERGY MIDSTRM O
COM
18469P209
4560933
143878
SH
SOLE
NONE
143878
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
241259
19743
SH
SOLE
NONE
19743
0
0
ESAB CORPORATION
COM
29605J106
1404400
20000
SH
SOLE
NONE
20000
0
0
ESGL HLDGS LTD
*W EXP 10/19/202
G3R95P116
819
42000
SH
SOLE
NONE
42000
0
0
EVERTEC INC
COM
30040P103
1217013
32733
SH
SOLE
NONE
32733
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
306700
10000
SH
SOLE
NONE
10000
0
0
FORD MTR CO DEL
COM
345370860
558900
45000
SH
SOLE
NONE
45000
0
0
FEUTUNE LIGHT ACQUISITION CO
RIGHT 06/01/2029
31561T128
19155
150000
SH
SOLE
NONE
150000
0
0
FEUTUNE LIGHT ACQUISITION CO
*W EXP 06/01/202
31561T110
3750
150000
SH
SOLE
NONE
150000
0
0
FULL HSE RESORTS INC
COM
359678109
127212
29792
SH
SOLE
NONE
29792
0
0
FLUOR CORP NEW
COM
343412102
354118
9649
SH
SOLE
NONE
9649
0
0
FOX CORP
CL B COM
35137L204
880840
30500
SH
SOLE
NONE
30500
0
0
FS BANCORP INC
COM
30263Y104
804849
27283
SH
SOLE
NONE
27283
0
0
FISKER INC
CL A COM STK
33813J106
64200
10000
SH
SOLE
NONE
10000
0
0
LIBERTY MEDIA CORP DEL
COM LBTY ONE S A
531229771
331211
5858
SH
SOLE
NONE
5858
0
0
GREIF INC
CL B
397624206
298788
4489
SH
SOLE
NONE
4489
0
0
GETTY IMAGES HOLDINGS INC
CL A COM
374275105
91827
14149
SH
SOLE
NONE
14149
0
0
GULF IS FABRICATION INC
COM
402307102
222432
68022
SH
SOLE
NONE
68022
0
0
GENASYS INC
COM
36872P103
351750
175000
SH
SOLE
NONE
175000
0
0
GRAYSCALE BITCOIN TRUST BTC
COM
389637109
9175334
478131
SH
SOLE
NONE
478131
0
0
ALPHABET INC
CAP STK CL A
02079K305
6406906
48960
SH
SOLE
NONE
48960
0
0
GEOPARK LTD
USD SHS
G38327105
216065
21018
SH
SOLE
NONE
21018
0
0
GOPRO INC
CL A
38268T103
102574
32667
SH
SOLE
NONE
32667
0
0
GRINDR INC
*W EXP 11/18/202
39854F119
15802
20000
SH
SOLE
NONE
20000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
776568
2400
SH
SOLE
NONE
2400
0
0
GLOBAL SYSTEMS DYNAMICS INC
*W EXP 04/01/202
37653T116
1495
50000
SH
SOLE
NONE
50000
0
0
GLORY STAR NEW MED GP HLDG L
*W EXP 02/13/202
G39973113
1000
100000
SH
SOLE
NONE
100000
0
0
HACKETT GROUP INC
COM
404609109
1995195
84578
SH
SOLE
NONE
84578
0
0
HEICO CORP NEW
CL A
422806208
284284
2200
SH
SOLE
NONE
2200
0
0
HIGHLAND OPPORTUNITIES
HIGHLAND INCOME
43010E404
1323513
164616
SH
SOLE
NONE
164616
0
0
HINGHAM INSTN SVGS MASS
COM
433323102
3361500
18000
SH
SOLE
NONE
18000
0
0
HUDSON GLOBAL INC
COM NEW
443787205
249857
13255
SH
SOLE
NONE
13255
0
0
INCEPTION GROWTH ACQUSTN LTD
RIGHT 12/08/2026
45333D120
1800
10000
SH
SOLE
NONE
10000
0
0
FIRST INTERNET BANCORP
COM
320557101
194520
12000
SH
SOLE
NONE
12000
0
0
IRADIMED CORP
COM
46266A109
408204
9200
SH
SOLE
NONE
9200
0
0
ITURAN LOCATION AND CONTROL
SHS
M6158M104
3466965
115952
SH
SOLE
NONE
115952
0
0
INTEVAC INC
COM
461148108
173087
55655
SH
SOLE
NONE
55655
0
0
JOHNSON OUTDOORS INC
CL A
479167108
1271324
23246
SH
SOLE
NONE
23246
0
0
COFFEE HLDG CO INC
COM
192176105
30384
34920
SH
SOLE
NONE
34920
0
0
JACKSON FINANCIAL INC
COM CL A
46817M107
1834560
48000
SH
SOLE
NONE
48000
0
0
SPDR SER TR
S&P BK ETF
78464A797
369679
10032
SH
SOLE
NONE
10032
0
0
KBR INC
COM
48242W106
1178800
20000
SH
SOLE
NONE
20000
0
0
KAMADA LTD
SHS
M6240T109
213600
40000
SH
SOLE
NONE
40000
0
0
KAYNE ANDERSON NEXTGEN ENRGY
COM
48661E108
1178203
165478
SH
SOLE
NONE
165478
0
0
KARAT PACKAGING INC
COM
48563L101
461200
20000
SH
SOLE
NONE
20000
0
0
LARGO INC
COM
517097101
120043
42364
SH
SOLE
NONE
42364
0
0
LIMBACH HLDGS INC
COM
53263P105
468652
14770
SH
SOLE
NONE
14770
0
0
LIGHTPATH TECHNOLOGIES INC
COM CL A
532257805
88450
61000
SH
SOLE
NONE
61000
0
0
LESAKA TECHNOLOGIES INC
COM NEW
64107N206
153020
39236
SH
SOLE
NONE
39236
0
0
LUXFER HLDGS PLC
SHS
G5698W116
309285
23700
SH
SOLE
NONE
23700
0
0
LSI INDS INC OHIO
COM
50216C108
317600
20000
SH
SOLE
NONE
20000
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
494888
1250
SH
SOLE
NONE
1250
0
0
MAMAS CREATIONS INC
COM
56146T103
359467
82258
SH
SOLE
NONE
82258
0
0
META PLATFORMS INC
CL A
30303M102
1501050
5000
SH
SOLE
NONE
5000
0
0
MAGNA INTL INC
COM
559222401
221570
4133
SH
SOLE
NONE
4133
0
0
MITEK SYS INC
COM NEW
606710200
169698
15830
SH
SOLE
NONE
15830
0
0
MOBIV ACQUISITION CORP
*W EXP 07/31/202
60742N114
3500
50000
SH
SOLE
NONE
50000
0
0
MODINE MFG CO
COM
607828100
945470
20666
SH
SOLE
NONE
20666
0
0
MICROSOFT CORP
COM
594918104
2684507
8502
SH
SOLE
NONE
8502
0
0
MATCH GROUP INC NEW
COM
57667L107
391750
10000
SH
SOLE
NONE
10000
0
0
TORTOISE ENERGY INDEPENDENC
COM
89148K200
2226211
70294
SH
SOLE
NONE
70294
0
0
NATURAL GAS SVCS GROUP INC
COM
63886Q109
158631
10895
SH
SOLE
NONE
10895
0
0
NL INDS INC
COM NEW
629156407
1904840
401019
SH
SOLE
NONE
401019
0
0
NEUBERGER BERMAN ENERGY INFR
COM
64129H104
140737
20456
SH
SOLE
NONE
20456
0
0
TORTOISE MIDSTRM ENERGY FD I
COM
89148B200
3968606
116177
SH
SOLE
NONE
116177
0
0
NETGEAR INC
COM
64111Q104
275280
21865
SH
SOLE
NONE
21865
0
0
NVIDIA CORPORATION
COM
67066G104
1304970
3000
SH
SOLE
NONE
3000
0
0
NVR INC
COM
62944T105
757339
127
SH
SOLE
NONE
127
0
0
NEXPOINT DIVERSIFIED REL ET
COM NEW
65340G205
219727
25227
SH
SOLE
NONE
25227
0
0
NXG NEXTGEN INFRASTR INCM FD
COM
231647207
1075763
28687
SH
SOLE
NONE
28687
0
0
OPPFI INC
*W EXP 07/20/202
68386H111
923
19850
SH
SOLE
NONE
19850
0
0
PROSOMNUS INC
*W EXP 04/20/202
50535E116
7088
101250
SH
SOLE
NONE
101250
0
0
OSI SYSTEMS INC
COM
671044105
1312487
11119
SH
SOLE
NONE
11119
0
0
PARAMOUNT GLOBAL
CLASS B COM
92556H206
527868
40920
SH
SOLE
NONE
40920
0
0
PAYCHEX INC
COM
704326107
461320
4000
SH
SOLE
NONE
4000
0
0
PFSWEB INC
COM NEW
717098206
444845
59791
SH
SOLE
NONE
59791
0
0
CHILDRENS PL INC NEW
COM
168905107
508407
18809
SH
SOLE
NONE
18809
0
0
PAYPAL HLDGS INC
COM
70450Y103
1870720
32000
SH
SOLE
NONE
32000
0
0
ROCKY BRANDS INC
COM
774515100
605728
41206
SH
SOLE
NONE
41206
0
0
RICHARDSON ELECTRS LTD
COM
763165107
462448
42310
SH
SOLE
NONE
42310
0
0
RENEW ENERGY GLOBAL PLC
CL A SHS
G7500M104
1296809
238823
SH
SOLE
NONE
238823
0
0
RUSH ENTERPRISES INC
CL A
781846209
1484660
36362
SH
SOLE
NONE
36362
0
0
SAGA COMMUNICATIONS INC
CL A NEW
786598300
206660
9630
SH
SOLE
NONE
9630
0
0
SHF HOLDINGS INC
*W EXP 09/28/202
824430110
1513
25000
SH
SOLE
NONE
25000
0
0
SILICOM LTD
ORD
M84116108
300150
11500
SH
SOLE
NONE
11500
0
0
SPORTSMAP TECH ACQUISITIN CO
*W EXP 09/01/202
84921J116
1069
37500
SH
SOLE
NONE
37500
0
0
SP PLUS CORP
COM
78469C103
1427899
39554
SH
SOLE
NONE
39554
0
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
1251900
78000
SH
SOLE
NONE
78000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1025952
2400
SH
SOLE
NONE
2400
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
2133124
40600
SH
SOLE
NONE
40600
0
0
STRATASYS LTD
SHS
M85548101
680500
50000
SH
SOLE
NONE
50000
0
0
STRATTEC SEC CORP
COM
863111100
880850
38458
SH
SOLE
NONE
38458
0
0
TRANSACT TECHNOLOGIES INC
COM
892918103
269794
42024
SH
SOLE
NONE
42024
0
0
TRUEBLUE INC
COM
89785X101
225639
15381
SH
SOLE
NONE
15381
0
0
ECOFIN SUSTAINABLE AND SOCIA
COM SH BEN INT
27901F109
250646
20922
SH
SOLE
NONE
20922
0
0
TECHNOLOGY & TELECOM ACQ COR
*W EXP 04/15/202
G87119114
4500
100000
SH
SOLE
NONE
100000
0
0
TARGET CORP
COM
87612E106
386995
3500
SH
SOLE
NONE
3500
0
0
TILLYS INC
CL A
886885102
485600
59803
SH
SOLE
NONE
59803
0
0
TURNING PT BRANDS INC
COM
90041L105
4408874
190943
SH
SOLE
NONE
190943
0
0
TORTOISE PWR & ENERGY INFRAS
COM
89147X104
296579
22199
SH
SOLE
NONE
22199
0
0
TRINITY BIOTECH PLC
SPON ADR NEW
896438306
119319
162317
SH
SOLE
NONE
162317
0
0
TORTOISE PIPELINE & ENERGY F
COM
89148H207
2114755
75500
SH
SOLE
NONE
75500
0
0
TILE SHOP HLDGS INC
COM
88677Q109
93050
16949
SH
SOLE
NONE
16949
0
0
TITAN INTL INC ILL
COM
88830M102
429894
32010
SH
SOLE
NONE
32010
0
0
TORTOISE ENERGY INFRA CORP
COM
89147L886
3810696
131858
SH
SOLE
NONE
131858
0
0
UNUM GROUP
COM
91529Y106
295140
6000
SH
SOLE
NONE
6000
0
0
VISA INC
COM CL A
92826C839
1610070
7000
SH
SOLE
NONE
7000
0
0
VONTIER CORPORATION
COM
928881101
330257
10681
SH
SOLE
NONE
10681
0
0
WESTERN ACQSTN VENTURES CORP
*W EXP 09/01/202
95758L115
3210
100000
SH
SOLE
NONE
100000
0
0
WHERE FOOD COMES FROM INC
COM NEW
96327X200
389776
27881
SH
SOLE
NONE
27881
0
0
WYNDHAM HOTELS & RESORTS INC
COM
98311A105
307019
4415
SH
SOLE
NONE
4415
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
241436
4097
SH
SOLE
NONE
4097
0
0
ALASKA AIR GROUP INC
Call
011659909
1483200
40000
SH
Call
SOLE
NONE
40000
0
0
ENOVIX CORPORATION
Put
293594957
3447485
274700
SH
Put
SOLE
NONE
274700
0
0
FREEDOM HLDG CORP NEV
Put
356390954
228717
2700
SH
Put
SOLE
NONE
2700
0
0
INVESCO QQQ TR
Put
46090E953
7989421
22300
SH
Put
SOLE
NONE
22300
0
0
IONQ INC
Put
46222L958
7143888
480100
SH
Put
SOLE
NONE
480100
0
0
KEYCORP
Put
493267958
936120
87000
SH
Put
SOLE
NONE
87000
0
0
LIGHTWAVE LOGIC INC
Put
532275954
51405
11500
SH
Put
SOLE
NONE
11500
0
0
PURECYCLE TECHNOLOGIES INC
Put
74623V953
994092
177200
SH
Put
SOLE
NONE
177200
0
0
SPDR S&P 500 ETF TR
Put
78462F953
6198460
14500
SH
Put
SOLE
NONE
14500
0
0
SMARTRENT INC
Put
83193G957
85608
32800
SH
Put
SOLE
NONE
32800
0
0
TESLA INC
Call
88160R901
825726
3300
SH
Call
SOLE
NONE
3300
0
0
TESLA INC
Put
88160R951
50044000
200000
SH
Put
SOLE
NONE
200000
0
0
JOBY AVIATION INC
Put
G65163950
322500
50000
SH
Put
SOLE
NONE
50000
0
0
NANO X IMAGING LTD
Put
M70700955
196800
30000
SH
Put
SOLE
NONE
30000
0
0
MAXEON SOLAR TECHNOLOGIES LT
Put
Y58473952
115900
10000
SH
Put
SOLE
NONE
10000
0
0