The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMAG PHARMACEUTICALS INC | Convertible Securities | 00163UAD8 | 455 | 445,000 | SH | SOLE | 0 | 0 | 445,000 | ||
| ALLSCRIPTS HEALTHCARE SOLUTN | Convertible Securities | 01988PAD0 | 616 | 605,000 | SH | SOLE | 0 | 0 | 605,000 | ||
| BIOMARIN PHARMACEUTICAL INC | Convertible Securities | 09061GAF8 | 647 | 545,000 | SH | SOLE | 0 | 0 | 545,000 | ||
| CSG SYS INTL INC | Convertible Securities | 126349AF6 | 665 | 625,000 | SH | SOLE | 0 | 0 | 625,000 | ||
| CALAMP CORP | Convertible Securities | 128126AB5 | 657 | 615,000 | SH | SOLE | 0 | 0 | 615,000 | ||
| CEMEX SAB DE CV | Convertible Securities | 151290BR3 | 541 | 535,000 | SH | SOLE | 0 | 0 | 535,000 | ||
| CIENA CORP | Convertible Securities | 171779AK7 | 804 | 570,000 | SH | SOLE | 0 | 0 | 570,000 | ||
| CTRIP COM INTL LTD | Convertible Securities | 22943FAM2 | 561 | 545,000 | SH | SOLE | 0 | 0 | 545,000 | ||
| DYCOM INDS INC | Convertible Securities | 267475AB7 | 29 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
| ECHO GLOBAL LOGISTICS INC | Convertible Securities | 27875TAA9 | 623 | 600,000 | SH | SOLE | 0 | 0 | 600,000 | ||
| FINISAR CORP | Convertible Securities | 31787AAP6 | 563 | 620,000 | SH | SOLE | 0 | 0 | 620,000 | ||
| HERBALIFE LTD | Convertible Securities | 42703MAB9 | 501 | 385,000 | SH | SOLE | 0 | 0 | 385,000 | ||
| HURON CONSULTING GROUP INC | Convertible Securities | 447462AB8 | 523 | 555,000 | SH | SOLE | 0 | 0 | 555,000 | ||
| ILLUMINA INC | Convertible Securities | 452327AH2 | 13 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
| INTEGRATED DEVICE TECHNOLOGY | Convertible Securities | 458118AC0 | 656 | 575,000 | SH | SOLE | 0 | 0 | 575,000 | ||
| INTERDIGITAL INC | Convertible Securities | 458660AD9 | 671 | 545,000 | SH | SOLE | 0 | 0 | 545,000 | ||
| ISIS PHARMACEUTICALS INC DEL | Convertible Securities | 464337AJ3 | 561 | 570,000 | SH | SOLE | 0 | 0 | 570,000 | ||
| J2 GLOBAL INC | Convertible Securities | 48123VAC6 | 778 | 575,000 | SH | SOLE | 0 | 0 | 575,000 | ||
| KAMAN CORP | Convertible Securities | 483548AF0 | 79 | 65,000 | SH | SOLE | 0 | 0 | 65,000 | ||
| MICROCHIP TECHNOLOGY INC | Convertible Securities | 595017AF1 | 514 | 440,000 | SH | SOLE | 0 | 0 | 440,000 | ||
| NATIONAL HEALTH INVS INC | Convertible Securities | 63633DAE4 | 556 | 495,000 | SH | SOLE | 0 | 0 | 495,000 | ||
| NUVASIVE INC | Convertible Securities | 670704AG0 | 664 | 610,000 | SH | SOLE | 0 | 0 | 610,000 | ||
| PDC ENERGY INC | Convertible Securities | 69327RAD3 | 508 | 485,000 | SH | SOLE | 0 | 0 | 485,000 | ||
| PACIRA PHARMACEUTICALS INC | Convertible Securities | 695127AD2 | 28 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
| PANDORA MEDIA INC | Convertible Securities | 698354AB3 | 576 | 600,000 | SH | SOLE | 0 | 0 | 600,000 | ||
| PRICELINE GRP INC | Convertible Securities | 741503AX4 | 647 | 540,000 | SH | SOLE | 0 | 0 | 540,000 | ||
| RPM INTL INC | Convertible Securities | 749685AT0 | 602 | 495,000 | SH | SOLE | 0 | 0 | 495,000 | ||
| RTW HLDGS INC | Convertible Securities | 749772AB5 | 270 | 265,000 | SH | SOLE | 0 | 0 | 265,000 | ||
| REDWOOD TR INC | Convertible Securities | 758075AC9 | 64 | 65,000 | SH | SOLE | 0 | 0 | 65,000 | ||
| ROVI CORP | Convertible Securities | 779376AD4 | 499 | 525,000 | SH | SOLE | 0 | 0 | 525,000 | ||
| SM ENERGY CO | Convertible Securities | 78454LAM2 | 322 | 310,000 | SH | SOLE | 0 | 0 | 310,000 | ||
| SPDR SERIES TRUST | ETF | 78464A417 | 1,858 | 52,356 | SH | SOLE | 52,356 | 0 | 0 | ||
| SEACOR HOLDINGS INC | Convertible Securities | 81170YAB5 | 569 | 580,000 | SH | SOLE | 0 | 0 | 580,000 | ||
| TERADYNE INC | Convertible Securities | 880770AG7 | 639 | 480,000 | SH | SOLE | 0 | 0 | 480,000 | ||
| VECTOR GROUP LTD | Convertible Securities | 92240MBC1 | 644 | 605,000 | SH | SOLE | 0 | 0 | 605,000 | ||
| VERINT SYS INC | Convertible Securities | 92343XAA8 | 614 | 625,000 | SH | SOLE | 0 | 0 | 625,000 | ||
| APPLE INC | US Equities | 037833100 | 3,959 | 21,387 | SH | SOLE | 0 | 0 | 21,387 | ||
| ABBVIE INC | US Equities | 00287Y109 | 330 | 3,563 | SH | SOLE | 0 | 0 | 3,563 | ||
| ABBOTT LABS | US Equities | 002824100 | 203 | 3,335 | SH | SOLE | 0 | 0 | 3,335 | ||
| AMAZON COM INC | US Equities | 023135106 | 1,355 | 797 | SH | SOLE | 0 | 0 | 797 | ||
| VANECK VECTORS ETF TR | ETF | 92189F437 | 2,941 | 102,529 | SH | SOLE | 102,529 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | US Equities | 01609W102 | 559 | 3,012 | SH | SOLE | 0 | 0 | 3,012 | ||
| BANK AMER CORP | US Equities | 060505104 | 204 | 7,234 | SH | SOLE | 0 | 0 | 7,234 | ||
| BANK AMER CORP | US Equities | 060505104 | 1 | 1,000,000 | SH | SOLE | 0 | 0 | 1,000,000 | ||
| BANK AMER CORP | US Equities | 060505104 | 322 | 1,727 | SH | SOLE | 0 | 0 | 1,727 | ||
| CBOE GLOBAL MARKETS INC | US Equities | 12503M108 | 1,181 | 11,350 | SH | SOLE | 0 | 0 | 11,350 | ||
| CME GROUP INC | US Equities | 12572Q105 | 16,144 | 98,486 | SH | SOLE | 0 | 0 | 98,486 | ||
| CME GROUP INC | US Equities | 12572Q105 | 9 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
| DISNEY WALT CO | US Equities | 254687106 | 431 | 4,114 | SH | SOLE | 0 | 0 | 4,114 | ||
| DISNEY WALT CO | US Equities | 254687106 | 8 | 106,000 | SH | SOLE | 0 | 0 | 106,000 | ||
| DNP SELECT INCOME FD | US Equities | 23325P104 | 115 | 10,696 | SH | SOLE | 0 | 0 | 10,696 | ||
| ISHARES TR | US Equities | 464287234 | 343 | 7,910 | SH | SOLE | 0 | 0 | 7,910 | ||
| ISHARES TR | US Equities | 464287465 | 814 | 12,152 | SH | SOLE | 0 | 0 | 12,152 | ||
| ISHARES TR | US Equities | 464287465 | 182 | 29,145 | SH | SOLE | 0 | 0 | 29,145 | ||
| ISHARES TR | US Equities | 464287465 | 30 | 12,890 | SH | SOLE | 0 | 0 | 12,890 | ||
| FORTRESS TRANS INFRST INVS L | US Equities | 34960P101 | 253 | 14,000 | SH | SOLE | 0 | 0 | 14,000 | ||
| GENERAL ELECTRIC CO | US Equities | 369604103 | 178 | 13,102 | SH | SOLE | 0 | 0 | 13,102 | ||
| GENERAL ELECTRIC CO | US Equities | 369604103 | 45 | 13,025 | SH | SOLE | 0 | 0 | 13,025 | ||
| SPDR GOLD TRUST | US Equities | 78463V107 | 333 | 2,808 | SH | SOLE | 0 | 0 | 2,808 | ||
| ALPHABET INC | US Equities | 02079K107 | 623 | 558 | SH | SOLE | 0 | 0 | 558 | ||
| ALPHABET INC | US Equities | 02079K305 | 537 | 476 | SH | SOLE | 0 | 0 | 476 | ||
| DBX ETF TR | ETF | 233051432 | 1,296 | 26,386 | SH | SOLE | 26,386 | 0 | 0 | ||
| ISHARES TR | ETF | 464288513 | 1,547 | 18,180 | SH | SOLE | 18,180 | 0 | 0 | ||
| FIRST TR EXCHANGE TRADED FD | US Equities | 33738D408 | 2,264 | 48,073 | SH | SOLE | 47,140 | 0 | 933 | ||
| INTEL CORP | US Equities | 458140100 | 788 | 15,855 | SH | SOLE | 0 | 0 | 15,855 | ||
| VANGUARD ADMIRAL FDS INC | US Equities | 921932885 | 370 | 2,814 | SH | SOLE | 0 | 0 | 2,814 | ||
| ISHARES TR | US Equities | 464287655 | 253 | 1,547 | SH | SOLE | 0 | 0 | 1,547 | ||
| JOHNSON & JOHNSON | US Equities | 478160104 | 572 | 4,710 | SH | SOLE | 0 | 0 | 4,710 | ||
| JPMORGAN CHASE & CO | US Equities | 46625H100 | 712 | 6,833 | SH | SOLE | 0 | 0 | 6,833 | ||
| PIMCO ETF TR | Fixed Income | 72201R833 | 17,905 | 176,320 | SH | SOLE | 0 | 0 | 176,320 | ||
| MICROSOFT CORP | US Equities | 594918104 | 714 | 7,240 | SH | SOLE | 0 | 0 | 7,240 | ||
| NETFLIX INC | (blank) | 64110L106 | 579 | 1,480 | SH | SOLE | 0 | 0 | 1,480 | ||
| NOKIA CORP | (blank) | 654902204 | 67 | 11,589 | SH | SOLE | 0 | 0 | 11,589 | ||
| NUTANIX INC | US Equities | 67059N108 | 278 | 5,400 | SH | SOLE | 0 | 0 | 5,400 | ||
| NVIDIA CORP | US Equities | 67066G104 | 276 | 1,165 | SH | SOLE | 0 | 0 | 1,165 | ||
| PROCTER AND GAMBLE CO | US Equities | 742718109 | 369 | 4,726 | SH | SOLE | 0 | 0 | 4,726 | ||
| INVESCO EXCHNG TRADED FD TR | ETF | 46138E719 | 1,784 | 97,542 | SH | SOLE | 97,542 | 0 | 0 | ||
| PNC FINL SVCS GROUP INC | US Equities | 693475105 | 781 | 5,782 | SH | SOLE | 0 | 0 | 5,782 | ||
| ISHARES TR | ETF | 46434V407 | 1,383 | 29,655 | SH | SOLE | 29,655 | 0 | 0 | ||
| SPDR SER TR | ETF | 78468R408 | 623 | 22,812 | SH | SOLE | 22,812 | 0 | 0 | ||
| SPDR INDEX SHS FDS | Foreign Equities | 78463X889 | 6,671 | 219,445 | SH | SOLE | 0 | 0 | 219,445 | ||
| SPDR INDEX SHS FDS | Foreign Equities | 78463X509 | 1,827 | 51,702 | SH | SOLE | 0 | 0 | 51,702 | ||
| SPDR SERIES TRUST | Corporate Bonds | 78464A474 | 13,401 | 444,338 | SH | SOLE | 0 | 0 | 444,338 | ||
| SPDR SERIES TRUST | US Equities | 78464A805 | 15,918 | 468,307 | SH | SOLE | 0 | 0 | 468,307 | ||
| SPDR S&P 500 ETF TR | US Equities | 78462F103 | 20,772 | 76,571 | SH | SOLE | 38,669 | 0 | 37,902 | ||
| AT&T INC | US Equities | 00206R102 | 393 | 12,225 | SH | SOLE | 0 | 0 | 12,225 | ||
| SSGA ACTIVE ETF TR | Fixed Income | 78467V848 | 11,846 | 249,119 | SH | SOLE | 0 | 0 | 249,119 | ||
| TRIMTABS ETF TR | US Equities | 89628W302 | 7,992 | 223,864 | SH | SOLE | 0 | 0 | 223,864 | ||
| UNITED TECHNOLOGIES CORP | US Equities | 913017109 | 307 | 1,974 | SH | SOLE | 0 | 0 | 1,974 | ||
| VANGUARD INTL EQUITY INDEX F | Foreign Equities | 922042775 | 1,143 | 22,051 | SH | SOLE | 0 | 0 | 22,051 | ||
| VANGUARD INTL EQUITY INDEX F | US Equities | 922042874 | 277 | 4,930 | SH | SOLE | 0 | 0 | 4,930 | ||
| VANGUARD GROUP | US Equities | 921908844 | 1,575 | 15,504 | SH | SOLE | 0 | 0 | 15,504 | ||
| VANGUARD INDEX FDS | US Equities | 922908363 | 279 | 1,117 | SH | SOLE | 0 | 0 | 1,117 | ||
| VALEANT PHARMACEUTICALS INTL | US Equities | 91911K102 | 483 | 20,794 | SH | SOLE | 0 | 0 | 20,794 | ||
| VANGUARD INDEX FDS | US Equities | 922908769 | 12,637 | 89,986 | SH | SOLE | 0 | 0 | 89,986 | ||
| VANGUARD INDEX FDS | US Equities | 922908736 | 211 | 1,410 | SH | SOLE | 0 | 0 | 1,410 | ||
| VANGUARD STAR FD | Foreign Equities | 921909768 | 4,515 | 83,465 | SH | SOLE | 0 | 0 | 83,465 | ||
| VERIZON COMMUNICATIONS INC | US Equities | 92343V104 | 340 | 6,756 | SH | SOLE | 0 | 0 | 6,756 | ||
| SELECT SECTOR SPDR TR | US Equities | 81369Y886 | 463 | 8,908 | SH | SOLE | 0 | 0 | 8,908 | ||