0001595521-21-000008.txt : 20211112
0001595521-21-000008.hdr.sgml : 20211112
20211112172459
ACCESSION NUMBER: 0001595521-21-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
EFFECTIVENESS DATE: 20211112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aristides Capital LLC
CENTRAL INDEX KEY: 0001595521
IRS NUMBER: 262056777
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19976
FILM NUMBER: 211404982
BUSINESS ADDRESS:
STREET 1: 1700 WESTLAKE AVE N, SUITE 200
CITY: SEATTLE
STATE: WA
ZIP: 98109
BUSINESS PHONE: 419-214-0412
MAIL ADDRESS:
STREET 1: 1700 WESTLAKE AVE N, SUITE 200
CITY: SEATTLE
STATE: WA
ZIP: 98109
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001595521
XXXXXXXX
09-30-2021
09-30-2021
Aristides Capital LLC
1700 WESTLAKE AVE N, SUITE 200
SEATTLE
WA
98109
13F HOLDINGS REPORT
028-19976
N
Daniel Nall
Chief Compliance Officer
4192140412
Daniel Nall
Seattle,
WA
11-12-2021
0
159
273550
false
INFORMATION TABLE
2
Q321_Filing.xml
ABSOLUTE SOFTWARE CORP
COM
00386B109
141
12800
SH
SOLE
NONE
12800
0
0
ACACIA RESH CORP
ACACIA TCH COM
003881307
91
13437
SH
SOLE
NONE
13437
0
0
ARGAN INC
COM
04010E109
917
21000
SH
SOLE
NONE
21000
0
0
ALASKA AIR GROUP INC
COM
011659109
3973
67800
SH
SOLE
NONE
67800
0
0
ASTRONOVA INC
COM
04638F108
419
27865
SH
SOLE
NONE
27865
0
0
AMC ENTMT HLDGS INC
CL A COM
00165C104
685
18000
SH
SOLE
NONE
18000
0
0
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
2112
716040
SH
SOLE
NONE
716040
0
0
AERSALE CORPORATION
COM
00810F106
214
12600
SH
SOLE
NONE
12600
0
0
A10 NETWORKS INC
COM
002121101
337
25000
SH
SOLE
NONE
25000
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
395
5100
SH
SOLE
NONE
5100
0
0
AVALO THERAPEUTICS INC
COM
05338F108
107
48953
SH
SOLE
NONE
48953
0
0
AWARE INC MASS
COM
05453N100
544
135729
SH
SOLE
NONE
135729
0
0
BUILD-A-BEAR WORKSHOP INC
COM
120076104
1120
66114
SH
SOLE
NONE
66114
0
0
BOOKING HOLDINGS INC
COM
09857L108
907
382
SH
SOLE
NONE
382
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
926
3394
SH
SOLE
NONE
3394
0
0
BARNWELL INDS INC
COM
068221100
32
10508
SH
SOLE
NONE
10508
0
0
BLACK STONE MINERALS L P
COM UNIT
09225M101
503
41735
SH
SOLE
NONE
41735
0
0
BWX TECHNOLOGIES INC
COM
05605H100
1131
21000
SH
SOLE
NONE
21000
0
0
CAMBRIDGE BANCORP
COM
132152109
1758
19981
SH
SOLE
NONE
19981
0
0
CATO CORP NEW
CL A
149205106
722
43652
SH
SOLE
NONE
43652
0
0
CAMECO CORP
COM
13321L108
826
38000
SH
SOLE
NONE
38000
0
0
CSI COMPRESSCO LP
COM UNIT
12637A103
45
24800
SH
SOLE
NONE
24800
0
0
CLEARBRIDGE MLP AND MIDSTRM
COM
184692200
5888
216852
SH
SOLE
NONE
216852
0
0
CENTER COAST BRKFLD MLP ENRG
SHS BEN INT
151461209
2392
171939
SH
SOLE
NONE
171939
0
0
CENTRAL GARDEN & PET CO
COM
153527106
351
7316
SH
SOLE
NONE
7316
0
0
CHAVANT CAPITAL ACQUISITN CO
UNIT 07/16/2026
G2058L129
1054
100000
SH
SOLE
NONE
100000
0
0
CORVEL CORP
COM
221006109
235
1262
SH
SOLE
NONE
1262
0
0
CHAMPIONS ONCOLOGY INC
COM NEW
15870P307
375
36750
SH
SOLE
NONE
36750
0
0
CHARLES & COLVARD LTD
COM
159765106
375
125145
SH
SOLE
NONE
125145
0
0
CITI TRENDS INC
COM
17306X102
219
3000
SH
SOLE
NONE
3000
0
0
CARNIVAL PLC
ADR
14365C103
538
23600
SH
SOLE
NONE
23600
0
0
CUTERA INC
COM
232109108
280
6000
SH
SOLE
NONE
6000
0
0
CEL-SCI CORP
COM PAR NEW
150837607
268
24430
SH
SOLE
NONE
24430
0
0
DESIGNER BRANDS INC
CL A
250565108
843
60500
SH
SOLE
NONE
60500
0
0
3-D SYS CORP DEL
COM NEW
88554D205
357
12938
SH
SOLE
NONE
12938
0
0
GINKGO BIOWORKS HOLDINGS INC
*W EXP 08/01/202
37611X118
102
30000
SH
SOLE
NONE
30000
0
0
BRP INC
COM SUN VTG
05577W200
202
2177
SH
SOLE
NONE
2177
0
0
ELECTROMED INC
COM
285409108
221
20400
SH
SOLE
NONE
20400
0
0
CLEARBRIDGE ENERGY MIDSTRM O
COM
18469P209
3932
179937
SH
SOLE
NONE
179937
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
1014
148643
SH
SOLE
NONE
148643
0
0
FACEBOOK INC
CL A
30303M102
2817
8300
SH
SOLE
NONE
8300
0
0
FLEX LTD
ORD
Y2573F102
189
10673
SH
SOLE
NONE
10673
0
0
FOX CORP
CL B COM
35137L204
1158
31200
SH
SOLE
NONE
31200
0
0
FS BANCORP INC
COM
30263Y104
870
25141
SH
SOLE
NONE
25141
0
0
LIBERTY MEDIA CORP DEL
COM SER A FRMLA
531229870
918
19512
SH
SOLE
NONE
19512
0
0
GREIF INC
CL B
397624206
1438
22199
SH
SOLE
NONE
22199
0
0
GULF IS FABRICATION INC
COM
402307102
270
68022
SH
SOLE
NONE
68022
0
0
SPDR GOLD TR
GOLD SHS
78463V107
246
1500
SH
SOLE
NONE
1500
0
0
GLADSTONE ACQUISITION CORP
UNIT 04/01/2024
37653T207
1015
100000
SH
SOLE
NONE
100000
0
0
ALPHABET INC
CAP STK CL C
02079K107
666
250
SH
SOLE
NONE
250
0
0
ALPHABET INC
CAP STK CL A
02079K305
6304
2358
SH
SOLE
NONE
2358
0
0
U S GLOBAL INVS INC
CL A
902952100
85
15000
SH
SOLE
NONE
15000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
907
2400
SH
SOLE
NONE
2400
0
0
GLRY STR NW MDIA GRUP HLDG L
*W EXP 02/13/202
G39973113
8
100000
SH
SOLE
NONE
100000
0
0
HACKETT GROUP INC
COM
404609109
1119
57042
SH
SOLE
NONE
57042
0
0
HOME DEPOT INC
COM
437076102
6185
18841
SH
SOLE
NONE
18841
0
0
HIGHLAND INCOME FD
HIGHLAND INCOME
43010E404
1773
164616
SH
SOLE
NONE
164616
0
0
HIGHLAND GLOBAL ALLOCATION F
COM
43010T104
420
46167
SH
SOLE
NONE
46167
0
0
HINGHAM INSTN SVGS MASS
COM
433323102
7867
23366
SH
SOLE
NONE
23366
0
0
HILL-ROM HLDGS INC
COM
431475102
225
1497
SH
SOLE
NONE
1497
0
0
ISHARES TR
ISHARES BIOTECH
464287556
1908
11800
SH
SOLE
NONE
11800
0
0
ISHARES TR
GLB INFRASTR ETF
464288372
408
8890
SH
SOLE
NONE
8890
0
0
RENAISSANCE CAP GREENWICH FD
IPO ETF
759937204
639
9930
SH
SOLE
NONE
9930
0
0
IPOWER INC
CL A
46265P107
79
20000
SH
SOLE
NONE
20000
0
0
JOHNSON OUTDOORS INC
CL A
479167108
1083
10232
SH
SOLE
NONE
10232
0
0
JERASH HLDGS US INC
COM
47632P101
134
20000
SH
SOLE
NONE
20000
0
0
COFFEE HLDG CO INC
COM
192176105
172
37807
SH
SOLE
NONE
37807
0
0
JACKSON FINANCIAL INC
COM CL A
46817M107
1820
70000
SH
SOLE
NONE
70000
0
0
KALVISTA PHARMACEUTICALS INC
COM
483497103
401
23000
SH
SOLE
NONE
23000
0
0
SPDR SER TR
S&P BK ETF
78464A797
356
6723
SH
SOLE
NONE
6723
0
0
KBR INC
COM
48242W106
788
20000
SH
SOLE
NONE
20000
0
0
KAYNE ANDERSON NEXTGEN ENRGY
COM
48661E108
1518
208537
SH
SOLE
NONE
208537
0
0
LAKESHORE ACQUISITION I CORP
UNIT 06/04/2026
G53521129
1359
135000
SH
SOLE
NONE
135000
0
0
LENNAR CORP
CL B
526057302
4056
52274
SH
SOLE
NONE
52274
0
0
SOUTHWEST AIRLS CO
COM
844741108
1625
31600
SH
SOLE
NONE
31600
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
435
1250
SH
SOLE
NONE
1250
0
0
MAGNA INTL INC
COM
559222401
687
9133
SH
SOLE
NONE
9133
0
0
MODINE MFG CO
COM
607828100
637
56253
SH
SOLE
NONE
56253
0
0
MOLINA HEALTHCARE INC
COM
60855R100
211
777
SH
SOLE
NONE
777
0
0
MOVADO GROUP INC
COM
624580106
334
10605
SH
SOLE
NONE
10605
0
0
MICROSOFT CORP
COM
594918104
2115
7502
SH
SOLE
NONE
7502
0
0
MICROVISION INC DEL
COM NEW
594960304
170
15392
SH
SOLE
NONE
15392
0
0
TORTOISE ENERGY INDEPENDENC
COM
89148K200
2217
102482
SH
SOLE
NONE
102482
0
0
NATURAL GAS SVCS GROUP INC
COM
63886Q109
632
60925
SH
SOLE
NONE
60925
0
0
NIKOLA CORP
COM
654110105
864
81000
SH
SOLE
NONE
81000
0
0
NL INDS INC
COM NEW
629156407
2321
403025
SH
SOLE
NONE
403025
0
0
NORTHERN LIGHTS ACQUISITN CO
UNIT 11/01/2027
66538L204
510
50000
SH
SOLE
NONE
50000
0
0
NEUBERGER BERMAN MLP & ENERG
COM
64129H104
101
20456
SH
SOLE
NONE
20456
0
0
INSPERITY INC
COM
45778Q107
206
1862
SH
SOLE
NONE
1862
0
0
TORTOISE MIDSTRM ENERGY FD I
COM
89148B200
3734
129348
SH
SOLE
NONE
129348
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
1156
21000
SH
SOLE
NONE
21000
0
0
NVR INC
COM
62944T105
863
180
SH
SOLE
NONE
180
0
0
OCUGEN INC
COM
67577C105
101
14000
SH
SOLE
NONE
14000
0
0
OPTION CARE HEALTH INC
COM NEW
68404L201
201
8270
SH
SOLE
NONE
8270
0
0
OPPFI INC
*W EXP 07/20/202
68386H111
31
19850
SH
SOLE
NONE
19850
0
0
PAYCHEX INC
COM
704326107
450
4000
SH
SOLE
NONE
4000
0
0
PONO CAPITAL CORP
UNIT 09/30/2028
732450200
1327
130000
SH
SOLE
NONE
130000
0
0
PILGRIMS PRIDE CORP
COM
72147K108
230
7902
SH
SOLE
NONE
7902
0
0
QUEST RESOURCE HLDG CORP
COM NEW
74836W203
221
36161
SH
SOLE
NONE
36161
0
0
ROCKY BRANDS INC
COM
774515100
938
19695
SH
SOLE
NONE
19695
0
0
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
183
15569
SH
SOLE
NONE
15569
0
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
607
8800
SH
SOLE
NONE
8800
0
0
SPECTRUM BRANDS HLDGS INC NE
COM
84790A105
229
2396
SH
SOLE
NONE
2396
0
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
1197
78000
SH
SOLE
NONE
78000
0
0
STRATTEC SEC CORP
COM
863111100
1473
37858
SH
SOLE
NONE
37858
0
0
CUSHING NEXTGEN INFRA INCM F
COM
231647207
596
12665
SH
SOLE
NONE
12665
0
0
TRANSACT TECHNOLOGIES INC
COM
892918103
455
32711
SH
SOLE
NONE
32711
0
0
ECOFIN SUSTAINABLE AND SOCIA
COM SH BEN INT
27901F109
1076
77246
SH
SOLE
NONE
77246
0
0
TILLYS INC
CL A
886885102
698
49803
SH
SOLE
NONE
49803
0
0
TORTOISE PWR & ENERGY INFRAS
COM
89147X104
1162
87745
SH
SOLE
NONE
87745
0
0
TESLA INC
COM
88160R101
6592
8500
SH
SOLE
NONE
8500
0
0
TORTOISE PIPELINE & ENERGY F
COM
89148H207
2084
87033
SH
SOLE
NONE
87033
0
0
TILE SHOP HLDGS INC
COM
88677Q109
130
16949
SH
SOLE
NONE
16949
0
0
TORTOISE ENERGY INFRA CORP
COM
89147L886
4035
148904
SH
SOLE
NONE
148904
0
0
NET 1 UEPS TECHNOLOGIES INC
COM NEW
64107N206
273
58804
SH
SOLE
NONE
58804
0
0
UBIQUITI INC
COM
90353W103
597
2000
SH
SOLE
NONE
2000
0
0
WHEELS UP EXPERIENCE INC
*W EXP 07/13/202
96328L114
44
35000
SH
SOLE
NONE
35000
0
0
VISA INC
COM CL A
92826C839
1559
7000
SH
SOLE
NONE
7000
0
0
VERU INC
COM
92536C103
95
11179
SH
SOLE
NONE
11179
0
0
VIRTU FINL INC
CL A
928254101
782
32000
SH
SOLE
NONE
32000
0
0
VIEMED HEALTHCARE INC
COM
92663R105
92
16500
SH
SOLE
NONE
16500
0
0
VALMONT INDS INC
COM
920253101
305
1299
SH
SOLE
NONE
1299
0
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
227
10382
SH
SOLE
NONE
10382
0
0
VERSO CORP
CL A
92531L207
612
29488
SH
SOLE
NONE
29488
0
0
VALVOLINE INC
COM
92047W101
322
10324
SH
SOLE
NONE
10324
0
0
VIDLER WATER RESOUCES INC
COM
92660E107
536
47058
SH
SOLE
NONE
47058
0
0
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
339
16151
SH
SOLE
NONE
16151
0
0
WINMARK CORP
COM
974250102
203
946
SH
SOLE
NONE
946
0
0
ALASKA AIR GROUP INC
Call
011659909
1606
27400
SH
Call
SOLE
NONE
27400
0
0
APPHARVEST INC
Put
03783T953
717
110000
SH
Put
SOLE
NONE
110000
0
0
BEYOND MEAT INC
Put
08862E959
3158
30000
SH
Put
SOLE
NONE
30000
0
0
BIONANO GENOMICS INC
Put
09075F957
1186
215700
SH
Put
SOLE
NONE
215700
0
0
BLINK CHARGING CO
Put
09354A950
2443
85400
SH
Put
SOLE
NONE
85400
0
0
CAMECO CORP
Call
13321L908
1087
50000
SH
Call
SOLE
NONE
50000
0
0
CEL-SCI CORP
Put
150837957
1003
91300
SH
Put
SOLE
NONE
91300
0
0
FACEBOOK INC
Call
30303M902
1018
3000
SH
Call
SOLE
NONE
3000
0
0
FORESIGHT AUTONOMOUS HLDGS L
Put
345523954
94
30000
SH
Put
SOLE
NONE
30000
0
0
FUELCELL ENERGY INC
Put
35952H951
335
50000
SH
Put
SOLE
NONE
50000
0
0
HOME DEPOT INC
Call
437076902
525
1600
SH
Call
SOLE
NONE
1600
0
0
HUMANIGEN INC
Call
444863903
93
15700
SH
Call
SOLE
NONE
15700
0
0
INOVIO PHARMACEUTICALS INC
Put
45773H951
548
76600
SH
Put
SOLE
NONE
76600
0
0
INVESCO QQQ TR
Call
46090E903
8591
24000
SH
Call
SOLE
NONE
24000
0
0
ISHARES TR
Call
464287904
5794
115000
SH
Call
SOLE
NONE
115000
0
0
LORDSTOWN MOTORS CORP
Put
54405Q950
1182
148100
SH
Put
SOLE
NONE
148100
0
0
MICROVISION INC DEL
Put
594960954
4111
372000
SH
Put
SOLE
NONE
372000
0
0
NIKOLA CORP
Put
654110955
5762
540000
SH
Put
SOLE
NONE
540000
0
0
OATLY GROUP AB
Put
67421J958
1585
104800
SH
Put
SOLE
NONE
104800
0
0
OCUGEN INC
Put
67577C955
2013
280400
SH
Put
SOLE
NONE
280400
0
0
PELOTON INTERACTIVE INC
Put
70614W950
435
5000
SH
Put
SOLE
NONE
5000
0
0
PLUG POWER INC
Put
72919P952
766
30000
SH
Put
SOLE
NONE
30000
0
0
SPDR S&P 500 ETF TR
Call
78462F903
10085
23500
SH
Call
SOLE
NONE
23500
0
0
SILICON MOTION TECHNOLOGY CO
Call
82706C908
235
3400
SH
Call
SOLE
NONE
3400
0
0
TESLA INC
Call
88160R901
19387
25000
SH
Call
SOLE
NONE
25000
0
0
TESLA INC
Put
88160R951
61340
79100
SH
Put
SOLE
NONE
79100
0
0
VIRGIN GALACTIC HOLDINGS INC
Put
92766K956
2070
81800
SH
Put
SOLE
NONE
81800
0
0
VUZIX CORP
Put
92921W950
468
44700
SH
Put
SOLE
NONE
44700
0
0
WORKHORSE GROUP INC
Put
98138J956
765
100000
SH
Put
SOLE
NONE
100000
0
0
YALLA GROUP LTD
Put
98459U953
173
22800
SH
Put
SOLE
NONE
22800
0
0
NANO X IMAGING LTD
Put
M70700955
403
17900
SH
Put
SOLE
NONE
17900
0
0