The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| VANGUARD STAR FD | VG TL INTL STK F | 921909768 | 3,045 | 64,494 | SH | SOLE | 0 | 0 | 64,494 | ||
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 888 | 19,482 | SH | SOLE | 0 | 0 | 19,482 | ||
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 2,049 | 63,315 | SH | SOLE | 0 | 0 | 63,315 | ||
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 7,810 | 295,277 | SH | SOLE | 0 | 0 | 295,277 | ||
| FLEXSHARES TR | GLB QLT R/E IDX | 33939L787 | 3,634 | 65,465 | SH | SOLE | 0 | 0 | 65,465 | ||
| MICRON TECHNOLOGY INC | COM | 595112103 | 222 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
| ABBOTT LABS | COM | 002824100 | 280 | 3,865 | SH | SOLE | 0 | 0 | 3,865 | ||
| AMAZON COM INC | COM | 023135106 | 1,298 | 864 | SH | SOLE | 0 | 0 | 864 | ||
| APPLE INC | COM | 037833100 | 3,305 | 20,954 | SH | SOLE | 0 | 0 | 20,954 | ||
| BAUSCH HEALTH COS INC | COM | 071734107 | 371 | 20,094 | SH | SOLE | 0 | 0 | 20,094 | ||
| DISNEY WALT CO | COM DISNEY | 254687106 | 331 | 3,017 | SH | SOLE | 0 | 0 | 3,017 | ||
| HOME DEPOT INC | COM | 437076102 | 201 | 1,167 | SH | SOLE | 0 | 0 | 1,167 | ||
| INTEL CORP | COM | 458140100 | 714 | 15,205 | SH | SOLE | 0 | 0 | 15,205 | ||
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | 253 | 6,479 | SH | SOLE | 0 | 0 | 6,479 | ||
| ISHARES TR | MSCI EAFE ETF | 464287465 | 1,297 | 22,073 | SH | SOLE | 0 | 0 | 22,073 | ||
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 209 | 1,559 | SH | SOLE | 0 | 0 | 1,559 | ||
| JOHNSON & JOHNSON | COM | 478160104 | 621 | 4,811 | SH | SOLE | 0 | 0 | 4,811 | ||
| MICROSOFT CORP | COM | 594918104 | 741 | 7,299 | SH | SOLE | 0 | 0 | 7,299 | ||
| PNC FINL SVCS GROUP INC | COM | 693475105 | 676 | 5,782 | SH | SOLE | 0 | 0 | 5,782 | ||
| PROCTER AND GAMBLE CO | COM | 742718109 | 439 | 4,779 | SH | SOLE | 0 | 0 | 4,779 | ||
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 275 | 5,583 | SH | SOLE | 0 | 0 | 5,583 | ||
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 228 | 1,724 | SH | SOLE | 0 | 0 | 1,724 | ||
| VANGUARD GROUP | DIV APP ETF | 921908844 | 1,332 | 13,603 | SH | SOLE | 0 | 0 | 13,603 | ||
| VANGUARD ADMIRAL FDS INC | MIDCP 400 IDX | 921932885 | 315 | 2,814 | SH | SOLE | 0 | 0 | 2,814 | ||
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 240 | 4,930 | SH | SOLE | 0 | 0 | 4,930 | ||
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 291 | 2,163 | SH | SOLE | 0 | 0 | 2,163 | ||
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 9,685 | 75,882 | SH | SOLE | 0 | 0 | 75,882 | ||
| AT&T INC | COM | 00206R102 | 277 | 9,721 | SH | SOLE | 0 | 0 | 9,721 | ||
| ABBVIE INC | COM | 00287Y109 | 341 | 3,701 | SH | SOLE | 0 | 0 | 3,701 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 307 | 2,237 | SH | SOLE | 0 | 0 | 2,237 | ||
| ALPHABET INC | CAP STK CL C | 02079K107 | 252 | 243 | SH | SOLE | 0 | 0 | 243 | ||
| ALPHABET INC | CAP STK CL A | 02079K305 | 225 | 215 | SH | SOLE | 0 | 0 | 215 | ||
| BARCLAYS BK PLC | IPATH S&P500 VIX | 06746L422 | 891 | 19,010 | SH | SOLE | 0 | 0 | 19,010 | ||
| CBOE GLOBAL MARKETS INC | COM | 12503M108 | 1,091 | 11,150 | SH | SOLE | 0 | 0 | 11,150 | ||
| CME GROUP INC | COM CL A | 12572Q105 | 18,414 | 97,886 | SH | SOLE | 0 | 0 | 97,886 | ||
| DNP SELECT INCOME FD | COM | 23325P104 | 115 | 11,078 | SH | SOLE | 0 | 0 | 11,078 | ||
| FREEPORT-MCMORAN INC | CL B | 35671D857 | 137 | 13,291 | SH | SOLE | 0 | 0 | 13,291 | ||
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 202 | 2,214 | SH | SOLE | 0 | 0 | 2,214 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 672 | 6,888 | SH | SOLE | 0 | 0 | 6,888 | ||
| MOLINA HEALTHCARE INC | COM | 60855R100 | 349 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 20,421 | 81,708 | SH | SOLE | 39,574 | 0 | 42,134 | ||
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 595 | 4,908 | SH | SOLE | 0 | 0 | 4,908 | ||
| SPDR SERIES TRUST | PORTFOLIO TL STK | 78464A805 | 16,585 | 536,545 | SH | SOLE | 0 | 0 | 536,545 | ||
| SALESFORCE COM INC | COM | 79466L302 | 459 | 3,350 | SH | SOLE | 0 | 0 | 3,350 | ||
| THE TRADE DESK INC | COM CL A | 88339J105 | 201 | 1,730 | SH | SOLE | 0 | 0 | 1,730 | ||
| TRIMTABS ETF TR | ALL CAP US FREE | 89628W302 | 10,761 | 342,555 | SH | SOLE | 0 | 0 | 342,555 | ||
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 426 | 7,570 | SH | SOLE | 0 | 0 | 7,570 | ||
| AMAG PHARMACEUTICALS INC | NOTE 3.250% 6/0 | 00163UAD8 | 495 | 540,000 | SH | SOLE | 0 | 0 | 540,000 | ||
| ALLSCRIPTS HEALTHCARE SOLUTN | NOTE 1.250% 7/0 | 01988PAD0 | 543 | 560,000 | SH | SOLE | 0 | 0 | 560,000 | ||
| ATLAS AIR WORLDWIDE HLDGS IN | NOTE 2.250% 6/0 | 049164BH8 | 309 | 320,000 | SH | SOLE | 0 | 0 | 320,000 | ||
| BIOMARIN PHARMACEUTICAL INC | NOTE 1.500%10/1 | 09061GAF8 | 513 | 460,000 | SH | SOLE | 0 | 0 | 460,000 | ||
| CSG SYS INTL INC | NOTE 4.250% 3/1 | 126349AF6 | 567 | 565,000 | SH | SOLE | 0 | 0 | 565,000 | ||
| CALAMP CORP | NOTE 1.625% 5/1 | 128126AB5 | 524 | 550,000 | SH | SOLE | 0 | 0 | 550,000 | ||
| CTRIP COM INTL LTD | NOTE 1.250% 9/1 | 22943FAM2 | 480 | 495,000 | SH | SOLE | 0 | 0 | 495,000 | ||
| DYCOM INDS INC | NOTE 0.750% 9/1 | 267475AB7 | 521 | 560,000 | SH | SOLE | 0 | 0 | 560,000 | ||
| ECHO GLOBAL LOGISTICS INC | NOTE 2.500% 5/0 | 27875TAA9 | 525 | 540,000 | SH | SOLE | 0 | 0 | 540,000 | ||
| FINISAR CORP | NOTE 0.500%12/1 | 31787AAP6 | 527 | 555,000 | SH | SOLE | 0 | 0 | 555,000 | ||
| GREENBRIER COS INC | NOTE 2.875% 2/0 | 393657AK7 | 199 | 200,000 | SH | SOLE | 0 | 0 | 200,000 | ||
| ILLUMINA INC | NOTE 0.500% 6/1 | 452327AH2 | 26 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
| INTERDIGITAL INC | NOTE 1.500% 3/0 | 458660AD9 | 544 | 515,000 | SH | SOLE | 0 | 0 | 515,000 | ||
| ISIS PHARMACEUTICALS INC DEL | NOTE 1.000%11/1 | 464337AJ3 | 546 | 510,000 | SH | SOLE | 0 | 0 | 510,000 | ||
| J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 591 | 515,000 | SH | SOLE | 0 | 0 | 515,000 | ||
| KAMAN CORP | NOTE 3.250% 5/0 | 483548AF0 | 503 | 470,000 | SH | SOLE | 0 | 0 | 470,000 | ||
| MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AF1 | 457 | 465,000 | SH | SOLE | 0 | 0 | 465,000 | ||
| NATIONAL HEALTH INVS INC | NOTE 3.250% 4/0 | 63633DAE4 | 496 | 450,000 | SH | SOLE | 0 | 0 | 450,000 | ||
| NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 592 | 560,000 | SH | SOLE | 0 | 0 | 560,000 | ||
| OSI SYSTEMS INC | NOTE 1.250% 9/0 | 671044AD7 | 489 | 525,000 | SH | SOLE | 0 | 0 | 525,000 | ||
| ON SEMICONDUCTOR CORP | NOTE 1.000%12/0 | 682189AK1 | 452 | 410,000 | SH | SOLE | 0 | 0 | 410,000 | ||
| PDC ENERGY INC | NOTE 1.125% 9/1 | 69327RAD3 | 369 | 415,000 | SH | SOLE | 0 | 0 | 415,000 | ||
| PACIRA PHARMACEUTICALS INC | NOTE 2.375% 4/0 | 695127AD2 | 339 | 340,000 | SH | SOLE | 0 | 0 | 340,000 | ||
| PRICELINE GRP INC | NOTE 0.900% 9/1 | 741503AX4 | 531 | 480,000 | SH | SOLE | 0 | 0 | 480,000 | ||
| REDWOOD TR INC | NOTE 4.750% 8/1 | 758075AC9 | 481 | 515,000 | SH | SOLE | 0 | 0 | 515,000 | ||
| ROVI CORP | NOTE 0.500% 3/0 | 779376AD4 | 428 | 450,000 | SH | SOLE | 0 | 0 | 450,000 | ||
| SM ENERGY CO | NOTE 1.500% 7/0 | 78454LAM2 | 276 | 295,000 | SH | SOLE | 0 | 0 | 295,000 | ||
| SEACOR HOLDINGS INC | NOTE 3.000%11/1 | 81170YAB5 | 482 | 520,000 | SH | SOLE | 0 | 0 | 520,000 | ||
| SILICON LABORATORIES INC | NOTE 1.375% 3/0 | 826919AB8 | 536 | 505,000 | SH | SOLE | 0 | 0 | 505,000 | ||
| TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 558 | 470,000 | SH | SOLE | 0 | 0 | 470,000 | ||
| VECTOR GROUP LTD | FRNT 4/1 | 92240MBC1 | 538 | 530,000 | SH | SOLE | 0 | 0 | 530,000 | ||
| VERINT SYS INC | NOTE 1.500% 6/0 | 92343XAA8 | 542 | 560,000 | SH | SOLE | 0 | 0 | 560,000 | ||