0001398344-18-010769.txt : 20180730 0001398344-18-010769.hdr.sgml : 20180730 20180730143730 ACCESSION NUMBER: 0001398344-18-010769 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180730 DATE AS OF CHANGE: 20180730 EFFECTIVENESS DATE: 20180730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Iron Financial, LLC CENTRAL INDEX KEY: 0001595509 IRS NUMBER: 262409128 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15674 FILM NUMBER: 18977250 BUSINESS ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 847-715-3200 MAIL ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001595509 XXXXXXXX 06-30-2018 06-30-2018 false Iron Financial, LLC

630 Dundee Road, Suite 200 Northbrook IL 60062

13F HOLDINGS REPORT 028-15674 N Richard Lakin 847-715-3200 /s/ Richard Lakin Northbrook IL 07-30-2018 0 99 184227 INFORMATION TABLE 2 fp0034717_13fhr-table.xml 13F INFORMATION TABLE AMAG PHARMACEUTICALS INC Convertible Securities 00163UAD8 455 445000 SH SOLE 0 0 445000 ALLSCRIPTS HEALTHCARE SOLUTN Convertible Securities 01988PAD0 616 605000 SH SOLE 0 0 605000 BIOMARIN PHARMACEUTICAL INC Convertible Securities 09061GAF8 647 545000 SH SOLE 0 0 545000 CSG SYS INTL INC Convertible Securities 126349AF6 665 625000 SH SOLE 0 0 625000 CALAMP CORP Convertible Securities 128126AB5 657 615000 SH SOLE 0 0 615000 CEMEX SAB DE CV Convertible Securities 151290BR3 541 535000 SH SOLE 0 0 535000 CIENA CORP Convertible Securities 171779AK7 804 570000 SH SOLE 0 0 570000 CTRIP COM INTL LTD Convertible Securities 22943FAM2 561 545000 SH SOLE 0 0 545000 DYCOM INDS INC Convertible Securities 267475AB7 29 25000 SH SOLE 0 0 25000 ECHO GLOBAL LOGISTICS INC Convertible Securities 27875TAA9 623 600000 SH SOLE 0 0 600000 FINISAR CORP Convertible Securities 31787AAP6 563 620000 SH SOLE 0 0 620000 HERBALIFE LTD Convertible Securities 42703MAB9 501 385000 SH SOLE 0 0 385000 HURON CONSULTING GROUP INC Convertible Securities 447462AB8 523 555000 SH SOLE 0 0 555000 ILLUMINA INC Convertible Securities 452327AH2 13 10000 SH SOLE 0 0 10000 INTEGRATED DEVICE TECHNOLOGY Convertible Securities 458118AC0 656 575000 SH SOLE 0 0 575000 INTERDIGITAL INC Convertible Securities 458660AD9 671 545000 SH SOLE 0 0 545000 ISIS PHARMACEUTICALS INC DEL Convertible Securities 464337AJ3 561 570000 SH SOLE 0 0 570000 J2 GLOBAL INC Convertible Securities 48123VAC6 778 575000 SH SOLE 0 0 575000 KAMAN CORP Convertible Securities 483548AF0 79 65000 SH SOLE 0 0 65000 MICROCHIP TECHNOLOGY INC Convertible Securities 595017AF1 514 440000 SH SOLE 0 0 440000 NATIONAL HEALTH INVS INC Convertible Securities 63633DAE4 556 495000 SH SOLE 0 0 495000 NUVASIVE INC Convertible Securities 670704AG0 664 610000 SH SOLE 0 0 610000 PDC ENERGY INC Convertible Securities 69327RAD3 508 485000 SH SOLE 0 0 485000 PACIRA PHARMACEUTICALS INC Convertible Securities 695127AD2 28 30000 SH SOLE 0 0 30000 PANDORA MEDIA INC Convertible Securities 698354AB3 576 600000 SH SOLE 0 0 600000 PRICELINE GRP INC Convertible Securities 741503AX4 647 540000 SH SOLE 0 0 540000 RPM INTL INC Convertible Securities 749685AT0 602 495000 SH SOLE 0 0 495000 RTW HLDGS INC Convertible Securities 749772AB5 270 265000 SH SOLE 0 0 265000 REDWOOD TR INC Convertible Securities 758075AC9 64 65000 SH SOLE 0 0 65000 ROVI CORP Convertible Securities 779376AD4 499 525000 SH SOLE 0 0 525000 SM ENERGY CO Convertible Securities 78454LAM2 322 310000 SH SOLE 0 0 310000 SPDR SERIES TRUST ETF 78464A417 1858 52356 SH SOLE 52356 0 0 SEACOR HOLDINGS INC Convertible Securities 81170YAB5 569 580000 SH SOLE 0 0 580000 TERADYNE INC Convertible Securities 880770AG7 639 480000 SH SOLE 0 0 480000 VECTOR GROUP LTD Convertible Securities 92240MBC1 644 605000 SH SOLE 0 0 605000 VERINT SYS INC Convertible Securities 92343XAA8 614 625000 SH SOLE 0 0 625000 APPLE INC US Equities 037833100 3959 21387 SH SOLE 0 0 21387 ABBVIE INC US Equities 00287Y109 330 3563 SH SOLE 0 0 3563 ABBOTT LABS US Equities 002824100 203 3335 SH SOLE 0 0 3335 AMAZON COM INC US Equities 023135106 1355 797 SH SOLE 0 0 797 VANECK VECTORS ETF TR ETF 92189F437 2941 102529 SH SOLE 102529 0 0 ALIBABA GROUP HLDG LTD US Equities 01609W102 559 3012 SH SOLE 0 0 3012 BANK AMER CORP US Equities 060505104 204 7234 SH SOLE 0 0 7234 BANK AMER CORP US Equities 060505104 1 1000000 SH SOLE 0 0 1000000 BANK AMER CORP US Equities 060505104 322 1727 SH SOLE 0 0 1727 CBOE GLOBAL MARKETS INC US Equities 12503M108 1181 11350 SH SOLE 0 0 11350 CME GROUP INC US Equities 12572Q105 16144 98486 SH SOLE 0 0 98486 CME GROUP INC US Equities 12572Q105 9 10000 SH SOLE 0 0 10000 DISNEY WALT CO US Equities 254687106 431 4114 SH SOLE 0 0 4114 DISNEY WALT CO US Equities 254687106 8 106000 SH SOLE 0 0 106000 DNP SELECT INCOME FD US Equities 23325P104 115 10696 SH SOLE 0 0 10696 ISHARES TR US Equities 464287234 343 7910 SH SOLE 0 0 7910 ISHARES TR US Equities 464287465 814 12152 SH SOLE 0 0 12152 ISHARES TR US Equities 464287465 182 29145 SH SOLE 0 0 29145 ISHARES TR US Equities 464287465 30 12890 SH SOLE 0 0 12890 FORTRESS TRANS INFRST INVS L US Equities 34960P101 253 14000 SH SOLE 0 0 14000 GENERAL ELECTRIC CO US Equities 369604103 178 13102 SH SOLE 0 0 13102 GENERAL ELECTRIC CO US Equities 369604103 45 13025 SH SOLE 0 0 13025 SPDR GOLD TRUST US Equities 78463V107 333 2808 SH SOLE 0 0 2808 ALPHABET INC US Equities 02079K107 623 558 SH SOLE 0 0 558 ALPHABET INC US Equities 02079K305 537 476 SH SOLE 0 0 476 DBX ETF TR ETF 233051432 1296 26386 SH SOLE 26386 0 0 ISHARES TR ETF 464288513 1547 18180 SH SOLE 18180 0 0 FIRST TR EXCHANGE TRADED FD US Equities 33738D408 2264 48073 SH SOLE 47140 0 933 INTEL CORP US Equities 458140100 788 15855 SH SOLE 0 0 15855 VANGUARD ADMIRAL FDS INC US Equities 921932885 370 2814 SH SOLE 0 0 2814 ISHARES TR US Equities 464287655 253 1547 SH SOLE 0 0 1547 JOHNSON & JOHNSON US Equities 478160104 572 4710 SH SOLE 0 0 4710 JPMORGAN CHASE & CO US Equities 46625H100 712 6833 SH SOLE 0 0 6833 PIMCO ETF TR Fixed Income 72201R833 17905 176320 SH SOLE 0 0 176320 MICROSOFT CORP US Equities 594918104 714 7240 SH SOLE 0 0 7240 NETFLIX INC (blank) 64110L106 579 1480 SH SOLE 0 0 1480 NOKIA CORP (blank) 654902204 67 11589 SH SOLE 0 0 11589 NUTANIX INC US Equities 67059N108 278 5400 SH SOLE 0 0 5400 NVIDIA CORP US Equities 67066G104 276 1165 SH SOLE 0 0 1165 PROCTER AND GAMBLE CO US Equities 742718109 369 4726 SH SOLE 0 0 4726 INVESCO EXCHNG TRADED FD TR ETF 46138E719 1784 97542 SH SOLE 97542 0 0 PNC FINL SVCS GROUP INC US Equities 693475105 781 5782 SH SOLE 0 0 5782 ISHARES TR ETF 46434V407 1383 29655 SH SOLE 29655 0 0 SPDR SER TR ETF 78468R408 623 22812 SH SOLE 22812 0 0 SPDR INDEX SHS FDS Foreign Equities 78463X889 6671 219445 SH SOLE 0 0 219445 SPDR INDEX SHS FDS Foreign Equities 78463X509 1827 51702 SH SOLE 0 0 51702 SPDR SERIES TRUST Corporate Bonds 78464A474 13401 444338 SH SOLE 0 0 444338 SPDR SERIES TRUST US Equities 78464A805 15918 468307 SH SOLE 0 0 468307 SPDR S&P 500 ETF TR US Equities 78462F103 20772 76571 SH SOLE 38669 0 37902 AT&T INC US Equities 00206R102 393 12225 SH SOLE 0 0 12225 SSGA ACTIVE ETF TR Fixed Income 78467V848 11846 249119 SH SOLE 0 0 249119 TRIMTABS ETF TR US Equities 89628W302 7992 223864 SH SOLE 0 0 223864 UNITED TECHNOLOGIES CORP US Equities 913017109 307 1974 SH SOLE 0 0 1974 VANGUARD INTL EQUITY INDEX F Foreign Equities 922042775 1143 22051 SH SOLE 0 0 22051 VANGUARD INTL EQUITY INDEX F US Equities 922042874 277 4930 SH SOLE 0 0 4930 VANGUARD GROUP US Equities 921908844 1575 15504 SH SOLE 0 0 15504 VANGUARD INDEX FDS US Equities 922908363 279 1117 SH SOLE 0 0 1117 VALEANT PHARMACEUTICALS INTL US Equities 91911K102 483 20794 SH SOLE 0 0 20794 VANGUARD INDEX FDS US Equities 922908769 12637 89986 SH SOLE 0 0 89986 VANGUARD INDEX FDS US Equities 922908736 211 1410 SH SOLE 0 0 1410 VANGUARD STAR FD Foreign Equities 921909768 4515 83465 SH SOLE 0 0 83465 VERIZON COMMUNICATIONS INC US Equities 92343V104 340 6756 SH SOLE 0 0 6756 SELECT SECTOR SPDR TR US Equities 81369Y886 463 8908 SH SOLE 0 0 8908