0001398344-21-000747.txt : 20210113 0001398344-21-000747.hdr.sgml : 20210113 20210113144012 ACCESSION NUMBER: 0001398344-21-000747 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210113 DATE AS OF CHANGE: 20210113 EFFECTIVENESS DATE: 20210113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Iron Financial, LLC CENTRAL INDEX KEY: 0001595509 IRS NUMBER: 262409128 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15674 FILM NUMBER: 21525894 BUSINESS ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 847-715-3200 MAIL ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001595509 XXXXXXXX 12-31-2020 12-31-2020 false Iron Financial, LLC

630 DUNDEE ROAD, SUITE 200 NORTHBROOK IL 60062

13F HOLDINGS REPORT 028-15674 N Richard Lakin 847-715-3200 /s/ Richard Lakin Northbrook IL 01-13-2021 0 122 198687 INFORMATION TABLE 2 fp0061115_13fhr-table.xml 13F INFORMATION TABLE ISHARES TR BROAD USD HIGH 46435U853 904 21900 SH SOLE 21900 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 351 3441 SH SOLE 0 0 3441 ISHARES TR CORE 1 5 YR USD 46432F859 951 18414 SH SOLE 0 0 18414 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 2669 49189 SH SOLE 0 0 49189 HARTFORD FDS EXCHANGE TRADED TOTAL RTRN ETF 41653L305 25221 604230 SH SOLE 0 0 604230 CAMBRIA ETF TR TAIL RISK 132061862 218 10595 SH SOLE 0 0 10595 PROSHARES TR PSHS ULTRA QQQ 74347R206 530 4600 SH SOLE 0 0 4600 ISHARES INC JP MRG EM CRP BD 464286251 6423 120967 SH SOLE 0 0 120967 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 250 6940 SH SOLE 0 0 6940 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 251 4298 SH SOLE 0 0 4298 ISHARES TR MSCI EMG MKT ETF 464287234 313 6052 SH SOLE 0 0 6052 MERCADOLIBRE INC COM 58733R102 343 205 SH SOLE 0 0 205 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 367 7326 SH SOLE 0 0 7326 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 845 3631 SH SOLE 0 0 3631 VANGUARD STAR FDS VG TL INTL STK F 921909768 1314 21841 SH SOLE 0 0 21841 ISHARES TR MSCI EAFE ETF 464287465 1586 21732 SH SOLE 0 0 21732 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2656 62991 SH SOLE 0 0 62991 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 5083 150604 SH SOLE 0 0 150604 ISHARES INC MSCI GBL MIN VOL 464286525 16151 166655 SH SOLE 0 0 166655 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 245 13397 SH SOLE 0 0 13397 ISHARES GOLD TRUST ISHARES 464285105 402 22155 SH SOLE 0 0 22155 SPDR GOLD TR GOLD SHS 78463V107 623 3493 SH SOLE 0 0 3493 ISHARES TR MBS ETF 464288588 9647 87595 SH SOLE 0 0 87595 AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 46 10000 SH SOLE 0 0 10000 DNP SELECT INCOME FD INC COM 23325P104 130 12682 SH SOLE 0 0 12682 SENSEONICS HLDGS INC COM 81727U105 15 17000 SH SOLE 0 0 17000 TILRAY INC COM CL 2 88688T100 192 23200 SH SOLE 0 0 23200 AMC ENTMT HLDGS INC CL A COM 00165C104 87 41000 SH SOLE 0 0 41000 ADVANCED MICRO DEVICES INC COM 007903107 205 2231 SH SOLE 0 0 2231 WOODWARD INC COM 980745103 208 1708 SH SOLE 0 0 1708 CHIPOTLE MEXICAN GRILL INC COM 169656105 208 150 SH SOLE 0 0 150 ISHARES TR RUSSELL 2000 ETF 464287655 210 1069 SH SOLE 0 0 1069 MONSTER BEVERAGE CORP NEW COM 61174X109 217 2344 SH SOLE 0 0 2344 BK OF AMERICA CORP COM 060505104 222 7330 SH SOLE 0 0 7330 BOEING CO COM 097023105 224 1047 SH SOLE 0 0 1047 INTUITIVE SURGICAL INC COM NEW 46120E602 227 277 SH SOLE 0 0 277 MORGAN STANLEY COM NEW 617446448 230 3357 SH SOLE 0 0 3357 SPDR SER TR AEROSPACE DEF 78464A631 235 2052 SH SOLE 0 0 2052 BOOKING HOLDINGS INC COM 09857L108 238 107 SH SOLE 0 0 107 CERNER CORP COM 156782104 239 3043 SH SOLE 0 0 3043 WALMART INC COM 931142103 245 1700 SH SOLE 0 0 1700 NIKE INC CL B 654106103 248 1754 SH SOLE 0 0 1754 ISHARES TR IBOXX INV CP ETF 464287242 249 1801 SH SOLE 0 0 1801 ISHARES TR CORE S&P500 ETF 464287200 254 677 SH SOLE 0 0 677 HUMANA INC COM 444859102 263 640 SH SOLE 0 0 640 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 266 4246 SH SOLE 0 0 4246 TEXAS INSTRS INC COM 882508104 268 1634 SH SOLE 0 0 1634 QUALCOMM INC COM 747525103 269 1763 SH SOLE 0 0 1763 ISHARES TR CORE S&P TTL STK 464287150 278 3227 SH SOLE 0 0 3227 ISHARES TR SELECT DIVID ETF 464287168 286 2970 SH SOLE 0 0 2970 HOME DEPOT INC COM 437076102 286 1077 SH SOLE 0 0 1077 CLOROX CO DEL COM 189054109 306 1516 SH SOLE 0 0 1516 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 314 1204 SH SOLE 0 0 1204 VANGUARD WORLD FDS INF TECH ETF 92204A702 318 897 SH SOLE 0 0 897 ISHARES TR RUS 1000 GRW ETF 464287614 324 1344 SH SOLE 0 0 1344 UNITEDHEALTH GROUP INC COM 91324P102 332 948 SH SOLE 0 0 948 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 333 3500 SH SOLE 0 0 3500 LYFT INC CL A COM 55087P104 354 7214 SH SOLE 0 0 7214 STARBUCKS CORP COM 855244109 362 3387 SH SOLE 0 0 3387 BLACKSTONE GROUP INC COM CL A 09260D107 366 5651 SH SOLE 0 0 5651 MASTERCARD INCORPORATED CL A 57636Q104 376 1055 SH SOLE 0 0 1055 ALPHABET INC CAP STK CL C 02079K107 398 227 SH SOLE 0 0 227 ALPHABET INC CAP STK CL A 02079K305 401 229 SH SOLE 0 0 229 AT&T INC COM 00206R102 414 14397 SH SOLE 0 0 14397 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 415 2669 SH SOLE 0 0 2669 ABBOTT LABS COM 002824100 427 3903 SH SOLE 0 0 3903 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 438 4815 SH SOLE 0 0 4815 VERIZON COMMUNICATIONS INC COM 92343V104 451 7676 SH SOLE 0 0 7676 VISA INC COM CL A 92826C839 454 2075 SH SOLE 0 0 2075 ISHARES TR RUS MD CP GR ETF 464287481 492 4790 SH SOLE 0 0 4790 PELOTON INTERACTIVE INC CL A COM 70614W100 527 3475 SH SOLE 0 0 3475 NVIDIA CORPORATION COM 67066G104 536 1026 SH SOLE 0 0 1026 FACEBOOK INC CL A 30303M102 539 1972 SH SOLE 0 0 1972 ABBVIE INC COM 00287Y109 554 5172 SH SOLE 0 0 5172 DISNEY WALT CO COM 254687106 574 3169 SH SOLE 0 0 3169 VANGUARD INDEX FDS GROWTH ETF 922908736 783 3092 SH SOLE 0 0 3092 PROCTER AND GAMBLE CO COM 742718109 794 5707 SH SOLE 0 0 5707 INTEL CORP COM 458140100 850 17059 SH SOLE 0 0 17059 JOHNSON & JOHNSON COM 478160104 861 5473 SH SOLE 0 0 5473 DOCUSIGN INC COM 256163106 973 4375 SH SOLE 0 0 4375 CBOE GLOBAL MKTS INC COM 12503M108 1034 11100 SH SOLE 0 0 11100 TESLA INC COM 88160R101 1051 1489 SH SOLE 0 0 1489 JPMORGAN CHASE & CO COM 46625H100 1098 8644 SH SOLE 0 0 8644 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1701 12049 SH SOLE 0 0 12049 MICROSOFT CORP COM 594918104 2171 9760 SH SOLE 0 0 9760 AMAZON COM INC COM 023135106 3149 967 SH SOLE 0 0 967 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 7301 117760 SH SOLE 0 0 117760 LEGG MASON ETF INVT TR CLRBRG GWT ETF 524682101 7512 170577 SH SOLE 0 0 170577 ISHARES TR MSCI USA MIN VOL 46429B697 7611 112120 SH SOLE 0 0 112120 SPDR SER TR PORTFOLI S&P1500 78464A805 9840 213504 SH SOLE 0 0 213504 VANGUARD INDEX FDS TOTAL STK MKT 922908769 10028 51523 SH SOLE 0 0 51523 APPLE INC COM 037833100 10116 76238 SH SOLE 0 0 76238 SPDR S&P 500 ETF TR TR UNIT 78462F103 13079 34981 SH SOLE 0 0 34981 CME GROUP INC COM 12572Q105 16131 88606 SH SOLE 0 0 88606 ETSY INC NOTE 3/0 29786AAC0 49 10000 SH SOLE 0 0 10000 AIR TRANSPORT SERVICES GRP I NOTE 1.125%10/1 00922RAB1 71 60000 SH SOLE 0 0 60000 NRG ENERGY INC DBCV 2.750% 6/0 629377CG5 170 150000 SH SOLE 0 0 150000 PDC ENERGY INC NOTE 1.125% 9/1 69327RAD3 180 185000 SH SOLE 0 0 185000 GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 273 270000 SH SOLE 0 0 270000 REDWOOD TR INC NOTE 4.750% 8/1 758075AC9 278 295000 SH SOLE 0 0 295000 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 295 275000 SH SOLE 0 0 275000 SSR MNG INC NOTE 2.500% 4/0 784730AB9 297 215000 SH SOLE 0 0 215000 CSG SYS INTL INC NOTE 4.250% 3/1 126349AF6 305 290000 SH SOLE 0 0 290000 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 313 270000 SH SOLE 0 0 270000 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 313 290000 SH SOLE 0 0 290000 PACIRA BIOSCIENCES INC NOTE 2.375% 4/0 695127AD2 321 280000 SH SOLE 0 0 280000 KAMAN CORP NOTE 3.250% 5/0 483548AF0 328 285000 SH SOLE 0 0 285000 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 331 310000 SH SOLE 0 0 310000 ATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0 049164BH8 342 330000 SH SOLE 0 0 330000 CTRIP COM INTL LTD NOTE 1.250% 9/1 22943FAM2 343 360000 SH SOLE 0 0 360000 VIAVI SOLUTIONS INC NOTE 1.750% 6/0 925550AE5 346 280000 SH SOLE 0 0 280000 PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 358 330000 SH SOLE 0 0 330000 ILLUMINA INC NOTE 8/1 452327AK5 361 320000 SH SOLE 0 0 320000 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 374 265000 SH SOLE 0 0 265000 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 390 315000 SH SOLE 0 0 315000 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 400 320000 SH SOLE 0 0 320000 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 401 310000 SH SOLE 0 0 310000 SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 426 310000 SH SOLE 0 0 310000 MERITOR INC NOTE 3.250%10/1 59001KAF7 453 395000 SH SOLE 0 0 395000 FINISAR CORP NOTE 0.500%12/1 31787AAP6 487 485000 SH SOLE 0 0 485000 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 503 300000 SH SOLE 0 0 300000 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AF1 506 250000 SH SOLE 0 0 250000